Jordan triple endomorphisms and isometries of unitary groups
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JORDAN TRIPLE ENDOMORPHISMS AND ISOMETRIES
OF UNITARY GROUPS
LAJOS MOLN´
AR
Abs ac . In his pape we p esen he gene al o m o all con inuous
endomo phisms o he g oup Uno n×ncomplex uni a y ma ices wi h
espec o he Jo dan iple p oduc . These a e he con inuous maps
φ:Un→Unwhich sa is y
φ(V W V ) = φ(V)φ(W)φ(V), V, W ∈Un.
The esul is applied o de e mine he s uc u e o ce ain isome ies
o Un. These include he isome ies ela i e o any me ic gi en by a
uni a ily in a ian no m on he space Mno all n×ncomplex ma ices
and also he isome ies ela i e o any membe o a new class o me ics
on Un ecen ly in oduced by Chau, Li, Poon and Sze [6].
1. In oduc ion and s a emen o he main esul s
The amous Mazu -Ulam heo em s a es ha e e y su jec i e isome y
(i.e., su jec i e dis ance p ese ing mapping) be ween eal no med spaces
is au oma ically a ine, i p ese es he ope a ion o con ex combina ion.
Mo i a ed by his impo an esul , in he pape [9] Ha o i, Hi asawa, Miu a
and Moln´a made a emp s o gene alize i o he noncommu a i e se ing,
especially o me ic g oups and o ce ain subs uc u es o hem. The
au ho s managed o ob ain esul s saying ha unde ce ain condi ions,
he su jec i e isome ies o g oups equipped wi h ansla ion and in e se
in a ian me ics locally p ese e an ope a ion called in e ed Jo dan iple
p oduc . In some cases he local p ese a ion o ha ope a ion can be
shown o ex end globally. These esul s demons a e ha in he conside ed
cases he su jec i e isome ies ha e a ce ain ema kable algeb aic p ope y,
hey a e some so o isomo phisms be ween he unde lying g oups. In [10]
he esul s gi en in [9] we e u ilized o desc ibe he s uc u e o su jec i e
isome ies o he uni a y g oup o an a bi a y complex Hilbe space ela i e
o he me ic induced by he usual ope a o no m. In [15] Moln´a and
ˇ
Sem l de e mined he s uc u e o su jec i e isome ies o he uni a y g oup
o a complex in ini e dimensional sepa able Hilbe space wi h espec o
2010 Ma hema ics Subjec Classi ica ion. P ima y: 15A60, 15A86. Seconda y: 47B49.
Key wo ds and ph ases. Uni a y g oup, isome ies, uni a ily in a ian no m, Jo dan
iple p oduc .
The au ho was suppo ed by he ”Lend¨ule ” P og am (LP2012-46/2012) o he Hun-
ga ian Academy o Sciences and by he Hunga ian Scien i ic Resea ch Fund (OTKA)
Reg.No. K81166 NK81402.
1
2 LAJOS MOLN´
AR
any uni a ly in a ian uni o m no m on he ull ope a o algeb a o e he
unde lying Hilbe space. By employing di e en analy ical ools bu using
he same algeb aic p ope ies o su jec i e isome ies be ween g oups ha
we e ob ained in [9], Ha o i and Moln´a p esen ed esul s in [11] on he
s uc u e o su jec i e isome ies ( ela i e o he usual no m) o uni a y
g oups in C∗-algeb as and in on Neumann algeb as. An in e es ing ecen
esul on he o m o ce ain isome ies o he special o hogonal g oup is o
appea in [1].
In [15] he p oblem o desc ibing he su jec i e isome ies o he uni a y
g oup unde uni a ily in a ian no ms in he ini e dimensional case was
le as an open p oblem, see [15, 4. Rema ks, examples, open p oblems].
One o he aims o his pape is o gi e a solu ion o ha p oblem. On he
o he hand, below we de e mine he s uc u e o all isome ies o he uni a y
g oup Un ela i e o a new class o me ics on Un ha has been in oduced
by Chau, Li, Poon and Sze e y ecen ly [6].
As can be suspec ed om he discussion abo e he isome ies we a e go-
ing o conside u n o be isomo phisms unde a ce ain algeb aic ope a ion
on Un. Indeed, his ope a ion is he in e ed Jo dan iple p oduc ha
we de ine by he o mula V W −1V. Mo phisms wi h espec o his p oduc
a e e y closely ela ed o mo phisms wi h espec o a much mo e common
and impo an ope a ion which is called he Jo dan iple p oduc . This is
de ined by he o mula V WV . T ans o ma ions p ese ing his ope a ion o
alike ope a ions a e ex ensi ely in es iga ed in ing heo y and i s applica-
ions. The second main aim o his pape is o ob ain he ull desc ip ion o
all con inuous Jo dan iple endomo phisms o he g oup Un.
We begin wi h p esen ing he no a ion and de ini ions ha we shall use
h oughou he pape . We deno e by Mn he space o all n×ncomplex
ma ices, by Hn he space o all sel -adjoin elemen s o Mnand by Un he
g oup o all uni a y elemen s o Mn. A uni a y ma ix is called a symme y i
i is sel -adjoin (i has eigen alues ±1). I is well-known ha e e y uni a y
ma ix is he exponen o a skew-symme ic ma ix, i.e., e e y U∈Uncan
be w i en o he o m U=eiH wi h some H∈Hn. In wha ollows k.k
deno es he usual ope a o no m (o , in ano he wo ds, spec al no m) on
Mn(i.e., kAkis he squa e- oo o he la ges eigen alue o he posi i e
semi-de ini e ma ix A∗A). I no speci ied o he wise, when we speak o
me ical o opological p ope ies ela ed o Unwe always mean he me ic
induced by he no m k.k. In wha ollows Is ands o he iden i y ma ix,
deno es he anspose o ma ices, T is he usual ace unc ional, and
e e s o complex conjuga e. Recall ha a no m N(.) on Mnis called
uni a ily in a ian i N(UAV ) = N(A) holds o all A∈Mn,U, V ∈Un.
In wha ollows we assume ha n≥2 (in he case n= 1 he esul s below
ollow om classical ma hema ical analysis).
Ou i s main esul which gi es he comple e desc ip ion o Jo dan iple
endomo phisms o Un eads as ollows.
JORDAN TRIPLE ENDOMORPHISMS AND ISOMETRIES OF UNITARY GROUPS 3
Theo em 1. Le φ:Un→Unbe a con inuous map which is a Jo dan iple
endomo phism, i.e., assume ha φsa is ies
φ(V WV ) = φ(V)φ(W)φ(V), V, W ∈Un.
Then he e exis a uni a y ma ix U∈Un, an in ege k, a numbe c∈
{−1,1}, and a se {P1, . . . , Pn}o mu ually o hogonal ank-one p ojec ions
in Mn, a se {k1, . . . , kn}o in ege s and a se {c1, . . . , cn} ⊂ {−1,1}such
ha φis o one o he ollowing o ms:
(j1) φ(V) = c(de V)kUV U−1,V∈Un;
(j2) φ(V) = c(de V)kUV −1U−1,V∈Un;
(j3) φ(V) = c(de V)kUV U−1,V∈Un;
(j4) φ(V) = c(de V)kUV U−1,V∈Un;
(j5) φ(V) = Pn
j=1 cj(de V)kjPj,V∈Un.
F om he abo e esul one can immedia ely deduce he s uc u e o all
con inuous Jo dan iple au omo phisms o Un.
Co olla y 2. Le φ:Un→Unbe a con inuous Jo dan iple au omo phism,
i.e., a con inuous bijec i e map which sa is ies
φ(V WV ) = φ(V)φ(W)φ(V), V, W ∈Un.
Then he e exis a uni a y ma ix U∈Unand a numbe c∈ {−1,1}such
ha φis o one o he ollowing o ms:
(a1) φ(V) = cUV U−1, V ∈Un;
(a2) φ(V) = cUV −1U−1, V ∈Un;
(a3) φ(V) = cUV U−1, V ∈Un;
(a4) φ(V) = cUV U−1, V ∈Un.
As ou second main aim in his pape , in he nex heo em we de e mine
he s uc u e o all isome ies o he uni a y g oup Unwi h espec o any
uni a ily in a ian no m gi en on Mn.
Theo em 3. Le N(.)be a uni a ily in a ian no m on Mn. I φ:Un→Un
is an isome y, i.e., φis a map which sa is ies
N(φ(V)−φ(W)) = N(V−W), V, W ∈Un,
hen he e exis s a pai U, U0∈Uno uni a y ma ices such ha φis o one
o he ollowing o ms:
(i1) φ(V) = UV U0, V ∈Un;
(i2) φ(V) = UV −1U0, V ∈Un;
(i3) φ(V) = UV U0, V ∈Un;
(i4) φ(V) = UV U0, V ∈Un.
In ou ou h heo em we de e mine he isome ies o Unwi h espec o
a ecen ly de ined class o in e es ing me ics on Un. Mo i a ed by conside -
a ions in quan um in o ma ion p ocessing, in [5] Chau in oduced a ce ain
amily o me ics on Un. In he pape [6] Chau, Li, Poon and Sze ha e
ex ended his class signi ican ly and p esen ed a numbe o i s in e es ing
4 LAJOS MOLN´
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p ope ies. I is a ema kable ac ha s a ing om a e y much di e en
o igin in [2], An ezana, La o onda and Va ela ha e been led p ac ically o
he same class o dis ances on Un.
As o he de ini ion o he me ics in ques ion, we i s ema k he ollow-
ing. To any V∈Un he e co esponds a unique sel -adjoin ma ix H∈Hn
wi h spec um in ]−π, π] such ha V= exp(iH). Indeed, Hcan be ob ained
in he ollowing way. Applying an app op ia e uni a y simila i y ans o -
ma ion, Vis ans o med in o a diagonal ma ix. The diagonal elemen s
o his ma ix a e complex numbe s o modulus 1. Fo each such diagonal
elemen ake he co esponding unique angle ha belongs o ] −π, π]. F om
he so ob ained angles o m he co esponding diagonal ma ix and inally
ans o m i wi h he in e se o he p e iously men ioned uni a y simila i y
ans o ma ion. Wha we ge is jus he sel -adjoin ma ix H ha we ha e
been looking o . Fo empo a y use, in his pape we call his sel -adjoin
ma ix H he angula ma ix o V. Now, gi en a uni a ily in a ian no m
N(.) on Mn, o any pai V, W ∈Uno uni a y ma ices pick he angula
ma ix Ho V W−1and de ine dN(V, W) = N(H). I has been p o en in
[6] ha dNis a me ic on Unand se e al in e es ing p ope ies o dNha e
been de i ed.
In ou las esul we de e mine he s uc u e o he co esponding isome-
ies o Un.
Theo em 4. Le N(.)be a uni a ily in a ian no m on Mn. The s uc u e
o he isome ies o Unwi h espec o he me ic dNde ined abo e is exac ly
he same as in Theo em 3.
Rema k 5.A his poin le us ema k he ollowing. The esul s in he
p e ious s a emen s can all be e e sed, meaning ha all ans o ma ions
o any o he o ms which appea in he conclusions a e in ac isome ies,
con inuous Jo dan iple au omo phisms, and con inuous Jo dan iple en-
domo phisms, espec i ely. To e i y hese one needs o apply only simple
obse a ions.
2. P oo s
In his sec ion, a e e i ying some auxilia y esul s, we p esen he p oo s
o ou main heo ems.
Ou i s lemma ha ollows s a es ha he con inuous Jo dan iple
endomo phisms o Una e all Lipschi z unc ions. The esul could also
be de i ed ollowing he a gumen gi en in [13] (p. 177, Sa z 1) ela ing
o g oup endomo phisms o linea g oups. Fo he sake o comple eness
below we p esen a mo e di ec and simple p oo in he case o Jo dan iple
endomo phisms o Un.
Lemma 6. Le φ:Un→Unbe a con inuous Jo dan iple endomo phism.
Assume φ(I) = I. Then φis a Lipschi z unc ion.
JORDAN TRIPLE ENDOMORPHISMS AND ISOMETRIES OF UNITARY GROUPS 5
P oo . We begin wi h he ollowing obse a ion. Fo an a bi a y V∈Un
le Hbe he angula ma ix o Vand deno e he ope a o no m kHko H
by m(V). Appa en ly, we ha e he inequali ies
kV−Ik ≤ m(V)≤2kV−Ik.
Mo eo e , i m(V)< π and kis a posi i e in ege such ha k m(V)< π,
hen we ha e m(Vk) = k m(V).
Tu ning o he p oo o he lemma, we i s asse ha he e exis s a
posi i e eal numbe Lsuch ha kφ(U)−Ik ≤ LkU−Ikholds o all
U∈Un. Assume on he con a y ha we ha e a sequence (Uk) in Unand a
sequence (ck) o posi i e in ege s such ha ck→ ∞ and
(1) kφ(Uk)−Ik> ckkUk−Ik
holds o e e y k∈N. Since Unis a compac me ic space, (Uk) has a
con e gen subsequence. Wi hou se ious loss o gene ali y we may and do
assume ha al eady he o iginal sequence (Uk) is con e gen . I i s limi we e
di e en om I, by (1) we would ha e kφ(Uk)−Ik→∞which con adic s
kφ(Uk)−Ik ≤ 2. The e o e, Uk→Iand φ(Uk)→Ias k→ ∞. We can
also assume ha
kφ(Uk)−Ik=k, k<1/2
holds o all k∈N. Choose posi i e in ege s lksuch ha
1/(lk+ 1) ≤k<1/lk.
Clea ly, lk≥2. Since k> ckkUk−Ik, we ha e kUk−Ik< k/ckand his
implies ha
m(Uk)≤2kUk−Ik<(2k)/ck.
On he o he hand, we ha e
2klk
ck
<2
ck
< π.
The e o e, we in e m(Ulk
k) = lkm(Uk)<2/ckwhich implies
kUlk
k−Ik ≤ m(Ulk
k)<2/ck.
Consequen ly, Ulk
k→Iand since Uk→Ialso holds, we ha e Ulk+1
k→Ias
k→ ∞.
We con inue wi h he inequali ies
m(φ(Uk)) ≤2kφ(Uk)−Ik= 2k
and
2k(lk+ 1) <2(lk+ 1)/lk< π,
whe e in he las inequali y we ha e used lk≥2. These imply ha
m(φ(Uk)lk+1) = (lk+ 1)m(φ(Uk)).
6 LAJOS MOLN´
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Hence we compu e
1 = (1/k)kφ(Uk)−Ik ≤ (lk+ 1)kφ(Uk)−Ik
≤(lk+ 1)m(φ(Uk)) = m(φ(Uk)lk+1)≤2kφ(Ulk+1
k)−Ik.
Consequen ly, φ(Ulk+1
k)6→ Iand his con adic s Ulk+1
k→I. The e o e, we
ha e a posi i e eal numbe Lsuch ha kφ(U)−Ik ≤ LkU−Ikholds o
e e y U∈Un.
To comple e he p oo pick a bi a y uni a ies W, W 0∈Un. We can choose
V∈Unsuch ha V2=W0and hen ind U∈Unsuch ha V UV =W.
We in e
kφ(W)−φ(W0)k=kφ(V UV )−φ(V2)k=kφ(V)φ(U)φ(V)−φ(V)Iφ(V)k
=kφ(U)−Ik ≤ LkU−Ik=LkV UV −V2k=LkW−W0k.
This p o es ha φis a Lipschi z unc ion.
In he nex auxilia y esul we show ha e e y con inuous Jo dan iple
endomo phism o Unwhich is uni al (i.e., maps I o I) gi es ise o a linea
ans o ma ion on Hn. The use o one-pa ame e g oups in he p oo ha
o igina es om [12] has al eady been exploi ed in he pape s [11] and [1].
Lemma 7. Le φ:Un→Unbe a con inuous Jo dan iple endomo phism
wi h φ(I) = I. Then he e exis s a linea ans o ma ion :Hn→Hnsuch
ha
φ(ei A) = ei (A), ∈R, A ∈Hn.
Mo eo e , sa is ies
(V AV ) = φ(V) (A)φ(V)
o e e y A∈Hnand symme y V∈Un.
P oo . Since φis a uni al Jo dan iple endomo phism, i is easy o check
ha φ(Vk) = φ(V)kholds o e e y V∈Unand posi i e in ege k. We
show ha φp ese es he in e se ope a ion. To p o e his, le W∈Unbe
such ha W2=V. We compu e
φ(W)φ(V−1)φ(W) = φ(WV −1W) = φ(I) = I
which implies ha
φ(V−1) = φ(W)−2=φ(W2)−1=φ(V)−1.
The e o e, we ob ain ha φ(Vk) = φ(V)kholds o e e y in ege kand
V∈Un. In he es o he pape we shall use se e al imes ha , in pa icula ,
φmaps symme ies o symme ies.
In he nex s ep, ollowing an a gumen simila o he p oo o Theo em 7
in [11] we show ha φmaps one-pa ame e uni a y g oups o one-pa ame e
uni a y g oups. Pick an a bi a y sel -adjoin ma ix T∈Hnand de ine
ST:R→Unby
ST( ) = φ(ei T ), ∈R.
JORDAN TRIPLE ENDOMORPHISMS AND ISOMETRIES OF UNITARY GROUPS 7
We asse ha STis a con inuous one-pa ame e uni a y g oup in Mn. Since
φis con inuous, we only need o p o e ha ST( + 0) = ST( )ST( 0) holds
o e e y pai , 0o eal numbe s. Fi s selec a ional numbe s and 0
such ha =k
mand 0=k0
m0wi h in ege s k, k0, m, m0. We compu e
ST( + 0) = φ(eikm0+k0m
mm0T) = φ(ei1
mm0T)km0+k0m
=φ(ei1
mm0T)km0φ(ei1
mm0T)k0m=ST( )ST( 0).
Since φis con inuous, we deduce ha ST( + 0) = ST( )ST( 0) holds o e e y
pai , 0o eal numbe s. By S one’s heo em we ob ain ha he e exis s a
unique sel -adjoin ma ix (T)∈Hn( he gene a o o he one-pa ame e
uni a y g oup ST) such ha
φ(ei T ) = ST( ) = ei (T), ∈R.
We nex p o e ha :Hn→Hnis in ac a linea ans o ma ion. Pick
A, B, C ∈Hn. We compu e
ei( /2)Aei Bei( /2)A−ei C
i
=(ei( /2)A−I)ei Bei( /2)A+ (ei B −I)ei( /2)A+ (ei( /2)A−I)−(ei C −I)
i
→A/2 + B+A/2−C=A+B−C
as →0. I ollows ha
lim
→0
ei( /2)Aei Bei( /2)A−ei C
i = 0 ⇐⇒ C=A+B.
I C=A+B, hen using he Lipschi z p ope y o φp o en in Lemma 6
we ha e
ei( /2) (A)ei (B)ei( /2) (A)−ei (C)
i
=φ(ei( /2)A)φ(ei B)φ(ei( /2)A))−φ(ei C)
i
=φ(ei( /2)Aei Bei( /2)A))−φ(ei C)
i →0
as →0. On he o he hand, jus as abo e we deduce
ei( /2) (A)ei (B)ei( /2) (A)−ei (C)
i → (A) + (B)− (C).
This gi es us ha (A) + (B)− (A+B) = 0, i.e., is addi i e. The
homogenei y o is i ial o see. Indeed, we ha e
ei λ (A)=φ(ei λA) = ei (λA)
o e e y , λ ∈Rwhich implies λ (A) = (λA). Consequen ly, is a linea
ans o ma ion on Hn.
8 LAJOS MOLN´
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To ob ain he las s a emen o he esul we compu e
ei φ(V) (A)φ(V)=φ(V)ei (A)φ(V)
=φ(V)φ(ei A)φ(V) = φ(V ei AV) = ei (V AV ).
Since his holds o e e y ∈Rwe easily ge he desi ed equali y (V AV ) =
φ(V) (A)φ(V) o e e y A∈Hnand symme y V∈Un.
In wha ollows Tdeno es he ci cle g oup which is jus he uni a y g oup
in he one-dimensional case. The nex auxilia y esul desc ibes he s uc-
u e o con inuous Jo dan iple unc ionals on Un. I can be iewed also as
a cha ac e iza ion o he de e minan unc ion on he uni a y g oup.
Lemma 8. Le ϕ:Un→Tbe a con inuous Jo dan iple unc ional, i.e.,
assume ha ϕis con inuous and sa is ies
ϕ(V WV ) = ϕ(V)ϕ(W)ϕ(V), V, W ∈Un.
Then he e is an in ege kand a numbe c∈ {−1,1}such ha
ϕ(V) = c(de V)k, V ∈Un.
P oo . Clea ly, ϕ(I)3=ϕ(I) implying ha ϕ(I) = ±1. The e is no loss o
gene ali y in assuming ha ϕ(I) = 1. Since, by he ans o ma ion λ7→
diag(λ, 1,...,1), he g oup Tembeds i ially in o Un, he unc ional ϕ:
Un→Tgi es ise o a con inuous uni al Jo dan iple endomo phism o Un.
Applying Lemma 7 o his ans o ma ion one can easily check ha he e
is a linea unc ional l:Hn→Rsuch ha ϕ(ei A) = ei l(A), ∈R, A ∈Hn.
By he second s a emen in Lemma 7 we u he ha e ha l(V AV ) = l(A)
holds o all A∈Hnand symme y V∈Un.
P oceeding u he , since lis a linea unc ional on he eal Hilbe space
Hn, by Riesz ep esen a ion heo em he e is an elemen H∈Hnsuch ha
l(A) = T (AH), A∈Hn. Then
T (AH) = l(A) = l(V AV ) = T (V AV H) = T (AV HV )
holds o e e y A∈Hnwhich implies ha H=V HV o e e y symme y
V∈Hn. Mul iplying by V, his gi es us ha Hcommu es wi h all symme-
ies in Un. Since any symme y Vis o he o m V= 2P−Iwi h some
p ojec ion, i ollows ha Hcommu es wi h e e y p ojec ion and we ob ain
ha His necessa ily a scala mul iple o he iden i y. Le h∈Rbe such
ha H=hI. We ha e
ϕ(ei A) = ei h T (A), ∈R, A ∈Hn.
Pick a ank-one p ojec ion P∈Mn. Since exp iπP is a symme y, i ollows
ha i s image unde ϕis a numbe ha has squa e equal o 1. The e o e,
exp(iπh T (P)) = exp(iπh) equals ±1 which yields ha his an in ege .
Deno e i by k. We compu e
ϕ(ei A) = ei k T (A)= (eT (i A))k= (de (ei A))k
which shows ha ϕ(V) = (de V)kholds o e e y V∈Un.
JORDAN TRIPLE ENDOMORPHISMS AND ISOMETRIES OF UNITARY GROUPS 9
In he case whe e ϕ(I) = −1 we apply he abo e a gumen o he Jo dan
iple unc ional −ϕ.
A e hese p elimina ies we a e now in a posi ion o p o e ou i s main
heo em. The basic idea o he p oo is he use o a s uc u al esul con-
ce ning commu a i i y p ese ing linea ans o ma ions o Hn. Tha esul
holds only when n≥3. The wo-dimensional case equi es some special
conside a ions.
P oo o Theo em 1. Le φ:Un→Unbe a con inuous Jo dan iple endo-
mo phism.
Clea ly, we ha e φ(I) = φ(I)3which implies ha I=φ(I)2, i.e., φ(I) is
a symme y.
We ha e φ(V) = φ(IV I) = φ(I)φ(V)φ(I) o e e y V∈Un. Mul iplying
by φ(I) om ei he side we ob ain ha φ(I) commu es wi h e e y elemen
φ(V) o he ange o φ. De ining ψ(V) = φ(I)φ(V), he ans o ma ion
ψ:Un→Unis a con inuous map which is easily seen o be a Jo dan iple
endomo phism o Unwhich sends I o I. In wha ollows we assume ha
al eady ou o iginal map φ ixes he iden i y I.
By Lemma 7 we ha e a linea ans o ma ion :Hn→Hnsuch ha
(2) φ(ei A) = ei (A), ∈R, A ∈Hn.
We p o e ha p ese es commu a i i y meaning ha i A, B ∈Hna e such
ha AB =BA, hen (A) (B) = (B) (A) holds, oo. Pick commu ing
ma ices A, B ∈Hn. Then o e e y , s ∈Rwe ha e
ei Aei2sBei A =eisBei2 AeisB
implying
φ(ei A)φ(ei2sB)φ(ei A) = φ(eisB)φ(ei2 A)φ(eisB)
and hence
ei (A)ei2s (B)ei (A)=eis (B)ei2 (A)eis (B).
Fixing he eal a iable sand pu ing he complex a iable zin he place o
i we ha e ha he equali y
ez (A)ei2s (B)ez (A)=eis (B)e2z (A)eis (B)
be ween ma ix alued holomo phic (en i e) unc ions o he a iable zholds
along he y-axis. By he uniqueness heo em o holomo phic unc ions we
in e ha he abo e equali y holds necessa ily on he whole complex plane.
Nex , ixing zand inse ing he complex a iable win he place o is, he
same easoning leads o ha he equali y
ez (A)e2w (B)ez (A)=ew (B)e2z (A)ew (B)
holds o all alues o he a iables z, w ∈C. In pa icula , o a bi a y eal
numbe s , s se ing z= /2, w =s/2 we ha e
(3) pe (A)es (B)pe (A)=pes (B)e (A)pes (B).
16 LAJOS MOLN´
AR
small. The e o e, Unis compac also ela i e o he me ic dNand hence
any isome y φ:Un→Unwi h espec o he me ic dNis necessa ily
su jec i e.
Le us check ha he condi ions in P oposi ion 9 a e sa is ied. We i s
show ha dNis ansla ion and in e se in a ian . Indeed,
dN(UW, V W) = dN(U, V ), U, V, W ∈Un
holds i ially and om he equali y
V−1U=V−1(UV −1)V
we deduce ha dN(V−1, U−1) = dN(U, V ). The e o e, dNis in e se in-
a ian and, since i is igh ansla ion in a ian , we ob ain ha i is le
ansla ion in a ian , oo.
We ha e no ed in he p oo o he p e ious heo em ha N(.) is a sym-
me ic no m equi alen o k.k. Hence we ha e a posi i e scala csuch ha
ck.k ≤ N(.)≤N(I)k.k.
Se α=πc/4. Pick V, W ∈Unwi h dN(V, W)< α. Le X∈Unbe such
ha dN(X, V ) = dN(X, WV −1W) = dN(V, W). Then we ha e
dN(X, W)≤dN(X, V ) + dN(V, W)=2dN(V, W)<2α=πc/2.
I ollows ha he angula ma ix Ho WX−1=eiH sa is ies N(H)< πc/2,
which implies ha kHk< π/2. F om his we in e ha he angula ma ix
o (WX−1W)X−1= (WX−1)2is jus 2H. This yields
dN(WX−1W, X)=2dN(W, X).
These show ha he condi ions in P oposi ion 9 a e ul illed (wi h cons an
K= 2) and we conclude ha
φ(V W−1V) = φ(V)φ(W)−1φ(V)
holds o any V, W ∈Unwi h dN(V, W)< α. Nex , choose a posi i e
numbe βsuch ha β < α/(2N(I)). Assume kV−Wk< β. Then kV W−1−
Ik< β and i easily ollows ha he angula ma ix Ho V W−1sa is ies
kHk<2β. Hence dN(V, W) = N(H)≤N(I)kHk< N(I)2β < α holds
which u he implies he equali y
(7) φ(V W−1V) = φ(V)φ(W)−1φ(V).
Consequen ly, o any pai V, W ∈Unwi h kV−Wk< β (i.e., o elemen s
close enough ela i e o he usual me ic) we ha e he abo e equali y.
The a gumen gi en in he i s pa o he p oo o Theo em 8 in [10]
is abou showing ha he abo e p ope y which ells us ha (7) holds lo-
cally in Unin ac implies ha i holds also globally. We can employ ha
a gumen he e oo and ob ain ha φsa is ies (7) o all pai s V, W ∈Un.
Since φis an isome y wi h espec o he me ic dNwhich induces he
same opology as k.k, i ollows ha φis con inuous in he ope a o no m.
Applying P oposi ion 10 we ob ain he desi ed conclusion.
JORDAN TRIPLE ENDOMORPHISMS AND ISOMETRIES OF UNITARY GROUPS 17
Rema k 11.We inish wi h he ollowing open p oblem and ema ks.
In Theo em 1 we ha e desc ibed he Jo dan iple endomo phisms o
Un. A na u al p oblem a ises which asks o he s uc u e o all con inuous
Jo dan iple endomo phisms om Unin o ano he uni a y g oup Um. O
cou se, i m≤n, ou esul can be applied (Umembeds in o Un), bu wha
happens i m>n? Recall ha in ou p oo abo e we ha e hea ily used he
s uc u e o commu a i i y p ese ing linea maps o Hnwhich s a emen is
no longe alid be ween di e en spaces.
We ema k ha he me hods wha we applied in [15] o de e mine he
Jo dan iple au omo phisms o he uni a y g oup o a complex sepa able
in ini e dimensional Hilbe space can mos p obably be modi ied o he
ini e dimensional se ing whe e n≥3. Howe e , because o he essen ial
use o he s uc u e o commu a i i y p ese ing non-linea maps in [15],
he wo-dimensional case would ce ainly emain unco e ed. Obse e ha
he app oach we ha e ollowed in he p esen pape has p o ided esul also
in ha low-dimensional case.
Re e ences
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p ep in .
[2] J. An ezana, G. La o onda and A. Va ela, Op imal pa hs o symme ic ac ions in
he uni a y g oup, p ep in , a Xi :1107.2439.
[3] R. Bha ia, Ma ix Analysis, Sp inge -Ve lag, New Yo k Be lin Heidelbe g, 1997.
[4] M. B in and G. S uck, In oduc ion o Dynamical Sys ems, Camb idge Uni . P ess,
2002.
[5] H.F. Chau, Me ics on uni a y ma ices and hei applica ion o quan i ying he deg ee
o non-commu a i i y be ween uni a y ma ices, Quan . In o m. Comp. 11 (2011),
721-740.
[6] H.F. Chau, C.K. Li, Y.T Poon and N.S. Sze, Induced me ic and ma ix inequali ies
on uni a y ma ices, J. Phys. A: Ma h. Theo . 45 (2012), 095201, 8 pp.
[7] M.D. Choi, A.A. Ja a ian and H. Radja i, Linea maps p ese ing commu a i i y,
Linea Algeb a Appl. 87 (1987), 227–241.
[8] S. Gudde and G. Nagy, Sequen ially independen e ec s, P oc. Ame . Ma h. Soc.
130 (2002), 1125–1130.
[9] O. Ha o i, G. Hi asawa, T. Miu a and L. Moln´a , Isome ies and maps compa ible
wi h in e ed Jo dan iple p oduc s on g oups, Tokyo J. Ma h. 35 (2012), 385–410.
[10] O. Ha o i and L. Moln´a , Isome ies o he uni a y g oup, P oc. Ame . Ma h. Soc.
140 (2012), 2141–2154.
[11] O. Ha o i and L. Moln´a , Isome ies o he uni a y g oups and Thompson isome ies
o he spaces o in e ible posi i e elemen s in C∗-algeb as, p ep in
[12] S. Sakai, A cha ac e iza ion o W∗-algeb as, Paci ic J. Ma h. 6(1956), 763–773.
[13] W. Maak, Fas pe iodische Funk ionen, Die G undleh en de Ma hema ischen Wis-
senscha en in Einzelda s ellungen, Be lin, 1950.
[14] L. Moln´a , Selec ed P ese e P oblems on Algeb aic S uc u es o Linea Ope a o s
and on Func ion Spaces, Lec u e No es in Ma hema ics, Vol. 1895, Sp inge , 2007.
[15] L. Moln´a and P. ˇ
Sem l, T ans o ma ions o he uni a y g oup on a Hilbe space, J.
Ma h. Anal. Appl. 388 (2012), 1205–1217.
18 LAJOS MOLN´
AR
MTA-DE ”Lend¨
ule ” Func ional Analysis Resea ch G oup, Ins i u e o
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ga y
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