Frontal Alpha Asymmetry, a Potential Biomarker for the Effect of Neuromodulation on Brain’s Affective Circuitry - Preliminary Evidence from a Deep Brain Stimulation Study
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ORIGINAL RESEARCH
published: 04 Decembe 2017
doi: 10.3389/ nhum.2017.00584
F on al Alpha Asymme y, a Po en ial
Bioma ke o he E ec o
Neu omodula ion on B ain’s A ec i e
Ci cui y—P elimina y E idence om
a Deep B ain S imula ion S udy
Lihua Sun1,2,Ja i Pe äkylä1,3 and Kaisa M. Ha ikainen1,3*
1Beha io al Neu ology Resea ch Uni , Tampe e Uni e si y Hospi al, Tampe e, Finland, 2Tu ku PET Cen e , Uni e si y o Tu ku,
Tu ku, Finland, 3Facul y o Medicine and Li e Sciences, Uni e si y o Tampe e, Tampe e, Finland
Edi ed by:
Juliana Yo dano a,
Ins i u e o Neu obiology (BAS),
Bulga ia
Re iewed by:
Gonzalo Ala con,
King’s College London,
Uni ed Kingdom
Baha Gün ekin,
School o In e na ional Medicine,
Is anbul Medipol Uni e si y, Tu key
*Co espondence:
Kaisa M. Ha ikainen
[email p o ec ed]
Recei ed: 19 June 2017
Accep ed: 17 No embe 2017
Published: 04 Decembe 2017
Ci a ion:
Sun L, Pe äkylä J and Ha ikainen KM
(2017) F on al Alpha Asymme y, a
Po en ial Bioma ke o he E ec o
Neu omodula ion on B ain’s A ec i e
Ci cui y—P elimina y E idence om
a Deep B ain S imula ion S udy.
F on . Hum. Neu osci. 11:584.
doi: 10.3389/ nhum.2017.00584
Neu omodula ion echniques a ge ing limbic ci cui s can be used o ea e ac o y
psychia ic o neu ological diso de s. Howe e , objec i e measu e o he impac o
neu omodula ion on a ec i e b ain ci cui s is lacking. Deep b ain s imula ion a a
key node o he limbic ci cui , he an e io halamic nuclei (ANT-DBS), is used o
ea e ac o y epilepsy. While e ec i e in educing seizu es, pa ien s ha e epo ed
subjec i e dep essi e symp oms as a side e ec . In line wi h po en ial ulne abili y o
dep ession, we ha e p e iously shown ANT-DBS o inc ease a en ion alloca ion o
h ea e idenced by beha io and b ain physiology. Righ wa d on al alpha asymme y
wi h g ea e igh hemisphe ic ac i a ion is hough o e lec b ain physiology linked wi h
dep ession and anxie y. To ha end, we in es iga ed whe he high- equency elec ic
s imula ion a ANT in luences on al alpha asymme y. Fu he mo e, we explo ed he
impac o DBS on emo ional modula ion o on al alpha asymme y and whe he i
is linked wi h emo ional modula ion o esponse speed. Elec ical s imula ion a ANT
led o an inc eased igh wa d on al alpha asymme y compa ed o si ua ions whe e
s imula ion was o (F(1,12)= 14.09, p= 0.003) o he halamic con ol loca ion was
s imula ed (F(1,12)= 10.19, p= 0.008), along wi h p olonged eac ion imes in he con ex
o emo ional dis ac o s (F(1,7)= 16.66, p= 0.005). The change was speci ically d i en by
inc eased ac i i y in he igh hemisphe e. Fu he mo e, we ound a co ela ion be ween
he emo ional modula ion o on al alpha asymme y and emo ional in e e ence o
esponse speed due o ANT s imula ion ( = 0.78, p= 0.02). In conclusion, DBS a
ANT inc eased ela i e igh hemisphe ic ac i i y and his was linked wi h emo ional
modula ion o beha io . P e ious s udies ha e linked on al alpha asymme y wi h
emo ion ela ed symp oms and u he mo e, Vagus Ne e S imula ion (VNS) has been
shown o modula e alpha asymme y. Thus, in he ligh o he p e ious li e a u e and
he cu en indings, we sugges ha on al alpha asymme y along wi h emo ional
in e e ence o esponse speed migh be a easible bioma ke o he e ec s o
neu omodula ion on b ain’s a ec i e ci cui y in gene al.
Keywo ds: deep b ain s imula ion, neu omodula ion, on al alpha asymme y, emo ion, bioma ke , epilepsy,
an e io halamic nuclei, an e io nucleus o halamus
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Sun e al. Neu omodula ion Induced F on al Alpha Asymme y
INTRODUCTION
Neu omodula ion echniques a e inc easingly used o ea ing
se e e neu ological and psychia ic diso de s. Fo ins ance,
deep b ain s imula ion (DBS) a he an e io halamic nuclei
(ANT) is used o ea ing e ac o y epilepsy wi h la ge scale
clinical s udies indica ing signi ican bene i s in educing seizu e
equency (Fishe e al., 2010) and demons a ing sus ained
bene i s wi hin a 5-yea ollow-up pe iod (Salano a e al., 2015).
Along wi h ea men e ec s ANT-DBS has been linked wi h
ad e se mood ela ed e ec s such as subjec i e dep ession-
ela ed symp oms (Fishe e al., 2010). A ec i e ad e se e ec s
a e no su p ising conside ing he ea men is a ge ing ANT,
which is a key node in he limbic ci cui y. To ha end he e is a
call o objec i e bioma ke s o he impac o neu omodula ion
on a ec i e b ain unc ions. Bioma ke s which allow guiding
neu omodula ion ea men s, o example pa ame e selec ion
owa ds he op imal ea men e ec and minimal cogni i e
and a ec i e side e ec s, ha e g ea clinical signi icance. The
impo ance o such bioma ke s is emphasized especially when
neu omodula ion is used o ea emo ional dys unc ions, o
example dep ession.
EEG p o ides a easible me hod o assessing online
al e a ions in human b ain physiology and i is equen ly
used in bo h clinical and esea ch se ings. Thus, i is no
su p ising ha di e en EEG measu es ha e been sugges ed
as po en ial bioma ke s o a ie y o b ain diso de s and
o he impac o neu omodula ion on b ain unc ions (Coan
and Allen, 2004; Thibodeau e al., 2006; G imshaw e al.,
2014; Sun e al., 2017), as well as o guiding DBS elec ode
a ge ing using co ical esponses o deep b ain s imuli p o iding
in o ma ion abou op imal elec ode loca ions (Valen ín e al.,
2013). Measu es quan i ying EEG equency in o ma ion such
as he a conco dance ha e been sugges ed o ha e u ili y as a
po en ial bioma ke o ea men esponse in DBS a subcallosal
cingula e o ea men - esis an dep ession (B oadway e al.,
2012). The p o ile o asymme ic EEG ac i i y o di e en
equency bands has been sugges ed o e lec po en ial esponse
o DBS a subgenual cingula e co ex (Qu aan e al., 2014).
The sugges ed measu es ha e shown po en ial in dis inguishing
esponde s om non- esponde s, which is impo an when
selec ing pa ien s who will mos likely bene i om an in asi e
neu omodula ion ea men . I is equally impo an o ha e
bioma ke s o he immedia e impac o neu omodula ion
on a ec i e unc ions. Such bioma ke s will allow pe sonally
ailo ed neu omodula ion pa ame e adjus men s and p o ide
immedia e eedback abou he impac o chosen pa ame e s on
he a ec i e b ain ne wo ks and a ec i e unc ions enabling
online op imiza ion o he s imula ion pa ame e s. In he
cu en clinical p ac ice pa ame e s a e adjus ed o e he
cou se o se e al mon hs o ollow up based on subjec i e
epo s a he han objec i e bioma ke s e lec ing he impac o
neu omodula ion on b ain’s a ec i e ci cui s.
In sea ch o online bioma ke s o neu omodula ion
echniques, we ha e p e iously shown ha Vagus Ne e
S imula ion (VNS), a neu omodula ion echnique used o he
ea men o e ac o y epilepsy and dep ession, has immedia e
modula o y e ec on b ain’s on al alpha asymme y (Sun
e al., 2017). We compa ed he on al asymme y sco e when
cyclic VNS was u ned on s. when i was u ned o and
ound ha VNS led o inc eased igh wa d on al alpha
asymme y in he con ex o emo ional dis ac o s. In he
con ex o neu al dis ac o s, howe e , VNS had no e ec on
on al alpha asymme y. This inding e ealed an immedia e
modula o y e ec o VNS on emo ion- ela ed b ain esponses
and highligh ed he po en ial u ili y o on al alpha asymme y
as an online bioma ke o he impac o neu omodula ion on
b ain’s a ec i e unc ions.
F on al EEG alpha asymme y indica ing inc eased ela i e
igh hemisphe ic ac i i y has been equen ly linked wi h
dep ession and anxie y (Coan and Allen, 2004; Thibodeau
e al., 2006) e en hough he ecen me a-analysis sugges s qui e
a iable and un eliable e ec s ( an de Vinne e al., 2017).
Righ wa d on al EEG alpha band asymme y, i.e., ela i ely
inc eased igh hemisphe e ac i a ion, has been epo ed in
bo h cu en ly and p e iously dep essed subjec s compa ed
o ne e dep essed subjec s (Hen iques and Da idson, 1990,
1991; Go lib, 1998; S ewa e al., 2011). The same pa e n o
on al asymme ic ac i a ion is ound in in an s o mo he s
wi h dep ession (Field and Diego, 2008; Wen e al., 2017). Also,
igh wa d shi in on al asymme y is linked wi h cu en
anxie y and i can po en ially p edic u u e anxie y (Toma ken
and Da idson, 1994; Blackha e al., 2006; Ma he sul e al., 2008).
Bo h es ing s a e and ask- ela ed on al alpha asymme y
ha e been s udied. Res ing s a e on al alpha asymme y is
eco ded when subjec s a e no engaged in beha io al asks.
In con as , beha io al asks equi e a en ional engagemen
and asks wi h emo ional elemen s may p omo e asymme ic
ac i a ion o he b ain hemisphe es. The e o e, es ing s a e
on al alpha asymme y indexes hemisphe ic b ain ac i i y
a es , while ask- ela ed alpha asymme y indexes b ain
ac i i y du ing a beha io al ask (Coan and Allen, 2004). I
has been sugges ed ha ask- ela ed on al alpha asymme y
may be a mo e powe ul indica o o p edisposi ion owa ds
psychopa hology han es ing s a e alpha asymme y, possibly
due o elimina ion o he uncon olled a iance o each
subjec a es ing s a e (Coan e al., 2006; S ewa e al.,
2014). Also, gi en he high demand o a en ion in beha io al
asks, he ask- ela ed on al alpha asymme y may be e link
b ain’s emo ional-p ocessing- ela ed asymme ic ac i a ion wi h
cogni i e p ocesses, such as a en ion and execu i e con ol
(G imshaw e al., 2014).
P e iously, we ha e s udied he e ec s o ANT-DBS on
human a en ion and execu i e unc ions wi h objec i e
measu es using a compu e -based Execu i e-RT es
(Ha ikainen e al., 2010, 2014). The expe imen al es has
been de eloped based on ou p e ious neu ocogni i e s udies
on heal hy subjec s and pa ien s wi h on al lesions while
employing eac ion ime and e en - ela ed po en ial measu es
(Ha ikainen e al., 2000, 2007; Ha ikainen and Knigh ,
2003). The Execu i e-RT es equi es mul iple cogni i e
p ocesses o be engaged simul aneously and has been shown
o de ec sub le changes in a en ion and emo ion-a en ion
in e ac ion due o di e en ypes o neu omodula ion
F on ie s in Human Neu oscience | www. on ie sin.o g 2Decembe 2017 | Volume 11 | A icle 584
Sun e al. Neu omodula ion Induced F on al Alpha Asymme y
echniques (Ha ikainen e al., 2014;Sun e al., 2015, 2016,
2017; Sun, 2016; Pe äkylä e al., 2017), ao ic al e eplacemen
su ge y (Liima ainen e al., 2016), mild b ain auma ic
inju y (Mäki-Ma unen e al., 2015) and o bi o on al lesions
(Mäki-Ma unen e al., 2017). Using his es , we ound ha
ANT-DBS led o inc eased emo ional in e e ence, e idenced by
inc eased eac ion imes in he con ex o emo ional dis ac o s
and inc eased a en ion alloca ion o h ea - ela ed s imuli,
e idenced by inc eased cen o-pa ie al N2-P3 b ain po en ials
(Ha ikainen e al., 2014; Sun e al., 2015).
In he cu en s udy, we in es iga ed whe he ANT-DBS
p omo es immedia e changes in asymme ic on al ac i a ion
and whe he hese changes a e associa ed wi h p ocessing o
nega i e emo ions. Gi en ou p e ious indings wi h ANT-DBS
inc easing a en ional alloca ion o emo ionally nega i e s imuli
(Ha ikainen e al., 2014; Sun e al., 2015), epo s whe e
ANT-DBS has been linked wi h subjec i e dep essi e symp oms
(Fishe e al., 2010) and me a-analysis linking on al igh wa d
alpha asymme y ac i i y wi h dep ession (Coan and Allen,
2004; Thibodeau e al., 2006), we expec ed ANT-DBS o lead
o inc eased igh wa d on al alpha asymme y, i.e., ela i ely
inc eased igh hemisphe e ac i a ion.
MATERIALS AND METHODS
Subjec s
Thi een pa ien s wi h ANT-DBS ea men o e ac o y
epilepsy pa icipa ed in his s udy. Twel e subjec s included
in ou p e ious publica ions (Ha ikainen e al., 2014) we e
complemen ed wi h one new subjec . Subjec s had on al
(n= 4), empo al (n= 1), occipi al (n= 2) and mul i ocal
(n= 6) epilepsies, and he main e iologies we e co ical dysplasia
(n= 5) and encephali is (n= 5). Th ee subjec s had unknown
e iology. Six subjec s had pa hological indings in Magne ic
Resonance Imaging (MRI) and se en had no mal MRIs. All
subjec s we e using one o ou an i-epilep ic medica ions.
The wide he e ogenei y o he pa ien s wi h a ie y o ac o s
po en ially con ibu ing o beha io and EEG was accoun ed
o by a wi hin-subjec s udy design. The s udy was app o ed
by he Regional Re iew Boa d a Tampe e Uni e si y Hospi al,
Tampe e, Finland. All subjec s p o ided hei w i en consen
and olun a ily pa icipa ed in he s udy acco ding o he
guidelines se o h in he Decla a ion o Helsinki go e ning he
ea men o human subjec s.
Execu i e RT Tes
Pa ien s pe o med he Execu i e-RT es (Ha ikainen e al.,
2010), a isual a en ion ask wi h emo ional dis ac o s,
while hei scalp EEG was eco ded. Du ing he es , pa ien s
sa one me e away om a 2100 compu e sc een. The
beha io al pa adigm was p esen ed using P esen a ion so wa e
(Neu obeha io al Sys em Inc., Be keley, CA, USA). The whole
es consis ed o wo sessions, each session consis ing o 16 blocks
and each block consis ing o 64 wo-second ials. The onse o
each ial was a iangle poin ing ei he up o down and las ing
150 ms. A e he iangle, he e was a lapse o 150 ms be o e
a Go/NoGo signal. Go/NoGo signal was a a ic ligh in ei he
g een o ed colo p esen ed o 150 ms. The colo o he a ic
ligh indica ed whe he subjec should espond o no , i.e., a Go
o a NoGo ial. In a Go ial, subjec s we e supposed o p ess
one bu on using hei index (down bu on) o middle inge (up
bu on) o indica e he o ien a ion o he p e iously p esen ed
iangle. In a NoGo case, pa ien s should no p ess any bu ons.
The meaning o he a ic ligh colo changed om block o
block so ha in hal o he blocks g een indica ed Go and ed
NoGo signal and in ano he hal he meaning was in e ed so ha
ed indica ed Go and g een indica ed NoGo. In he middle ci cle
o he a ic ligh he e was a schema ic line d awing dis ac o ,
which was ei he a nega i ely alenced shape o a spide o
emo ionally neu al con ol dis ac o composed o he exac ly
same g aphical componen s and esembling a lowe .
Beha io al ou comes o he es include eac ion imes and
di e en ypes o e o s. He e we epo only emo ion ela ed
beha io al indings. Analysis o e o s did no gi e emo ion-
ela ed signi icance, see Pe äkylä e al. (2017).
S imula ion P o ocol
All pa ien s ecei ed ANT-DBS ea men o e ac o y epilepsy
wi h DBS leads bila e ally in he an e io halami. ‘‘ANT
loca ion’’ e e s he e o elec ode loca ions inside ANT o
immedia ely adjacen o ANT wi h wo subjec s ha ing ‘‘ANT
loca ion’’ sligh ly ou side o ANT (see also Sun e al., 2015). One
subjec used le hand o pe o ming he beha io al es .
Du ing he expe imen , bipola s imula ion was used o allow
be e a ge ing o ANT. The DBS lead has ou elec odes ou
o which we used wo adjacen elec odes closes o ANT when
ANT was s imula ed, wi h one as nega i e con ac and he o he
as posi i e con ac . Con inuous elec ical s imula ion wi h a
cons an 5 mA cu en , 140 Hz equency and 90 µs pulse wid h
was gi en when s imula ion was ON. When s imula ion was OFF,
no cu en was deli e ed. When he con ol loca ion ou side
ANT was s imula ed, he wo a hes con ac s om ANT we e
chosen as ac i e con ac s. The con ol loca ion was e e ed o as
‘‘ou side ANT loca ion (OA)’’ in ou p e ious s udy (Ha ikainen
e al., 2014). The con ol loca ion con ac s we e ypically in
adjoining in e io s uc u e o ANT, e.g., mediodo sal nucleus.
The expe imen consis ed o wo sessions (see Figu e 1). In
one session s imula ion was al e na i ely ON o OFF a ANT, and
in he o he session s imula ion was al e na i ely ON o OFF a
con ol loca ion. The s a ing o de o he sessions was coun e
balanced be ween subjec s. Each s a us, e.g., ANT ON, las ed o
5–6 min o allow o comple ing wo blocks o es ing. The e o e,
eigh blocks o es s we e done wi h ANT ON s a us, eigh blocks
o es s we e wi h con ol loca ion ON s a us, and 16 blocks we e
done wi h OFF s a us (i.e., ANT OFF and con ol loca ion OFF).
F on al Alpha Asymme y
EEG signal was eco ded using he 64-channel Ag/AgCl
elec odes and he QuickAmp EEG ampli ie (Gilching,
Ge many). EEG signal was p ocessed o line using he B ain
Analyze 2 so wa e (B ain P oduc s GmbH, Ge many). Fi s ,
signal was down sampled o 250 Hz. Ocula mo emen s
we e co ec ed using he ICA ocula co ec ion unc ion o
F on ie s in Human Neu oscience | www. on ie sin.o g 3Decembe 2017 | Volume 11 | A icle 584
Sun e al. Neu omodula ion Induced F on al Alpha Asymme y
FIGURE 1 | Schema ic illus a ion o he s imula ion p o ocol. (A) The DBS lead and he s imula ed si es. Each lead has ou po en ially ac i e con ac s. In bipola
s imula ion, wo con ac s we e ac i e wi h one ca hode and he o he anode. Typically, supe io con ac pai was in he an e io halamic nuclei (ANT) and in e io
con ac pai was conside ed o be ou side ANT assigned as he halamic con ol loca ion. (B) The whole expe imen o each subjec included 32 blocks o es ing. In
he i s 16 blocks, ei he he ANT o he con ol loca ion was s imula ed, o s imula ion was u ned o . In he second 16 blocks, he o he loca ion was s imula ed, o
s imula ion was u ned o . The o de o s imula ed si es was coun e balanced. DBS, deep b ain s imula ion. This igu e is adap ed om Pe äkylä e al. (2017).
he Analyze 2 so wa e, whe e signals a e decomposed in o
independen componen s wi h he ex ended In omax algo i hm
and one o wo componen s co esponding eye mo emen s
we e ejec ed. Then he signal was e- e e enced o he cen al
EEG elec ode Cz and il a ed wi h bandpass il e a 3–30 Hz.
EEG signal was segmen ed in o 2-s segmen s, wi h each s a ing
om he onse o he ial, i.e., he iangle. EEG segmen s
wi h ampli udes exceeding ±80 µV we e emo ed. The powe
spec um (µV2/Hz) o all segmen s was calcula ed using he Fas
Fou ie ans o ma ion and a e aged o each condi ion. Spec al
powe (µV2) a he alpha ange (8–13 Hz) was expo ed. Finally,
alpha powe o EEG elec odes F3 and F4 was log- ans o med
and he asymme y sco e o on al alpha was calcula ed by
sub ac ing he alue a F3 om he alue a F4 (log- ans o med
spec al powe a F4—log- ans o med spec al powe a F3).
S a is ics
F on al alpha asymme y and hemisphe ic alpha ac i i y we e
analyzed o he whole g oup (n= 13) and o a subg oup o
subjec s who comple ed he ask wi h good pe o mance (n= 8).
A subjec was conside ed a good pe o me i subjec ’s o al e o
a e was below 15% (Ha ikainen e al., 2014).
F on al alpha asymme y sco es and eac ion imes we e
analyzed using epea ed measu es analysis o a iance using
Emo ion (emo ional, neu al) and S imula ion (ANT ON, OFF,
con ol loca ion ON) as ac o s. Hemisphe ic alpha ac i i y
was analyzed using epea ed measu es analysis o a iance
using Emo ion, S imula ion and Hemisphe e (le , igh ) as
ac o s. In subg oup analysis, he ac o S imula ion has wo
le els (ANT ON and OFF) in o de o con ol o mul iple
compa ison. Be o e analysis, dis ibu ion o he da a was es ed
o no mali y and ans o med by sub ac ing subjec mean om
subjec ’s alues i necessa y. Signi ican in e ac ion e ec s we e
ollowed by pos hoc analysis. Bon e oni-adjus ed signi icance
c i e ia p= 0.017 was used o co ec o mul iple compa ison.
All s a is ical indings we e con i med wi h non-pa ame ic
s a is ical app oach using Wilcoxon signed ank es as de ailed
in ou p e ious s udy (Sun e al., 2015).
Co ela ion Analysis
We s udied how ANT-DBS modula es emo ional p ocessing by
analyzing changes ANT-DBS causes in emo ion- ela ed alpha
asymme y and emo ion- ela ed eac ion imes. Sub ac ing
alpha asymme y sco es in he con ex o neu al s imuli om
alpha asymme y sco es in he con ex o emo ion- ela ed
s imuli gi es an index o he impac o emo ional s imuli
on alpha asymme y, wi h o he ac o s con ibu ing o he
alpha asymme y sco es con olled o by sub ac ion. Simila ly,
sub ac ing eac ion imes in con ex o neu al s imuli om RTs
in con ex o emo ion- ela ed s imuli gi es an index indica ing
he impac o emo ional s imuli on esponse speed. A e de i ing
hese measu es o each s imula ion s a us (i.e., ANT ON and
OFF) sepa a ely, we sub ac ed ob ained alues when s imula ion
was OFF om he alues when ANT s imula ion was ON,
esul ing in ne impac indices o ANT-DBS and emo ion-
ela ed s imuli on on al alpha asymme y sco es and eac ion
imes.
A e de i ing he ne impac indices o on al alpha
asymme y and eac ion imes, we conduc ed a co ela ion
analysis whe e we co ela ed changes caused by ANT s imula ion
on eac ion imes and alpha asymme y linked o emo ion. This
analysis was done only o good pe o me s. Because eac ion
ime and alpha asymme y sco es a ies hugely be ween subjec s,
hey we e ans o med o z-sco e be o e he analysis and all
calcula ions we e done using z-sco es.
All s a is ical analysis was done in R s a is ics ( e sion 3.2.3).
Repea ed measu e analysis o a iance was done using he ez
package (Law ence, 2013).
RESULTS
F on al Alpha Asymme y and Hemisphe ic
Ac i i y, Whole G oup
Analysis o on al alpha asymme y sco es esul ed in a main
e ec o S imula ion (F(2,24)= 10.01, p= 0.0007, η2
G= 0.074).
To compa e he di e ence be ween s imula ion s a us, a pai wise
analysis was done. S imula ion o ANT led o inc eased igh wa d
F on ie s in Human Neu oscience | www. on ie sin.o g 4Decembe 2017 | Volume 11 | A icle 584
Sun e al. Neu omodula ion Induced F on al Alpha Asymme y
FIGURE 2 | ANT-DBS led o inc eased igh wa d on al alpha asymme y. (A) When ANT was s imula ed, enhanced igh wa d on al asymme y (smalle asymme y
sco e) was ound in compa ison o si ua ions when s imula ion was OFF and when halamic con ol loca ion (Con ol) was s imula ed. ∗S a is ically signi ican ; n.s., no
signi icance. E o ba s ep esen Fishe ’s leas signi ican di e ence. (B) Indi idual changes in he on al alpha asymme y when ANT was s imula ed and when i
was no .
on al alpha asymme y (i.e., ela i ely less alpha powe on he
igh ) compa ed o OFF (F(1,12)= 14.09, p= 0.003, η2
G= 0.085)
and ON a con ol loca ion (F(1,12)= 10.19, p= 0.008, η2
G= 0.104),
Figu e 2A. Unde he Bon e oni-adjus ed signi icance c i e ia,
he e was an opposi e end when con ol loca ion was s imula ed
wi h dec eased igh wa d on al alpha asymme y compa ed o
OFF si ua ions (F(1,12)= 6.61, p= 0.025, η2
G= 0.021). Subjec
speci ic e ec s o ANT-DBS on on al alpha asymme y a e
illus a ed in Figu e 2B.
Analysis o he hemisphe ic alpha ac i i y esul ed in
an in e ac ion e ec be ween S imula ion and Hemisphe e
(F(2,24)= 14.09, p= 0.0007, η2
G= 0.041). Unde he Bon e oni-
adjus ed signi icance c i e ia, he e was a end owa ds
inc eased igh hemisphe ic ac i i y when ANT was s imula ed
(F(1,12)= 5.89, p= 0.03, η2
G= 0.14), wi h le 1.32 ±1.11 µV and
igh 1.16 ±1.07 µV. This endency did no exis when con ol
loca ion was s imula ed (F(1,12)= 0.01, p= 0.75, η2
G= 0.004) o
when s imula ion was OFF (F(1,12)= 0.53, p= 0.48, η2
G= 0.039).
F on al Alpha Asymme y, Hemisphe ic
Ac i i y and Emo ional Modula ion o
Beha io , Good Pe o me s
To inc ease s a is ical powe and con ol o mul iple
compa ison, subg oup analysis was done only o ANT ON
and OFF si ua ions. Speci ically, ins ead o using a h ee-le el
ac o S imula ion (ANT ON, OFF and con ol loca ion ON), we
used a wo-le el ac o S imula ion (ANT ON and OFF) in he
ollowing s a is ical analysis.
Analysis o he on al alpha asymme y sco es o good
pe o me s esul ed in compa able esul s o whole g oup
analysis, i.e., a main e ec o S imula ion (F(1,7)= 9.75, p= 0.017,
η2
G= 0.38). Addi ionally, in e ac ion e ec be ween S imula ion
and Emo ion was ma ginally signi ican (F(1,7)= 4.94, p= 0.06,
η2
G= 0.003).
Analysis o he hemisphe ic alpha ac i i y esul ed in
an in e ac ion e ec be ween S imula ion and Hemisphe e
(F(1,7)= 9.75, p= 0.017, η2
G= 0.05). Pos hoc analysis esul ed in a
main e ec o S imula ion on he igh hemisphe e (F(1,7)= 6.58,
FIGURE 3 | ANT s imula ion led o signi ican ly inc eased igh hemisphe ic
ac i i y, as indica ed by educed alpha powe . E o ba s ep esen Fishe ’s
leas signi ican di e ence. ∗S a is ically signi ican .
p= 0.037, η2
G= 0.3) bu no he le hemisphe e (F(1,7)= 0.42,
p= 0.54, η2
G= 0.03; Figu e 3).
Reac ion ime analysis esul ed in an in e ac ion e ec
be ween Emo ion and S imula ion (F(1,7)= 20.75, p= 0.003,
η2
G= 0.03). Pos hoc analysis indica ed a main e ec
o Emo ion when ANT was s imula ed (F(1,7)= 16.66,
p= 0.005, η2
G= 0.026), wi h slowe eac ion imes in
con ex o Emo ional (512 ±144 ms) han Neu al
s imuli (495 ±147 ms). The e was also a main e ec
o Emo ion when s imula ion was OFF (F(1,7)= 19.41,
p= 0.003, η2
G= 0.22) wi h as e eac ion imes in con ex
o Emo ional (486 ±118 ms) in con as o Neu al s imuli
(492 ±119 ms).
Co ela ion be ween F on al Alpha
Asymme y Sco es and Emo ion-Rela ed
Reac ion Times
To in es iga e an associa ion be ween he e ec o ANT-DBS on
emo ional modula ion o on al alpha asymme y and emo ional
modula ion o RTs, we did a co ela ion analysis using Pea son’s
co ela ion. The modula ion o ANT-DBS on esponse speed and
F on ie s in Human Neu oscience | www. on ie sin.o g 5Decembe 2017 | Volume 11 | A icle 584
Sun e al. Neu omodula ion Induced F on al Alpha Asymme y
FIGURE 4 | Deduc ed modula o y e ec s o emo ion and ANT s imula ion
show a posi i e co ela ion be ween alpha asymme y sco es and he eac ion
imes.
alpha asymme y sco es (see ‘‘Ma e ials and Me hods’’ sec ion
o he measu es) linked o emo ion we e co ela ed ( = 0.69,
p= 0.03; Figu e 4).
DISCUSSION
We ound in his s udy ha du ing a cogni i e ask wi h
emo ional dis ac o s high equency elec ical s imula ion a
ANT inc eased igh wa d on al alpha asymme y compa ed o
s imula ion a he halamic con ol loca ion o o no s imula ion.
Inc eased igh wa d on al alpha asymme y sugges s ela i ely
inc eased igh on al ac i i y, which has been p e iously
linked wi h anxie y diso de s and dep ession (Coan and
Allen, 2004; Thibodeau e al., 2006). This inding is in line
wi h ou p e ious inding o ANT-DBS inc easing a en ion
alloca ion o h ea (Ha ikainen e al., 2014; Sun e al.,
2015), as well as wi h subjec i e epo s o dep ession- ela ed
symp oms due o ANT-DBS (Fishe e al., 2010). Fu he mo e,
we unco e ed he e ec o ANT-DBS on beha io al and
physiological b ain esponses ela ed o emo ional s imuli wi h
o he con ibu ing ac o s sub ac ed. A e de i ing hese ne
ANT-DBS impac indices we ound a co ela ion be ween
emo ion-linked alpha asymme y sco es and eac ion imes. We
ha e p e iously shown ha emo ional modula ion o on al
alpha asymme y is also al e ed by ano he neu omodula ion
me hod impac ing he a ec i e ci cui s i.e., VNS (Sun e al.,
2017). To ha end, we sugges ha ask- ela ed on al alpha
asymme y along wi h measu e o emo ional in e e ence o
beha io could be used as a po en ial bioma ke o objec i ely
asses and gea he a ec i e e ec s o neu omodula ion
ea men s.
Hemisphe ic asymme y in he p e on al ac i a ion, as
measu ed by he EEG powe in he alpha band, has been
p oposed o p edic b ain’s esponse o a ec i ely alenced
s imuli (Da idson e al., 1990). Based on he Da idson’s
app oach-wi hd awal heo y, he le on al b ain egion
may be mo e ac i e owa d posi i e emo ional s imuli linked
wi h app oach- ela ed beha io s and he igh on al egion
mo e ac i e owa d nega i e emo ional s imuli linked wi h
wi hd awal- ela ed beha io s. Gene ally, alpha powe dec eases
wi h inc easing cogni i e ac i i y (P u schelle e al., 1996;
Klimesch, 1999). The on al asymme y is mos commonly
compu ed by sub ac ing he na u al log o le hemisphe e
alpha powe (EEG elec ode F3) om he na u al log o igh
hemisphe e alpha powe (F4) while using he cen al Cz as
e e ence elec ode (Coan and Allen, 2004). This app oach
gene a es a unidimensional scale indica ing he ela i e
ac i i y o each b ain hemisphe e, wi h high asymme y
sco e indica ing ela i ely g ea e le on al ac i a ion and
lowe sco es ep esen ing ela i ely g ea e igh on al
ac i a ion. This adi ional app oach o measu ing on al
alpha asymme y based on asymme y sco es bea s se e al
ad an ages. Fi s ly, i simpli ies he da a analysis p ocess
and makes i s in e p e a ion somewha s aigh o wa d.
Fu he , compa ed o sepa a e hemisphe e analysis, i
enables p ope con ol o indi idual di e ences, including
he subjec speci ic beha io al ac i a ion and indi idual
di e ences in skull hickness leading o non-neu ogenic
di e ences in absolu e powe alues (Ha mon-Jones and
Allen, 1997; Su on and Da idson, 1997; Coan and Allen,
2003). Also, hese asymme y sco es a e epo ed o show
highe in e nal consis ency (Toma ken e al., 1992; Jones e al.,
1997).
F on al alpha asymme y may be a mo e obus ma ke
han ERPs in de ec ing he a ec i e e ec s o ANT-DBS in
epilepsy pa ien s. ERP analysis equi es high quali y EEG wi h
ew a i ac s and iden i iable ERP componen s di icul o
ob ain in some pa ien s wi h e ac o y epilepsy (Ha ikainen
e al., 2014; Sun e al., 2015). EEG signal om pa ien s wi h
epilepsy is o en con amina ed by epilep ic discha ges and
o he pa hological EEG oscilla ions esul ing in indis inguishable
and widely a iable ERP componen s making he use o ERP
de i ed bioma ke s less eliable. Mo eo e , ob aining eliable
ERP bioma ke s equi es se e al epe i ions and long es ing
pe iods incon enien in a clinical se ing. Thus, obus and
quickly de i able bioma ke s allowing o immedia e, online
assessmen o he impac o neu omodula ion on a ec i e
ci cui s a e needed.
Task-elici ed on al alpha asymme y du ing emo ional
challenge has been shown o be a mo e obus indica o o
ulne abili y o dep ession han es ing s a e alpha asymme y
(S ewa e al., 2014). In he cu en s udy, he cogni i e
ask engaging on al ne wo ks was combined wi h emo ional
challenge i.e., emo ional dis ac o . The compu e based es o
execu i e unc ions used in he cu en s udy mimics e e yday
challenges wi h demand o a ie y o cogni i e p ocesses,
like a en ion and execu i e con ol simul aneously. To ha
end, he ask- ela ed on al alpha asymme y may be e
e lec b ain’s a ec i e unc ions in he con ex o e e yday
cogni i e challenges han es ing s a e alpha asymme y.
Fu he mo e, combining EEG asymme y measu e wi h a
beha io al ask including measu e o he ex en o emo ional
F on ie s in Human Neu oscience | www. on ie sin.o g 6Decembe 2017 | Volume 11 | A icle 584
Sun e al. Neu omodula ion Induced F on al Alpha Asymme y
in e e ence allows o elec ophysiological bioma ke o be
combined wi h a beha io al bioma ke linking he obse ed
e ec o neu omodula ion on bo h b ain physiology and
beha io .
Ou indings along wi h p e ious li e a u e sugges
ha ANT-DBS may modula e a ec i e unc ions owa ds
po en ial ulne abili y o dep ession, as i causes inc eased
igh hemisphe ic ac i i y and an inc eased a en ion
alloca ion o h ea , a hallma k o dep essi e symp oms.
Howe e , cau ion is wa an ed when ex apola ing he cu en
indings o clinical se ing, pa ially due o ou expe imen al
se ing o s imula ion pa ame e s di e ing om hose used
clinically. In ou s udy, we used con inuous s imula ion
wi h bipola mode. In he clinical ea men , monopola
and in e mi en s imula ion is ypically used (e.g., 1-min
ON and 5 min OFF). Fu he mo e, we did no e alua e
dep ession- ela ed symp oms in his s udy, hus no di ec
conclusions can be d awn on whe he he obse ed igh wa d
alpha asymme y and inc eased emo ional in e e ence o
beha io due ANT-DBS e lec ulne abili y o dep ession.
Taken oge he , b idging he immedia e e ec s ound in
he cu en s udy o long- e m ou comes as well as di ec ly
linking hese immedia e b ain and beha io al esponses o
ANT-DBS o subjec i e mood ela ed symp oms equi e u he
s udies.
The cu en indings highligh he ole o ANT in human
emo ional p ocessing. Al hough ANT has long been hough
c i ical o he p ocessing o emo ion, and known as a key
node o he Papez ci cui (Papez, 1937), di ec e idence
suppo ing ANT’s ole in human a ec i e b ain unc ions is
sca ce (Ha ikainen e al., 2014; Sun e al., 2015). High- equency
elec ic s imula ion a ANT, hough o mimic a e e sible lesion,
p o ides a unique oppo uni y o s udy i s ole in emo ion and
a en ion. Fu he mo e, u ning his key node o he limbic
ci cui y on and o by means o DBS when subjec s a e ac i ely
engaged in a cogni i e ask and in e mi en ly dis ac ed by
biologically ele an h ea ela ed emo ional s imuli, while EEG
and pe o mance a e measu ed, p o ides in aluable insigh in o
a ec i e b ain ci cui s and how hei unc ion is e lec ed in
beha io al and b ain esponses in humans. An app oach allowing
online manipula ion o a ec i e ci cui s and measu emen
o causally linked al e a ions in a ec i e esponses is also
in aluable in iden i ying and assessing po en ial bioma ke s o
he e ec o neu omodula ion on b ain’s a ec i e ci cui y in
gene al.
Lack o objec i e signs o neu omodula ion on a ec i e
ci cui s calls o on-line bioma ke s o moni o ing and
op imizing neu omodula ion ea men . Unlike when ea ing
mo emen diso de s wi h DBS whe e one can objec i ely obse e
an immedia e educ ion o mo emen ela ed symp oms, when
ea ing psychia ic diso de s, such as dep ession and obsessi e-
compulsi e diso de wi h DBS, he e a e no ob ious signs
e lec ing he desi ed e ec s on limbic ci cui s which could be
used o guide pa ame e selec ion owa ds he op imal ea men
e ec .
In he cu en s udy, we demons a ed he modula o y e ec
o ANT-DBS on b ain’s a ec i e ci cui y and highligh ed a
po en ial new online bioma ke o he immedia e e ec s o
neu omodula ion on b ain dynamics, i.e., combining on al
alpha asymme y and emo ional in e e ence o esponse speed.
Howe e , we did no link hese measu es wi h mood ela ed
symp oms. Thus, u u e s udies a e needed o assess he u ili y o
on al alpha asymme y du ing a ask engaging on al ne wo ks
as a bioma ke , which possibly could be used o minimizing
he a ec i e side e ec s o ANT-DBS in he ea men o
e ac o y epilepsy and o guiding neu omodula ion ea men s
o psychia ic diso de s linked wi h on al dys unc ion and
asymme y, such as dep ession and anxie y, owa ds he op imal
ea men e ec .
In conclusion, we showed immedia e e ec s on on al alpha
asymme y due o neu omodula ion a ge ed a a key node
o he limbic ci cui . Fu he , we p o ided causal e idence
ha neu omodula ion which impac s a ec i e ci cui s, ANT-
DBS, in luences alpha asymme y and he modula ion o alpha
asymme y is linked wi h emo ional modula ion o beha io .
Thus, we conclude ha an index de i ed om al e a ion o
on al alpha asymme y along wi h emo ional in e e ence o
pe o mance e lec he unc ioning o limbic ci cui s and he
impac o neu omodula ion on hem. While clinical ele ance
o such an index equi es u he esea ch, i p o ides an
objec i e measu e o wide ange o scien i ic expe imen s
ha aim ei he a be e unde s anding dynamics o a ec i e
ci cui s, hei dys unc ion o he impac o neu omodula ion
on hem. Fu he mo e, s imula ing he wo closely loca ed
halamic egions lead o dis inc la e aliza ion e ec s sugges ing
on al alpha asymme y migh be used o p o ide addi ional
in o ma ion on he DBS elec ode loca ion.
AUTHOR CONTRIBUTIONS
LS con ibu ed o da a analysis and w i ing he a icle. JP was
in ol ed in s a is ical analysis and w i ing he a icle. KMH
con ibu ed o expe imen al design, supe ision o da a analysis
and w i ing he a icle.
ACKNOWLEDGMENTS
This s udy was suppo ed by he Academy o Finland and
Pi kanmaa Hospi al Dis ic Compe i i e Resea ch Fund.
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