The Anatolian Subgroup of Indo-European in the Light of the “Minor” Languages
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The Anatolian Subgroup of Indo-European in the Light of the “Minor” Languages H. Craig Melchert Carrboro, NC ABSTRACT: There was early recognition that Hittite was not alone as an Indo-European language of ancient Anatolia, but various factors retarded the impact of the related languages on our conception of the new subfamily and its relationship to the rest of the Indo-European family. New textual discoveries and the efforts of multiple scholars in the four-plus decades after World War II dramatically improved our understanding of the “minor” languages and led to the first serious attempts at reconstructing Proto-Anatolian. The pace of progress in the evidence for and analysis of these languages has only accelerated in the last quarter century, at last enabling atruly pan-Anatolian approach to refining our notion of Proto-Anatolian and its true relationship to Proto-Indo-European/Proto-IndoAnatolian. KEYWORDS: Anatolian, Hittite, Luvian, Lycian, Lydian, Carian Almost immediately following Bedřich Hrozný’s successful identification of Hittite as an Indo-European language, there was an early recognition that Hittite (Nesite) was not the only Indo-European language in Anatolia. Forrer (1919) already identified Luvian and Palaic as distinct languages among Hattusha texts, and Cuneiform Luvian was recognized as closely related to Hittite by Hrozný (1920: 35–39 & 55) and Forrer (1922: 215–223, correcting 1919: 1035). Forrer (1922: 241–247) tentatively added Palaic as also related. The affiliation of the language of the “Hittite hieroglyphs” was established by the early 1930s: see Forrer 1932: 59 and passim, Meriggi 1932: 10 & 42–57, and Hrozný 1933: 77–80. Lycian and Lydian were shown to be Indo-European with special affinity with Hittite-Luvian-Palaic by Meriggi (1936a, 1936b), though this was not universally acknowledged. The concept of an “Anatolian” subgroup of Indo-European was thus existent before the Second World War, even if that label would not become standard for many decades. However, the full impact of the “minor” Anatolian languages on the history of Hittite and its relationship to the rest of Indo-European was long delayed. Handbooks on the historical grammar of Hittite published from the 1930s to the 1970s largely explicated Hittite directly from some model of Proto-Indo-European, treating the other languages very selectively or in appendices: see e.g. Sturtevant 1933, Sturtevant-Hahn 1951, Kronasser 1956 & 1966, and Oettinger 1979. Hittite still played an outsized role in the more comprehensive treatment of Kammenhuber 1969. To the extent it was OPEN ACCESS
H. CRAIg MELCHERT 33 even discussed, “Proto-Anatolian” was effectively aback-projection from Old Hittite, not aserious intermediate reconstructed language on apar with Proto-Indo-Iranian, Proto-Germanic, Proto-Slavic, or the like. Imust emphasize that this Hittite-oriented approach was fully justified, due not only to the restricted evidence for other members of the subgroup, but also to longterm limitations in our understanding of them. Despite the efforts of Forrer, Hrozný, Meriggi and others, the language of the Anatolian hieroglyphs resisted full decipherment—partly due to bad luck. Forrer (1932: 40, 561, & 573) recognized the value /ni/ for the sign f, but the logical, indeed unavoidable reanalysis of the sign A as /i/ was blocked by its use for the first vowel in the name of Hama(th), leading him to acompromise e/ä (1932: 24 and passim). And Forrer did not even list /ni/ for f in his summary of findings (1932: 34)! It is hardly asurprise that the idea was long forgotten. The delay in the full recognition of the correct values lasted until the 1960s and beyond (see Hawkins— Morpurgo Davies— Neumann 1974: 151–152 & 157–158 with note 57 for abrief description of their “rediscovery,” with credit to the work of Hermann Mittelberger). See also the fuller treatment of the decipherment by Hawkins (2000: 13–17) with further references. The full textual evidence for the sparsely attested Palaic was published only in Otten 1944. World War II and its aftermath delayed its full exploitation: see inter alia Kammenhuber 1959ab and the handbook of Carruba 1970. Significant progress in Cuneiform Luvian was finally achieved in the 1950s: see Rosenkranz 1952, Otten 1953ab, and Laroche 1959. The impact of these and other contributions on Anatolian historical and comparative grammar was still limited by the restricted nature of the corpus (see further below). Advances were likewise achieved in the analysis of Lycian through comparison with Luvian, most notably by Laroche (1958, 1960a, 1967). The results were summarized in Neumann 1969. These fully validated Lycian as an Anatolian language closely related to Luvian. Wider impact on Anatolian grammar was again limited by the nature of texts, which consisted either of reasonably well understood but stereotyped and repetitive tomb inscriptions or of longer compositions that resisted (and after 50 years still largely resist!) reliable interpretation due to problems of vocabulary and difficulty in determining clause boundaries. The Lydian evidence was finally made fully accessible by Gusmani (1964). Its Indo-European status was likewise fully confirmed, but various apparent peculiarities vis-à-vis the rest of the Anatolian IE languages retarded analysis and left even its precise historical relationship to the rest of the group seriously debated. The 1970s and 1980s brought new evidence leading to dramatic progress in our understanding of Luvian and Lycian, with significant implications for Anatolian comparative and historical grammar. First, discovery and publication of the extensive Hieroglyphic-Phoenician bilingual of Karatepe (Bossert 1949–53) had confirmed much of the previous decipherment, as well as the Luvian features of the language of the hieroglyphs, but apparent striking differences versus Cuneiform Luvian remained: see Laroche 1960b and Meriggi 1962 & 1966–75, but note the titles of the respective handbooks, three decades after Meriggi’s well-argued identification of the language as aform of Luvian! OPEN ACCESS
34 CHATREŠŠAR 2/2020 More than two decades passed after Bossert’s editio princeps of Karatepe until Hawkins— Morpurgo Davies— Neumann (1974) combined the new evidence of Altıntepe pithoi and the cumulative facts from the Karatepe Bilingual and elsewhere—plus previous findings of Mittelberger, Bossert and others—to establish strikingly new readings for some basic syllabic signs. Previous A a> i, previous 0 ā > ya, previous I i> zi, previous i ī > za (and several Ca signs > Ci). The startling result of these quite dramatic redefinitions of the values of some of the most frequently used phonetic signs, including in grammatical endings, was that the language of the hieroglyphs now suddenly differed from Cuneiform Luvian only in details. Various limitations of the hieroglyphic syllabary (only Vand CV signs, no VC, widespread use of asingle CV sign for Ca and Ci, etc.) still complicated analysis, but the far more varied content of Hieroglyphic Luvian texts greatly expanded knowledge of Luvian grammar, with major implications for the history of Anatolian. Icite just two examples here: Morpurgo Davies (1979) demonstrated that Luvian had reflexes of the (in)famous and historically problematic “ḫi-conjugation” of Hittite (at the same time eliminating alleged traces of aLuvian “subjunctive”). Morpurgo Davies (1982–83) definitively confirmed based on Luvian and Lycian evidence the “lenition” rules of Eichner (1973: 79–83, 10086 et alibi) by which PIE voiceless stops and the second “laryngeal” *h2 were weakened (or voiced) after accented long vowel and between unaccented vowels in Proto-Anatolian. The discovery in 1973 and publication of the extensive Lycian-Greek bilingual of the Létôon text (also with an Aramaic version) led to agreat advance in our understanding of Lycian grammar: see the editio princeps in Laroche 1979. The new evidence predictably confirmed many previous analyses, but modified or refuted others. Finally, Starke (1985) showed that the vast majority of Cuneiform Luvian texts consisted of duplicates and variants of amere handful of ritual compositions, leading to many new insights into the morphophonology and lexicon of both forms of Luvian and of Lycian (Starke 1990). Ihave spent nearly half of my generous allotted speaking time summarizing the history of the study of the “minor” ancient Indo-European languages of Anatolia and adjacent areas through the mid-1980s. Ihave done so because Ithink it is salutary to remind ourselves and others repeatedly that scholarship in any field is acumulative and collaborative exercise. We should frequently acknowledge with due gratitude the great debt that we owe to those who preceded us—to use the frequent metaphor, those on whose shoulders we stand. The accelerated and still accelerating progress in Anatolian comparative and historical grammar over the past thirty-plus years has only been possible because those of us active in the field were able to build upon the foundations laid by those mentioned above and others Ihave not named. It was the preceding developments that led to serious inclusion of the “minor” languages in reconstructing Proto-Anatolian: see e.g. Eichner 1986: 12–13 and more extensively Eichner 1988, followed by Melchert 1994. Inadequate treatment of the languages beyond Hittite and skepticism about their relevance lingered: see the review of Puhvel 1984 by Melchert (1986: 569a) and the retort in Puhvel 1991: v. However, this was merely aminor bump on the road to progress, and even acursory inspection of Puhvel 2011 (see among many the entries for pašku(wai)- and paštar(iya)-) affirms that OPEN ACCESS
H. CRAIg MELCHERT 35 a panAnatolian perspective has now become standard, if not universal in Anatolian comparative and historical grammar. The pace of study of the “minor” Anatolian languages has continued to accelerate and expand over the past quarter century. One crucial factor has been continued new discoveries and much enhanced text corpora. Major new texts include Hieroglyphic Luvian inscriptions from the Hittite Empire of the late second millennium BCE: Yalburt (editio princeps Poetto 1993) and Südburg (Hattusha, editio princeps Hawkins 1995). Empire orthography leaves their interpretation controversial up to present, but both nevertheless have contributed to further new readings of certain signs, to the lexicon, and to our evolving conception of Luvian dialects in the second millennium. Further exciting new Hieroglyphic Luvian texts from the Iron Age also continue to be found: ALEPPO 6 (editio princeps Hawkins 2011: 40–45) and ARSUZ 1 & 2 (editio princeps Dinçol et al. 2015). The Carian-Greek Kaunos Bilingual (discovery 1996, editio princeps Frei— Marek 1997) validated the radically “new” readings of many letters of the Carian alphabet and finally confirmed Carian as an Indo-European language closely related to Luvian and Lycian (summary of the research history and then current results in Adiego 2007). Our knowledge of the grammar is still limited, and the broader impact of Carian remains modest, but the presence of three voiceless coronal sibilants has interesting implications (cf. Melchert 2012a with references). By far the broadest impact in terms of textual evidence we indisputably owe to the masterful edition by Hawkins (2000) of all Iron Age Hieroglyphic Luvian inscriptions known to date, making the corpus at last accessible to awide range of scholars, not just the handful prepared to retransliterate themselves with the correct values all the previous editions prior to the mid-1970s. The result has been averitable torrent of published research reassessing virtually every aspect of the synchronic grammar of the “minor” languages and the implications for Anatolian historical grammar and the relationship of the subgroup (NB not just Hittite!) to Indo-European. This has reached its culmination in “ eDiAna: Digital Philological-Etymological Dictionary of the Minor Ancient Anatolian Corpus Languages,” an ongoing joint research project of Ludwig-Maxmilians-Universität München and Philipps-Universität Marburg (see https://www.ediana.gwi. uni-muenchen.de/index.php). This project combines original in-depth philological analyses with ahighly productive exploitation of the known close interconnections of the lesser languages among themselves: many of the articles cited below stem from members of the project team. These same qualities also mark the “Luwili Project: Luwian Religious Discourse Between Anatolia and Syria” (see https://luwili.wordpress. com/), which in particular seeks to elucidate the religious incantations that comprise most Luwian cuneiform texts by comparison “with similar compositions in other languages coming from the same areas.” Building on the pioneering work of Starke (1985), this reexamination of the many textual fragments has led to further dramatic new insights into the true interrelationships of the extant ritual compositions and their variants and promises to revolutionize our conception of Luvian dialects of the Empire period. The published paper by the principal investigators (Mouton— Yakubovich 2019) is merely asample of what is to come. OPEN ACCESS
36 CHATREŠŠAR 2/2020 Iclose with ahighly selective and eclectic list of representative examples of recent research on minor corpus languages having pan-Anatolian implications (and beyond), grouped according to area of most impact. The composition of the list unavoidably reflects personal priorities and prejudices of mine, and others would choose differently, but Iam confident that there would be much overlapping. Phonology: 1. Rieken (2008) demonstrated that the Hieroglyphic Luvian signs <ta> and <tá> continue “unlenited” voiceless *t versus the sign <tà> reflecting “lenited” *t or voiced *d(h), enormously increasing the Luvian evidence for the Proto-Anatolian “lenition” rules (see the reference above to Eichner 1973), with myriad implications. 2. Goedegebuure (2010a) proved that Cuneiform Luvian zanta means ‘down’ and is cognate with Hittite katta ‘down’ < *m ta/ō, requiring amajor revision in the analysis of the three-way contrast in Luvo-Lycian reflexes of PIE dorsal stops (see Melchert 2012b). 3. Goedegebuure (2010b) presented aheavily revised analysis of the oblique cases of Luvian demonstrative pronouns, leading to recognition that “Čop’s Law” (the change *�.C1V > aC1.C1V in Luvian) is common Luvo-Lycian and must be redefined as *�.C1V > *�C1.C1V (Kloekhorst 2014: 571–574). Equation of Hieroglyphic Luvian *ānni ‘with, for, against’ with the Lydian preverb ẽn- < *éni (Yakubovich apud Goedegebuure 2010a: 313, Boroday— Yakubovich 2018: 18) argues that this prehistoric change further includes Lydian. 4. Oettinger (2021) presented new arguments for preservation of the PIE “laryngeals” *h2 and *h3 as kin word-initial position before vowel in Lydian. This renews the question of the phonetics of the PIE “laryngeals”: compare Weiss 2016 versus Kloekhorst 2018. Morphology 5. Goedegebuure (2007) established the pronominal ablative-instrumental ending -in for Hieroglyphic Luvian demonstratives and the variant -atīn for Cuneiform Luvian. This finding validated the much doubted claim by Dunkel (1997) following Delbrück of aPIE ablative-instrumental case ending *-(i)m. See further possible implications for Anatolian and PIE case syntax in Melchert— Oettinger 2009. 6. Sasseville (2014–15) and (2018a) presented further evidence for secondary common gender substantives in *-eh2 referring to individuals derived from thematic adjectives (following Hajnal 1994: 166–168 & 2003: 193 et al.). 7. Sasseville (2018b: 55–60) provided evidence from “Luvic,” especially Lycian, that in Proto-Anatolian denominative factitives in *-eh2were limited to “conversion” from nominal stems in *-eh2. These include stems in -iyamade from verbal nouns in *-yeh2 to verbal stems in *-ye/o- (deradical and denominal), which show aconsistent stem in -iand must be kept apart from the former (2018b: 109–110): e.g., Luvian walli-tti ‘raise, exalt’ → walliya- ‘*raising, exalting’ → walliya-tti ‘rise, stand up’. OPEN ACCESS
H. CRAIg MELCHERT 37 8. Yakubovich (2019) offered new evidence for Lydian mediopassive endings -taλ/-daλ < Proto-Anatolian *-tori/dori, further cementing the existence of the “r-middle” in Proto-Anatolian and the status of Lydian as atrue (i.e., genetic) member of the Anatolian subgroup. Syntax 9. Sideltsev— Yakubovich (2016: 87–107) furnished afine-grained reanalysis of indefinites in Luvian, Lycian, Lydian and Palaic, distinguishing universal quantifiers, free-choice relatives and non-relatives, negative polarity items, and existential quantifiers. 10. Boroday— Yakubovich (2018), awide-ranging reanalysis of the system of “local adverbs” in languages outside Hittite, revealed that the putatively archaic Old Hittite system is innovative and paints avery different picture of the situation in Proto-Anatolian, requiring rethinking of its evolution from PIE (see especially their methodological conclusion p.20). 11. Giusfredi (2020) presented acomprehensive, accessibly formulated minimalisttheoretical survey of Luvian syntax, with important consequences for Hittite and Proto-Anatolian syntax. 12. Sadykova— Yakubovich (2019) demonstrated that clause-initial pā in Kizzuwatna Luvian is amodal particle cognate with Lydian fak. Examples from other dialects of Cuneiform Luvian argue for an original function of marking result/final clauses, thus cementing cognacy with the Tocharian imperative prefix pä-. Lexicon 13. Sasseville (2019) and Sasseville— Yakubovich (2018 [2021]) were able to identify on the basis of new joins among the Palaic texts and comparison with Hittite passages reflexes of an unextended PIE root *dekw- ‘to show’ (the base of *dekwsin Hittite tekkušše/a- ‘to show’ ~ Avestan daxša- ‘to instruct’), plus Palaic reflexes of PIE *gwó/éw- ‘bovine’ and *won- ‘dog’. 14. Mouton— Yakubovich (2019) shared their discovery of new words for ‘internal’ and ‘external/peripheral’ in Cuneiform Luvian and Lydian, with further implications for the Anatolian lexicon. 15. Rieken— Yakubovich (forthcoming) show that the alleged isolation of Lydian aλa- ‘other’ in Anatolian is falsified by identification of multiple reflexes of *al- ‘other; foreign; distant; wild’ in Luvian and Lycian. 16. Rieken (2019), building on anew analysis of Luvian loanwords into Hittite (zīla- ‘result of an oracle’, ziladuwa/zilatiya ‘in the future’, plus other Luvian), provided acompelling new common origin for an entire set of words with the common denominator ‘to (come/bring to an) end’ < ‘to cease’ < PIE *kwyeh1- ‘to rest’ (Kümmel— Rix 2001: 393–394). These include Hittite zē(y)a- ‘to be cooked done’, zinni/a- ‘to finish, complete’, and zēna- ‘autumn’. OPEN ACCESS
38 CHATREŠŠAR 2/2020 Ibegan my study of Indo-European linguistics and Hittite more than 50 years ago having barely even heard of the existence of the languages Ihave discussed above. Ican now in retrospect only characterize the developments in the field of Anatolian comparative and historical linguistics of the last thirty-plus years as exciting, immensely gratifying, and more than mildly humbling. What appeared innovative in my expressly pan-Anatolian approach of 1994 now reads more like aretrospective of what had been achieved to that point. Research of the last quarter century and especially of the last decade (and ongoing) has affirmed—far beyond my expectations of 1994—that multiple aspects of Proto-Anatolian phonology, nominal and verbal morphology, and syntax are better preserved in the “minor” Anatolian languages than in Hittite (even Old Hittite). Growing recognition of this fact has led to and will continue to lead to genuine comparative reconstruction of Proto-Anatolian and serious reconsideration of the relationship of the Anatolian subbranch to the rest of the Indo-European family. BIBLIOGRAPHY Adiego, I.J. (2007) The Carian Language, Brill: Leiden— Boston. Boroday, S.— Yakubovich, I. (2018) Hittite local adverbs in comparative perspective, in: E.Rieken (ed.), 100 Jahre Entzifferung des Hethitischen: Morphosyntaktische Kategorien in Sprachgeschichte und Forschung. Akten der Arbeitstagung der Indogermanischen Gesellschaft vom 21.bis 23.September 2015 in Marburg, Wiesbaden: Reichert, 1–22. Bossert, H. (1949) Die phönizisch-hethitischen Bilinguen von Karatepe. I.Fortsetzung, in: Oriens 2, 72–120. —. (1950) Die phönizisch-hethitischen Bilinguen von Karatepe, in: V.Čihar et al. (eds.) Symbolae ad Studia Orientis Pertinantes Frederico Hrozný Dedicatae (= ArO 17/1–18/3), 10–42. —. (1951–53) Die phönizisch-hethitischen Bilinguen von Karatepe. 3., 4., 5.Fortsetzung, in: JKF 1, 264–295; 2, 167–188; 2, 293–339. Carruba, O. (1970) Das Palaische. Texte, Grammatik, Lexikon [StBoT 10], Wiesbaden: Harrassowitz. Dinçol, B. et al., eds. (2015) Two new inscribed Storm-god stelae from Arsuz (İskenderun): ARSUZ 1 and 2, in: AnSt 65, 59–77. Dunkel, G. (1997) Delbrück and the instrumental-ablative in *-m, in: E.Crespo— J.L.García Ramón (eds.) Berthold Delbrück yla sintaxis indoeuropea hoy. Actas del Coloquio de la Indogermanische Gesellschaft, Madrid, 21–24 de septiembre de 1994, Madrid— Wiesbaden: Ediciones de la UAM— Reichert, 63–83. Eichner, H. (1973) Die Etymologie von heth. mēhur, in: MSS 31, 53–107. —. (1986) Die Akzentuation des Lydischen, in: J.Schindler— M.Peters (eds.), Festgabe für Manfred Mayrhofer (= Die Sprache 32), Wien: Verlag der Wiener Sprachgesellschaft, 7–21. —. (1988) Anatolisch und Trilingualismus, in: A.Bammesberger (ed.), Die Laryngaltheorie. Heidelberg: Winter, 123–151. Forrer, E. (1919) Die acht Sprachen der Boghazköi-Inschriften, in: Sitzungsberichte der preussischen Akademie der Wissenschaften, phil.- hist. Klasse 63, 1029–1041. —. (1922) Die Inschriften und Sprachen des Ḫatti-Reiches, in: ZDMG 76, 174–269. —. (1932) Die hethitische Bilderschrift [SAOC 3], in: Chicago: University of Chicago Press. Frei, P.— Marek, C. (1997) Die karischgriechische Bilingue von Kaunos: eine zweisprachige Staatsurkunde des 4.Jh.sv. Chr., in: Kadmos 36, 1–89. Giusfredi, F. (2020) AStudy in the Syntax of the Luwian Language [THeth 30], Heidelberg: Winter. OPEN ACCESS
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