'Objectivity' As Fair Play : Max Weber's Parliamentary Redescription Of A Normative Concept
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This is a self-archived version of an original article. This version may differ from the original in pagination and typographic details. Author(s): Title: Year: Version: Copyright: Rights: Rights url: Please cite the original version: CC BY 4.0 https://creativecommons.org/licenses/by/4.0/ 'Objectivity' As Fair Play : Max Weber's Parliamentary Redescription Of A Normative Concept © Author 2008 Published version Palonen, Kari Palonen, K. (2008). 'Objectivity' As Fair Play : Max Weber's Parliamentary Redescription Of A Normative Concept. In K. Palonen, T. Juvonen, K. Lindroos, T. Pulkkinen, K. Saastamoinen, L. Disch, & H. Buchstein (Eds.), Redescriptions. Yearbook of Political Thought, Conceptual History and Feminist Theory (12, pp. 72-95). Lit Verlag. Redescriptions. https://doi.org/10.7227/r.12.1.5 2008
72 ‘OBJECTIVITY’ AS FAIR PLAY MAX WEBER’S PARLIAMENTARY REDESCRIPTION OF A NORMATIVE CONCEPT Kari Palonen Few concepts enjoy a better reputation than ‘objectivity’. However, when we consider the rhetorical force of the speech acts appealing to ‘objectivity’, their oxymoronic character becomes clear. They are simultaneously attempts to support one’s own standpoint and to surpass partisan standpoints. To scholars of academic rhetorical practices, ‘objectivity’ thus appears as a rather dubious concept. Max Weber is, among other things, a scholar of just such rhetorical practices. Why, for example, does Weber use quotation marks when he refers to the ‘objectivity’ of knowledge in social science and social political knowledge in his 1904 essay Die ‘Objektivität’ sozialwissenschaftlicher und sozialpolitischer Erkenntnis from 1904?1 There have been no detailed studies to date on Weber’s debt to classical rhetoric. Nonetheless, his use of quotation marks alludes to the fact that he clearly seems to be well aware of the oxymoronic character of ‘objectivity’. In his essay, Weber offers a rhetorical redescription of the concept of ‘objectivity’, through which he revises its conceptual point and range of reference. What steps did Weber follow in constructing his new concept? My thesis is that the Weberian concept of ‘objectivity’ alludes to dealing with the treatment of scholarly controversies, as he explicates in the following passage:
73 Daß das Problem als solches besteht und hier nicht spintisierend geschaffen wird, kann niemandem entgehen, der den Kampf um Methode, »Grundbegriffe« und Voraussetzungen, den steten Wechsel der »Gesichtspunkte« und die stete Neubestimmung der »Begriffe«, die verwendet werden, beobachtet und sieht, wie theoretische und historische Betrachtungsform noch immer durch eine scheinbar unüberbrückbare Kluft getrennt sind: »zwei Nationalökonomien«, wie ein verzweifelnder Wiener Examinand seinerzeit jammernd klagte. Was heißt hier Objektivität? Lediglich diese Frage wollen die nachfolgenden Ausführungen erörtern. (Archiv, 36; GAW, 160161; EW, 367-368) The background of this view lies in Weber’s rhetorical reinterpretation of the concept of knowledge itself, which is mediated through the work of Friedrich Nietzsche. However, Nietzsche had a high degree of academic contempt for day-to-day politics, whereas Weber, a life-long homo politicus, connects his regulative idea of objectivity, namely fair play, to a definite historical paradigm of rhetoric, to the parliamentary mode of dealing with political struggles, as it was exemplified by the English Parliament. How could he plausibly argue at the beginning of the twentieth century that his revised concept was still that of ‘objectivity’? ‘Objectivity’ – What Is It Not? Weber replied to one of the critics of his Protestantische Ethik by saying that he was not concerned with the conventional meaning of his key concept: ”Was der ‘übliche Sinn’ des ‘kapitalistischen Geistes’ ist, kümmert mich nicht…” (Weber 1910, 176). The same can be said about his concept of ‘objectivity’; the quotation marks should be enough to warn Weber’s readers direct a careful attention to the concept and to be prepared to reconsider its meaning and point. Weber never actually explicitly ‘defines’ what he means by ‘objectivity’ in the essay. Nonetheless, by analysing the 23 singular uses of ‘objective’ and ‘objectivity’ in the essay, we are able to gain a clear insight into what Weber does not mean by them. The analysis of Weber’s reinterpretation of the concept should start with his demarcations of the concept from their conventional meaning. KARI PALONEN
74 There still exists a textbook view that scientific objectivity may be reached by eliminating all subjectivity, by extinguishing everything personal from the research process. For Weber, it is, however, clear that the ‘objectivity’ of knowledge is not the inherent property of the ‘object’ under analysis: ”Die Qualität eines Vorganges als »sozialökonomischer« Erscheinung ist nun nicht etwas, was ihm als solchem »objektiv« anhaftet.” (Archiv, 37; GAW,161; EW, 368.) Weber is a sworn adversary of the so-called mirror theory of knowledge, which insists on the emanation of knowledge from the object to the subject. He defends a perspectivistic view that is clearly indebted to the work of Nietzsche, particularly to this formula from Zur Genealogie der Moral: Es giebt nur ein perspektivisches Sehen, nur ein perspektivisches »Erkennen«; und je mehr Affekte wir über eine Sache zu Worte kommen lassen, je mehr Augen, verschiedne Augen wir uns für dieselbe Sache einzusetzen wissen, um so vollständiger wird unser »Begriff« dieser Sache, unsre »Objektivität« sein. (Nietzsche 1887, 860-861) Accordingly, Weber not only follows Nietzsche in putting ‘Objektivität’ into quotation marks, he also militantly denies that the ‘objectivity’ of knowledge is independent of the perspective of the scholars in question: Es gibt keine schlechthin »objektive« wissenschaftliche Analyse des Kulturlebens oder – was vielleicht etwas Engeres, für unsern Zweck aber sicher nichts wesentlich anderes bedeutet – der »sozialen Erscheinungen« unabhängig von speziellen und »einseitigen« Gesichtspunkten, nach denen sie – ausdrücklich oder stillschweigend, bewußt oder unbewußt – als Forschungsobjekt ausgewählt, analysiert und darstellend gegliedert werden. (Archiv, 45; GAW, 170; EW, 374) However, for Weber, ‘objectivity’ is not a quality possessed by scholars themselves. No scholar can ever be in the position of a ‘neutral’ judge or referee of academic disputes. Weber is even less willing to accept the Hegelian ideal of a state official as representing the ‘objective spirit’ of the historical period. Against the objectivity claims of one of his most prominent colleagues, the leading neo-Cameralist ‘OBJECTIVITY’ AS FAIR PLAY...
75 professor of national economy, Gustav Schmoller, Weber insists that such claims are moves of escape from the personal responsibility of the scholar: Indem man die Gesamtheit aller möglichen Kulturideale mit dem Stempel des »Sittlichen« versah, verflüchtigte man die spezifische Dignität der ethischen Imperative, ohne doch für die »Objektivität» der Geltung jener Ideale irgend etwas zu gewinnen. (Archiv, 24-25; GAW, 148; EW, 360-361) For Weber, scholars are necessarily involved in the research process, and are thus in a constant situation of competition and controversy will all other scholars. A precondition for the understanding of Weber’s point regarding ’objectivity’ lays in the insight that it is the research process itself, in particular the human aspect of presenting opposing and contesting perspectives, which is the focus of his essay. It might be conceivable to attempt to search for an Archimedean point as regards to the controversy itself, which could be referred to as ‘objectivity’. The scholarly disputes would then be resolved by a criterion beyond the reach of its participants. However, nothing could be farther from Max Weber’s intention. In his essay, Weber parodies all conceivable candidates for such a bird’s eye view. Weber cannot expect from the scholarly language itself any ‘objective’ criteria for judging scholarly disputes. The appeal to scientific ‘laws’ or the concept of ‘system’ refers to nothing more than some occasionally applicable but by no means indispensable heuristic instruments that are at the disposal of the scholars (Archiv, 53-55: GAW, 178-180, EW, 380-381). Weber definitely rejects the combination of ‘objectivity’ with the middle way: ”Die »mittlere Linie« ist um kein Haarbreit mehr wissenschaftliche Wahrheit als die extremsten Parteiideale von rechts oder links.” (Archiv, 30; GAW,154; EW, 364) The middle way refers to a kind of zero-option which enables the avoidance of committing to a definite perspective. For Weber, on the contrary, the boldness of presenting a consciously vai of boldness of consciously presenting a onesided perspective, its ”einseitige Steigerung” (Archiv, 65; GAW, 191; EW, 388), is to be judged as a major strength of a scholarly work. It is equally clear that the Weberian concept of objectivity has nothing to do with the inter-subjective consensus among scholars. The KARI PALONEN
76 young Carl Schmitt, writing some years after Weber’s essay, spoke on an assumed consensus among competent lawyers as a criterion of the ‘right’ (richtig) judgment in a court: ”Eine richterliche Entscheidung ist dann richtig, wenn anzunehmen ist, dass ein anderer Richter ebenso entschieden hätte. ‘Ein anderer Richter’ bedeutet hier den empirischen Typus eines modernen, rechtsgelehrten Juristen.” (Schmitt 1912, 71) In terms of academic disputes, we cannot imagine the existence of any pool of trained scholars who could set themselves apart from the competition in their own field. No such agenda exists in the sphere of academic controversies. It is impossible to determine the ‘objective’ weight and significance of an issue for the scholarly world. On the contrary, Weber claims that agenda disputes are inherently dependent on the perspectives that are part of the controversy itself. Ein System der Kulturwissenschaften auch nur in dem Sinne einer definitiven, objektiv gültigen, systematisierenden Fixierung der Fragen und Gebiete, von denen sie zu handeln berufen sein sollen, wäre ein Unsinn in sich: stets kann bei einem solchen Versuch nur eine Aneinanderreihung von mehreren, spezifisch besonderten, untereinander vielfach heterogenen und disparaten Gesichtspunkten herauskommen, unter denen die Wirklichkeit. (Archiv, 59; GAW,184; EW, 383) Weber’s use of ‘objectivity’ alludes instead to the need to regulate the disputes which arise among the scholars in the research process itself. How, thus, do we organise and systematise the process of dealing with scholarly disputes in a formal and not a priori partisan manner? In academic jargon, the appeal to ‘objectivity’ is most frequently used as one of the rhetorical means aimed at indicating that scholarly disputes will ultimately be settled over the course of the ‘scientific progress’. For Weber, nothing could be more misleading. Nothing is farther from the realities of the research process: controversies on theories, concepts and the disputes between schools and approaches are a permanent part of the research process. Every phase of the research process contains ‘subjective’ elements. For Weber, this subjectivity plays an invaluable heuristic role as a necessary condition of scholarly innovations tai this subjectivity is an heuristically invaluable part of the process of making scholarly innovations. ‘OBJECTIVITY’ AS FAIR PLAY...
77 There are no grounds for assuming that scholarly disputes would diminish over the course of an intense and thorough research process. For Weber, a consensus among scholars could even be seen as a sign of ossification, of ”Chinese stationeriness,” as Weber (Archiv, 59; GAW, 184, EW, 383) puts it with an expression borrowed from John Stuart Mill.2 For Weber, the value of an open discussion with opposing points of view on all levels of the research process lies in the fact that controversies keeps scholarly activity alive. All claims that an end to history can be reached through scientific progress are misleading and dangerous: Stets wiederholen sich die Versuche, den »eigentlichen«, »wahren« Sinn historischer Begriffe festzustellen, und niemals gelangen sie zu Ende. Ganz regelmäßig bleiben infolgedessen die Synthesen, mit denen die Geschichte fortwährend arbeitet, entweder nur relativ bestimmte Begriffe, oder, sobald Eindeutigkeit des Begriffsinhaltes erzwungen werden soll, wird der Begriff zum abstrakten Idealtypus und enthüllt sich damit als ein theoretischer, also »einseitiger« Gesichtspunkt, unter dem die Wirklichkeit beleuchtet, auf den sie bezogen werden kann, der aber zum Schema, in das sie restlos eingeordnet werden könnte, sich selbstverständlich als ungeeignet erweist. (Archiv, 80, GAW, 206-207, EW, 398) Weber’s point in calling for ‘objectivity’ must be seen in relation to the value of the struggles and confrontations between scholars over the course of the research process itself. The core of the ‘Objektivität’ essay lies in shifting the problem of ‘objectivity’ to the question of how to properly deal with scholarly controversies. Weber reformulated his key problem almost in passing in my first aforementioned extensive quote from his essay. Weber alludes in the quote to the internal disputes on the ‘national economy’ in the German-speaking countries around 1900. The two schools in question are, of course, the historical school and the marginal utility school, nowadays frequently referred to as ’Austrian economics’. In this specific passage, however, Weber defines in more general terms the regulation of struggles between competing perspectives as the key problem of the objectivity essay. Behind Weber’s reformulation of the problem of ‘objectivity’ lies his criticism of academics’ general lack of willingness to accept that controversies on theories and concepts are an inherent part of the reKARI PALONEN
78 search process itself. In practice, such reluctance means that the controversies are dealt with in an unregulated fashion. Nothing prevents academic institutions from ‘solving’ scholarly disputes by the simple recourse to the institutional authority within the existing hierarchies of the academic world, using the scholars in the lower ranks of the hierarchy as the applauding audience. In practice, this can easily lead to the exclusion of many of the dissenting and innovative voices within the academic profession (see Weber’s statements on professorships in his letters from 1906 to 1910 in MWG/II, V and VI from 1990 and 1994). Weber’s response to this unsatisfactory situation is to search for a model of how to fairly deal with controversies outside the academic world itself. He recognises that ‘objectivity’ toward alternative proposals is much more prevalent in the political context, in which controversies are not only allowed but directly encouraged. The British Parliament, in particular, has extensive experience with the practices and procedures of dealing with parliamentary disputes as the main component of its modus operandi (see for example Redlich 1905). Weber’s tacit point in the essay is to extend the application of the parliamentary paradigm to the equally omnipresent yet much less recognised scholarly controversies. Scholarly Activity As An Incomplete Form Of Politics Among the professors in Wilhelmine Germany, it is fairly safe to say that only Max Weber could have even suggested discussing academic struggles on theories and concepts in the rhetorical terms of parliamentary politics. He only hints at what he considers to be the correct procedure of how to deal with the scholarly disputes by borrowing practices from politics. Still, it is astonishing to note that to date, nobody has engaged in a more systematic examination of these hints. If we look at the vocabulary of the ‘Objektivität’ essay, we notice that Weber does not hesitate to apply, as the online search indicates,3 concepts such as struggle (Kampf) and controversy (Auseinandersetzung) to the research process and scholarly institutions. The vocabulary refers to the performative character of the activities themselves and the processes and institutions that regulate them. At this level, Wissenschaft and Politik are not opposite concepts. On the contrary, ‘OBJECTIVITY’ AS FAIR PLAY...
79 Weber’s vocabulary can be taken as a sign of the inclusion of the scholarly activity into the activity of politics itself. Compared with the parliamentary paradigm of politics, the academic process is, nonetheless, both incomplete (crucial decisions regarding the life of other persons are largely missing) and simplified (the constant competition for votes in the electoral, partisan and parliamentary arena is lacking in the ‘meritocratic’ academic world of appointments). Both the limits of academic, as opposed to parliamentary, politics and the similarities in their performance are clearly expressed in the ‘Objektivität’ essay, for example when Weber speaks on the necessity to make decisions. Jene Abwägung selbst nun aber zur Entscheidung zu bringen, ist freilich nicht mehr eine mögliche Aufgabe der Wissenschaft, sondern des wollenden Menschen: er wägt und wählt nach seinem eigenen Gewissen und seiner persönlichen Weltanschauung zwischen den Werten, um die es sich handelt. Die Wissenschaft kann ihm zu dem Bewußtsein verhelfen, daß alles Handeln, und natürlich auch, je nach den Umständen, das NichtHandeln, in seinen Konsequenzen eine Parteinahme zugunsten bestimmter Werte bedeutet, und damit – was heute so besonders gern verkannt wird – regelmäßig gegen andere. Die Wahl zu treffen, ist seine Sache (Archiv, 26; GAW, 150; EW, 361-362). The point of this paragraph is not only the emphasis of differences. In the research process, scholars must also make decisions on subject matter, research strategy, the mode of interpreting results and so on. As such, the research process itself can also be understood as an activity (Handeln). In the preceding passage, Weber’s commitment to an action perspective, which shapes the entire ‘Objektivität‘ essay, offers us yet another example of the performative similarity between politics and research as activities. It is not the results of research but the scholarly activities themselves that serve as the point or reference for Weber’s discussion of the human sciences and their ‘objectivity’. The passage on human action is equally indispensable to the understanding of Weber’s vision of politics as an activity. The perspective of activity is shaped by contingency and contestation, which is what gives it its inherently political dimension, which, accordingly, also concerns the scholarly version of human activity. KARI PALONEN
86 by forbidding the whips of parliamentary groups and similar reforms see Tomkins 2005). The acceptance of the parliamentary paradigm in dealing with scholarly controversies demands the recognition that all innovations, revisions and breakthroughs are also short-lived in the scholarly world. Novel theories and the revision of concepts may gain a momentum that can be evoked well before it will be turned into an element of stagnation. It is for precisely this reason that Weber strongly opposes the ‘middle way’ and opts for the one-sided accentuation of a particular point of view. Just as the parliamentarian knows that no elections will be won twice with the same election strategy, the scholar should not rely on their past merits, but should always be ready and willing to change. However, Weber also turns against the hunt for novelty for novelty’s sake alone, ”eine stete Hetzjagd nach neuen Gesichtspunkten und begrifflichen Konstruktionen” (Archiv, 86-87; GAW, 214; EW, 403). Here we can also detect an analogy to the formal equality between standpoints and alternatives in the parliamentary procedure. The rhetorical principle of speaking pro et contra about all items on the agenda is a guarantee against vested interests and over-eager enthusiasm for the new. Similarly, in the academic world, the resistance of trends is well founded and the recourse to older and even overthrown theories and concepts is frequently a clever strategy. It allows scholars to stick to their position in the face of novelties and even claim a Verfremdungseffekt in order to relativise the alleged innovations. The parliamentary style of politics is inherently incompatible with the one-dimensional opposition between progress and reaction. When examined through the Weberian Umbildungsprozess, the recurrent events of unexpected breaks and turns at more or less regular intervals, it becomes clear that all standpoints and proposals in the scholarly debate should be given a fair chance, as it is the case in the parliamentary process. In a more radical sense, speaking pro et contra, which characterises the parliamentary procedure, operates by devaluating virtues and attenuating vices, according to the classical schema of paradiastole (see Skinner 1996). The rhetorical vision of parliamentary deliberation is much more radical than that to which Jürgen Habermas and his adepts refer to as ‘deliberative democracy’. Indeed, we can detect a debt to the rhetorical tradition even in Habermas’s insistence on the constant de- ‘OBJECTIVITY’ AS FAIR PLAY...
87 KARI PALONEN liberation between ”Argument und Gegenargument” against fixed commitments (Habermas 1962, 252). For him, however, this rhetorical moment of deliberation and debate remains nothing more than a passing phase in the process toward a higher consensus. In other words, the debate serves as a moment of catharsis that will be superseded by the superior moment of consensus. In contrast to this instrumental role of deliberation, the ideal of fair play corresponds to the rhetorical principle that is characteristic of political situations, namely that good grounds can always be offered in defence of either side. It may even be wise to attempt to make the weaker logos stronger, in the sense of the Sophist Protagoras, for whom “[o]n every subject there are two logoi speeches or arguments] opposed to one another” (Diogenes Laertius in Gagarin & Woodroff 1995, 187). The singularity of the parliamentary procedure lies in its being a kind of institutionalisation of the fair play principle. The Weberian parliamentary vision of the research process is not completely free of the pathos of truth either. This is, for example, the case when he writes: ”Denn wissenschaftliche Wahrheit ist nur, was für alle gelten will, die Wahrheit wollen.” (Archiv, 58; GAW, 183-184, EW, 383) Upon closer examination it becomes clear, however, that for Weber, judgments on truth are related to perspectives as opposed to judgments about facts. As such, all factual judgments remain controversial, and momentary agreements on them among scholars are not a sign of the superiority of consensus. Weber insists that an academic journal should be a place, ”wo Wahrheit gesucht wird, die … auch für den Chinesen die Geltung einer denkenden Ordnung der empirischen Wirklichkeit beansprucht” (Archiv, 32, GAW, 156; EW, 365). His claim is directed against the relativism of fixed standpoints that are essentially incompatible with one another. In other words, Weber turns against the arbitrary fixation of standpoints with the ‘truth’. Moreover, Weber uses this move as a rhetorical redescription of the concept of the truth. For him, the search for truth appears, above all, as a metaphor for the idea that the dispute should be maintained and everyone should be ready to alter their standpoint in the course of debate. This is clearly compatible with the rhetorical principle of speaking in utramque partem and by no means requires that opposing standpoints should be abolished or merely will approach each other in the course of deliberations.
88 No less rhetorical is Weber’s revision of the understanding of ‘scientific progress’. As we can see from the passage on the constant rebuilding of the conceptual apparatus, to Weber, the Fortschritt is not a kind of march ‘forward’. Rather, it refers to the moves of breaking with established beliefs, conventions, long-term trends and so on, to taking steps away from something but leaving the future direction open. Again, we can detect at least certain analogies with the parliamentary vote of no confidence or the alternation in government due to the electoral defeat of the current majority. Any such a shift contains an instance of chance, openness and novelty that can be used in siis various manners, including the new strength that a party may gain in the opposition. This priority of the rupture with the past as a moment of change is famously illustrated in the ‘Objektivität’ essay by Weber’s thesis on the ‘eternal youthfulness’ of all historical sciences: … es gibt Wissenschaften, denen ewige Jugendlichkeit beschieden ist, und das sind alle historischen Disziplinen, alle die, denen der ewig fortschreitende Fluß der Kultur stets neue Problemstellungen zuführt. Bei ihnen liegt die Vergänglichkeit aller, aber zugleich die Unvermeidlichkeit immer neuer idealtypischer Konstruktionen im Wesen der Aufgabe (Archiv, 79-80, GAW, 206, EW, 398). The shifting character of the problems related to standpoints as a means of altering them can also be seen as an analogy to parliamentary politics. This is characterised by the addition of new items on the agenda, some of which arise spontaneously from the changing constellations in the world around it, while others are more intentionally set as an issue to be debated in the parliament. The situation corresponds to the shift in political controversies from that between different answers to the same questions to the struggle over which issues should be debated, in what order and why, i.e. their status on the parliamentary agenda. Similarly, the academic world has also experienced the increased diversification of issues and the vanishing of a wide range of allegedly common grounds within individual disciplines. The onesided construction of new perspectives marks the recognition of this situation already in Weber’s lifetime. ‘OBJECTIVITY’ AS FAIR PLAY...
89 The Parliamentary Opposition To Expert Rule Weber differs from his contemporary German colleagues in his open idealisation of the British style of parliamentary government as early as the beginning of the twentieth century (see Palonen 2004). Weber insists on the procedural superiority of the parliamentary regime over a monarchy, whose foreign policy is not under the control of a parliament. Against the possibility of the Emperor to intervene in German foreign policy, he writes: Alles in allem: einen Parlamentarismus braucht Deutschland, denn es sei reif dafür. Und wenn von bestimmter Seite jüngst droben in Freiburg gesagt wurde, eine Erweiterung parlamentarischer Rechte führe Zersetzung herbei, so sei es unbegreiflich, wie sich die deutsche Nation so etwas gefallen lassen kann. (Weber 1908, 134) In his wartime essay Parlament und Regierung im neugeordneten Deutschland (1918), Weber describes the parliament above all as a counterpower against bureaucracy. An efficient bureaucracy is indispensable in every modern state. In the German Empire, however, the rule of officialdom, Beamtenherrschaft, prevailed without real counter forces in terms of parliamentary power and a government that was responsible to the parliament. Weber saw this as fatal, because he considered officials to be dilettantish politicians. Gänzlich versagt hat die Beamtenherrschaft da, wo sie mit politischen Fragen befaßt wurde… Es ist, wie gesagt, nicht Sache des Beamten, nach seinen eigenen Überzeugungen mitkämpfend in den politischen Streit einzutreten und, in diesem Sinn, Politik zu treiben, die immer: Kampf ist. (Weber 1918, 235) Weber sees a monocratic understanding of knowledge as inherent to the rule of the officialdom. He confronts it with a parliamentary view which corresponds to the rhetorical vision he sketched in the ‘Objektivität’ essay more than ten years earlier. The ‘possession’ of knowledge is the main power share available to officials. Their power is based primarily on factual knowledge, ”einem durch Fachschulung erworbenen im weitesten Sinne des Wortes ‘technischen’ Fachwissen” (ibid., 236). Furthermore, the officials gain a Dienstwissen in carrying KARI PALONEN
90 out their tasks within the state apparatus, ”die durch die Mittel des amtlichen Apparates nur dem Beamten zugängliche Kenntnis der für sein Verhalten maßgebenden konkreten Tatsachen: das Dienstwissen” (ibid.). The decisive form of knowledge lies, however, in the secrecy of the knowledge they possess tai the secrecy of their knowledge: ”das wichtigste Machtmittel des Beamtentums die Verwandlung des Dienstwissens in ein Geheimwissen durch den berüchtigten Begriff des ‘Dienstgeheimnisses’ bildet: letztlich lediglich ein Mittel, die Verwaltung gegen Kontrolle zu sichern.” (ibid.) The power of the officialdom is thus inherently linked to its expert knowledge, to which not even the parliament had access in Germany. The link between Weber’s defence of the parliamentary regime and his rejection of the monocratic view of knowledge lies in his numerous proposals to form parliamentary counter-powers in order to limit the officialdom’s monopoly on knowledge as a source of uncontrollable power. In other words, Weber wants to alter the procedures of the Reichstag in order to allow it to control the officialdom just as the British Parliament had. Weber’s proposals for reforming Reichstag procedure refer to the rhetorical practice of speaking pro et contra. One example of this is the oath-based cross-examination of experts in the parliamentary commissions: ”die Verwaltungskontrolle das systematische (eidliche) Kreuzverhör von Sachverständigen vor einer Parlamentskommission unter Zuziehung der betreffenden Ressortbeamten, welches allein Kontrolle und Allseitigkeit der Befragung garantiert.” (ibid.) In Weber’s view, by opposing officials’ specialised Sachwissen to one another, the parliamentarians are able to see that the knowledge of officials is inherently bound to the perspective of their offices. Parliamentary deliberation must overcome the perspectives of these offices by judging the work of the ministries from a political point of view. The control of the Dienstwissen also requires other measures: ”Akteneinsicht, Augenscheineinnahme, äußerstenfalls aber wiederum: das eidliche Kreuzverhör der Beteiligten als Zeugen vor einer Parlamentskommission in Betracht” (ibid.). For the control of the secrecy Weber proposes a stronger measure, namely parliamentary enquêtecommissions, which he considered to be an English practice: ”durch Handhabung des sogenannten “Enqueterechts” jederzeit jene Kenntnis der Tatsachen und der technischen Fachgesichtspunkte zu ver- ‘OBJECTIVITY’ AS FAIR PLAY...
91 schaffen, welche allein ihm fortlaufende Mitarbeit und Einfluß auf die Richtung der Verwaltung ermöglichen würde” (ibid.). All these measures allude to the rhetorical view that ‘facts’ and ‘knowledge’ can be seen as such only in relation to a certain perspective. In such situations, the parliamentary paradigm of knowledge is the surest guarantee against an uncritical belief in given facts. The powers of the parliament are decisively dependent on the systematic character of the use of opposing perspectives in the parliamentary and governmental process (see also Palonen 2004). Weber’s defence of the English style of Arbeitsparlament over the French style of Redeparlament also corresponds to this view. Only through the work of the commissions’ members on substantial issues can they become conscious of the need to control and means of controlling expert powers (Weber 1918, 234-237). This vision is no less rhetorical than the French emphasis on speeches in the plenary sessions, which tend to increase the powers of the parliament at the cost of the government, in particular by shortening their life-span. The Weberian perspective is perhaps an oversimplification of the French practice (see Roussellier 1997), but he does have a point in insisting that the strength of the parliament over the government in the Third Republic tended to leave the strong French bureaucracy largely outside the sphere of parliamentary control; the parliamentarians tended to misjudge the situation by regarding the incumbent government and not the permanent officials as their main adversaries. Weber’s discussions in the Parlament pamphlet on Fachwissen, Dienstwissen and Geheimwissen are relevant to the understanding of the tendencies of closure in the academic world. The monopolistic tendencies, the exclusion of competitors, students, amateurs and outsiders, the processes of co-optation and so on are also behind the inherent threat of stagnation in the use of theories and concepts. The need and possibilities to gain external parliamentary control of the research process itself is not as evident here as it is in the case of bureaucratic knowledge. For this reason, parliament-analogical internal procedures should be applied to deliberation and debate in universities. This presupposes, however, that scholars not only acknowledge that they must learn the procedures related to their internal disputes from politicians but that they be prepared to turn themselves into figures reminiscent of parliamentarians in the context of academic controversies. KARI PALONEN
92 Why Does Weber Speak Of ‘Objectivity’? Max Weber himself seems not use the expression fair play in his methodological or political writings. Attributing it to Weber, as a regulative principle allowing us to gain a better understanding of the very singular and distinctive point he is making in the essay, is, of course, conjecture. Nonetheless, my intention here is to answer my initial question of why he claimed the controversial concept of ‘objectivity’ as his own. My interpretation is, of course, another example of the Weberian rhetorical tactics of einseitige Steigerung, this time applied to Weber’s own work. A minimum condition for making this kind of interpretation is shifting one’s emphasis to the research process itself, to the controversial character of its results, to the conflicts between scholars and the possibilities to regulate the relationships between scholars offering contrasting interpretations. Regulations are needed precisely because the controversies on theories and concepts, as well as the corresponding conflicts between scholars, are always present in scholarly activities. Those who adhere to the scientific process remain extremely reluctant to recognise this situation, whereas the life-long homo politicus Max Weber understood the inherent political element in the scholarly activity better than any of his contemporaries. This concept is no longer complexly unrecognised among some recent ‘Weberologists’. Joachim Vahland writes that for Weber, it is ”der Dissens, nicht der Konsens, der die Wissenschaft wie alle anderen Lebensbereiche bestimmt und vorantreibt” and that ”Weber hat keinen Zweifel daran gelassen, daß für ihn Wissenschaft in letzter Instanz Manifestation des Politischen ist – wie alle anderen kulturellen Objektivationen auch: Alle Kulturarbeit ist zweckbestimmtes Stellungnehmen.” (Vahland 2001, 113). Despite this, Vahland does not discuss the Weberian concept of ‘objectivity’ in terms approaching to my perspective. One of the programmatic aims of Weber’s essay was to present the Archiv neither as a party organ in the academic world nor as a journal in which anything goes. He wanted to offers the academic world something that was lacking in German politics, namely ”die Möglichkeit, mit politischen Gegnern sich auf neutralem Boden – geselligem oder ideellem – unbefangen zusammenzufinden” (Archiv, 34; GAW, 158, EW, 367). In other words, the Archiv itself was seen as a forum ‘OBJECTIVITY’ AS FAIR PLAY...
93 analogous to the (British) Parliament, with civilised deliberation and the debate between opposing perspectives as its raison d’être. This passage is perhaps as close as Weber comes to offering us an explicit analogy of parliamentary politics and its rhetorical vision of knowledge and action. He uses it to indicate the model of parliamentary politics that should be applied to scholarly disputes. Examples of Weber’s vocabulary and his spontaneous use of political analogies for scholarly controversies siis support this. The main point lies in the extension of the rhetorical paradigm of parliamentary procedures and practices to the regulation of scholarly controversies. According to Weber, there were no satisfactory regulations for engaging in scholarly disputes on theories and concepts in his day. Convinced of the omnipresence and heuristic value of such disputes, he intended to transfer regulations from the institutionalised and reasonably well-functioning parliamentary context to the scholarly disputes. Weber was not interested in the details of constructing an exact alternative for such a conceptual transfer. For him, it was sufficient to point out that there was indeed a parliamentary paradigm for a thorough discussion of objections and alternatives in a civilised manner that could also be applied in the scholarly world. Referring to the application of a parliamentary paradigm for scholarly conflicts as ‘objectivity’ made the idea more acceptable. Before an audience of German academics, Weber’s most provocative move was to claim that ‘objectivity’ was in fact more applicable in political than academic conflicts. This was part of Weber’s comprehensive programme of reinterpreting the very concepts of knowledge and the human sciences in rhetorical terms, for which the English Parliament served as the historical paradigm. Such terms turned the scholarly activity of research itself into an activity of politics. KARI PALONEN NOTES 1. When referring to the essay, I shall quote the original edition from the Archiv für Sozialwissenschaft und Sozialpolitik 1904 (Archiv), Johannes Winckelmann’s 1973 edition of the Gesammelte Aufsätze zur Wissenschaftslehre (GAW), which is in the pagination for the ‘Objectivity’ essay and identical to Marianne Weber’s first edition from 1922, which is now available on the Internet as the Potsdamer Internetausgabe, and Keith Tribe’s recent retranslation, published in the volume The Essential Weber, ed. by Sam Whimster in 2004 (EW).
94 REFERENCES The ‘Objectivity’ essay Weber, Max (1904). Die ‘Objektivität’ sozialwissenschaftlicher und sozialpolitischer Erkenntnis. Archiv für Sozialwissenschaft und Sozialpolitik, 1. 23-87 (Archiv) Gesammelte Aufsätze zur Wissenschaftslehre, Hg. Johannes Winckelmann, 146-214. Tübingen: Mohr 1973 (GAW). Gesammelte Aufsätze zur Wissenschaftslehre, Hg. Marianne Weber (1922), Potsdamer Internetausgabe, http://www.uni-potsdam.de/u/paed/Flitner/Flitner/Weber/ WL.pdf The ‘Objectivity’ of Knowledge in Social Science and Social Policy, translated by Keith Tribe. In Sam Whimster (ed.), The Essential Weber. London: Routledge 2004. Other references Bagehot, Walter (1872). Physics and Politics. Boston: Beacon Press 1956. Gagarin, Michael & Woodruff, Paul (eds.) (1995), Early Greek Political Thought from Homer to the Sophists. Cambridge: Cambridge University Press. Habermas, Jürgen (1962). Strukturwandel der Öffentlichkeit. Neuwied: Luchterhand. Hamilton, William Gerard (1808). Parliamentary Logic, with an introduction and notes by Courtney S. Kenny. Cambridge: Heffer 1927. Hexter, J.H. (ed.) (1992). Parliament and Liberty. Princeton: Princeton University Press. Leibholz, Gerhard (1957). Strukturprobleme der modernen Demokratie. Frankfurt/M: Fischer 1974. Macaulay, Thomas B. (1857). William Pitt, in: The Miscellaneous Writings and Speeches of Lord Macaulay, vol. 3, London 1889 (=http://ibiblio.org/gutenberg/ etext00/3mwsm10.txt). Mack, Peter (2002). Elizabethan Rhetoric. Theory and Practice. Cambridge: Cambridge University Press. Mill, John Stuart (1838): Bentham. In The Collected Works of John Stuart Mill, Volume X - Essays on Ethics, Religion, and Society ed. John M. Robson, Introduction by F.E.L. Priestley (Toronto: University of Toronto Press, London: Routledge and Kegan Paul, 1985). http://oll.libertyfund.org/index.php?option=com_staticxt&staticfile=show. php%3Ftitle=241&Itemid=99999999 (12.8. 2008) ‘OBJECTIVITY’ AS FAIR PLAY... 2. In his essay ‘Bentham’ from 1838, see http://oll.libertyfund.org/index. php?option=com_staticxt&staticfile=show.php&title=241&search=%22Chinese+Statio nariness%22&layout=html#a_762125 3. See http://www.uni-potsdam.de/u/paed/Flitner/Flitner/Weber/WL.pdf 4. See http://www.bartleby.com/cgibin/texis/webinator/sitesearch?query=%22fair+ play%22&filter=col70&Submit=Go
95 KARI PALONEN Nietzsche, Friedrich (1887). Zur Genealogie der Moral. In Werke, ed. Schlechta, Frankfurt/M: Ullstein 1981, II, 761-900. The Oxford Shakespeare (1914), edited by W.J. Graig, http://bartleby.com/70/ (12.8.2008) Palonen, Kari (1998). Das ‘Webersche Moment’. Zur Kontingenz des Politischen. Wiesbaden: Westdeutscher Verlag. Palonen, Kari (2000). Max Weber und die Umstrittenheit der Begriffe. Archiv für Begriffsgeschichte, Sonderheft. Die Interdisziplinärität der Begriffsgeschichte, 145-158. Palonen, Kari (2004). Max Weber, Parliamentarism and the Rhetorical Culture of Politics, Max Weber Studies 4, 273-292. Redlich, Josef (1905). Recht und Technik des Englischen Parlamentarismus. Leipzig: Duncker & Humblot. Roussellier, Nicolas (1997). Le parlement de’l’éloquence. Paris: Presses de sciences po. Schmitt, Carl (1912). Gesetz und Urteil. München: Beck 1969. Skinner, Quentin (1996). Reason and Rhetoric in the Philosophy of Hobbes. Cambridge: Cambridge University Press. Smith, Thomas (1565/1581): De republica anglorum [The maner of governement] http://www.constitution.org/eng/repang.htm Tomkins, Adam (2005). Our Republican Constitution. Oxford: Hart. Vahland, Joachim (2001). Max Webers entzauberte Welt. Würzburg: Königshausen + Neumann. Weber, Max (1904b). Die ‘Bedrohung’ der Reichsverfassung. Max-Weber-Studienausgabe 1/8, Tübingen: Mohr 1999, 16-17. Weber, Max (1908). Kaiser und Reichsverfassung. Diskussionsbeitrag auf der Versammlung des Nationalsozialen Vereins am 30. November in Heidelberg. Bericht der Heidelberger Zeitung. Max-Weber-Studienausgabe I/8. Tübingen: Mohr, 134-135. Weber, Max (1910). Antikritisches zum ‘Geist’ des Kapitalismus. Protestantische Ethik II, Hg. Johannes WinckelmannGütersloh: Siebenstern 1978, 149-187.. Weber, Max (1917a). Der Sinn der ‘Wertfreiheit’ der soziologischen und ökonomischen Wissenschaften. Gesammelte Aufsätze zur Wissenschaftslehre. Tübingen: Mohr 1973, 489-540. Weber, Max (1917b). Wahlrecht und Demokratie in Deutschland. Max-Weber-Studienausgabe I/15. Tübingen: Mohr 1988,155-189. Weber, Max (1918). Parlament und Regierung im neugeordneten Deutschland. MaxWeber-Studienausgabe I/15. Tübingen: Mohr 1988, 202-302 Weber, Max (1919). Politik als Beruf. Max-Weber-Studienausgabe I/17. Tübingen: Mohr 1994, 35-88. Weber, Max (1936). Jugendbriefe, Hg. Marianne Weber. Tübingen: Mohr. Weber, Max (1990). Briefe (1906-1908), Hg. M.Rainer Lepsius. Tübingen: Mohr. Weber, Max (1994). Briefe (1909-1910), Hg. M.Rainer Lepsius. Tübingen: Mohr.