Multicomponent and multicatalytic asymmetric synthesis of furo[2,3-b]pyrrole derivatives: further insights into the mode of action of chiral phosphoric acid catalysts
Abstract
We gratefully acknowledge financial support from Spanish Ministerio de Ciencia e Innovación (grant CTQ2016-76794-Pand FPU-predoctoral grant to L. C.), Consejería de Ciencia,Innovación y Universidad del Principado de Asturias (grant IDI/2018/000231) and Xunta de Galicia (Consolidación GRCED431C2017/61 from DXPCTSUG; ED-431G/02-FEDER“Unhamaneira de facer Europa”to CINBIO, a Galician research center 2016–2019), We also thank Centro de Supercomputación deGalicia (CESGA) for generous allocation of computingresources.
Full text
Mul icomponen and mul ica aly ic asymme ic
syn hesis o u o[2,3-b]py ole de i a i es: u he
insigh s in o he mode o ac ion o chi al
phospho ic acid ca alys s†‡
La a Cala, §
a
Ped o Villa , §
b
´
Angel R. de Le a,
b
F ancisco J. Fa˜
nan´
as,
a
Rosana ´
Al a ez *
b
and F´
elix Rod ´
ıguez *
a
Mul icomponen and mul ica aly ic eac ions a e hose p ocesses ha y o imi a e he way he enzyma ic
machine y ans o ms simple building blocks in o complex p oduc s. The de elopmen o asymme ic
e sions o hese eac ions is a s ep o wa d in ou d eam o mi o ing he exquisi e selec i i y o
biological p ocesses. In his con ex , he p esen wo k desc ibes a new eac ion o he asymme ic
syn hesis o u o[2,3-b]py ole de i a i es om simple 3-bu ynamines, glyoxylic acid and anilines in he
p esence o a dual ca aly ic sys em, o med om a gold complex and a chi al phospho ic acid.
Compu a ions, aimed o unde s and he excep ional pe o mance o 9-an h acenyl-subs i u ed BINOL-
de i ed phospho ic acid ca alys , sugges a undamen al ole o non-co alen in e ac ions being
es ablished be ween he ca alys and he eagen s o he ou come o he mul icomponen p ocess. The
linea geome y o he an h acenyl subs i uen along wi h he p esence o an elec on-wi hd awing
g oup in he aniline and an a oma ic subs i uen in he 3-bu ynamine de i a i e seem o be key
s uc u al ac o s o explain he expe imen al esul s and, pa icula ly, he high s e eoselec i i y.
In oduc ion
Ca alysis has become, wi hou ques ion, a majo subjec o
mode n chemis y. In adi ional ca aly ic s a egies, a single
ca alys in e ac s wi h a eagen lowe ing he ene ge ic ba ie o
he subsequen eac ion wi h ano he eagen . Al hough his
s a egy has deli e ed as numbe s o new eac ions o e many
decades, new di ec ions in he eld o ca alysis a e necessa y in
o de o add ess he demands o sus ainabili y and global well-
being o ou socie y. In his con ex , mul ica aly ic eac ions
(one-po ca alysis), dened as hose p ocesses whe e se e al
eac ions occu in a single ask as a esul o he ac ion o
mul iple ca alys , ha e become a powe ul syn he ic ool.
1
On
he o he hand, mul icomponen eac ions, which a e hose
p ocesses whe e se e al s a ing ma e ials eac oge he o yield
a p oduc ha e ains he majo i y o a oms o he eac an s,
ha e also become o signican in e es in he eld o o ganic
syn hesis.
2
As a esul o me ging bo h ools, mul icomponen
and mul ica aly ic eac ions ha e ecen ly eme ged as one o
hose new concep s in he a ea o ca alysis.
3
In hese p ocesses,
h ee o mo e s a ing ma e ials eac by means o wo o mo e
ca alys s (all p esen om he onse o he eac ion) o p oduce
s uc u ally and unc ionally complex p oduc s (Scheme 1a).
These eac ions y o mimic he way he enzyma ic machine y
(mul ica aly ic sys em) ans o ms in Na u e a se ies o simple
molecules (mul icomponen sys em) in o in ica e s uc u es.
The exquisi e s e eoselec i i y o biosyn he ic eac ions is
pa icula ly difficul o imi a e and hus, he de elopmen o
asymme ic mul icomponen and mul ica aly ic eac ions
emains challenging.
4
In his con ex and based on p e ious wo ks o m ou labo-
a o ies,
5
we en isioned ha he mul icomponen coupling o
alkynamines 1, glyoxylic acid 2and anilines 3in he p esence o
a mul ica aly ic gold/chi al B øns ed acid sys em could deli e
enan ioen iched u o[2,3-b]py ole de i a i es 4comp ising
h ee con iguous s e eocen e s (one o hem qua e na y;
Scheme 1b). We hough ha he gold-ca alysed cyclo-
isome iza ion eac ion o alkynamines 1should deli e he
enamine in e media es I.
6
Mo eo e , he condensa ion eac ion
be ween glyoxylic acid and amines 3should gi e imines II.
Fu he asymme ic eac ion be ween hese in si u o med
a
Ins i u o Uni e si a io de Qu´
ımica O ganome ´
alica “En ique Moles”, Cen o de
Inno aci´
on en Qu´
ımica A anzada (ORFEO-CINQA), Uni e sidad de O iedo, Juli´
an
Cla e ´
ıa, 8, 33006-O iedo, Spain. E-mail: od iguez@unio i.es
b
Depa amen o de Qu´
ımica O g´
anica (CINBIO), Uni e sidade de Vigo, As Lagoas-
Ma cosende, E-36310 Vigo, Spain. E-mail: [email p o ec ed]
†In memo y o ou iend P o esso Kilian Mu˜
niz (1970–2020).
‡Elec onic supplemen a y in o ma ion (ESI) a ailable: Expe imen al p ocedu es,
ull compound cha ac e iza ion and compu a ional de ails. CCDC 1550279. Fo
ESI and c ys allog aphic da a in CIF o o he elec onic o ma see DOI:
10.1039/d0sc03342a
§These au ho s con ibu ed equally o his wo k.
Ci e his: Chem. Sci., 2020, 11,9181
All publica ion cha ges o his a icle
ha e been paid o by he Royal Socie y
o Chemis y
Recei ed 16 h June 2020
Accep ed 11 h Augus 2020
DOI: 10.1039/d0sc03342a
sc.li/chemical-science
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in e media es would lead o ou desi ed u o[2,3-b]py ole
de i a i es 4, which a e a ge s o in e es owing o he p e a-
lence o his s uc u al mo i in nume ous biologically pha -
macopho es and na u al p oduc s.
7
In addi ion o epo ing he de elopmen o his p ocess, we
a e also p esen ing compu a ional s udies aimed o s uc u ally
jus i y he o igin o he e y high dias e eo and enan iose-
lec i i ies obse ed wi h jus a single ca alys o he se ies o
phospho ic acids su eyed, hus p o iding new is as o a io-
nalize he beha iou o chi al phospho ic acids in asymme ic
p ocesses.
8
Resul s and discussion
A he ou se o his s udy, we selec ed e -bu yl[4-(4-
chlo ophenyl)-3-bu yn-1-yl]ca bama e 1a, glyoxylic acid 2and
3-ni oaniline 3a as model eagen s in o de o nd op imal
eac ion condi ions. As mul ica aly ic sys em, we chose
a combina ion o AuMe(JohnPhos) and a B øns ed acid (HB;
pa icula ly, phospho ic acid de i a i es). Ini ial expe imen s
we e pe o med a oom empe a u e, in oluene as sol en and
in he p esence o 4
A molecula sie es (Table 1).
To check he iabili y o ou p oposal, we s ly ied he
eac ion in i s acemic e sion by using diphenyl hyd ogen
phospha e [DPP, (PhO)
2
PO
2
H] as he acid ca alys . Al hough he
eac ion led o he desi ed p oduc in high yield (91%), un o -
una ely, an almos equimola mix u e o he wo dias e eoiso-
me s 4a and dias -4a was ob ained (d. . ¼1 : 1.5; Table 1, en y
1). Conside ing ha ou objec i e was he de elopmen o
a uly selec i e eac ion (dias e eo and enan ioselec i e), his
p elimina y esul was highly discou aging since we suspec ed
ha he use o chi al phospho ic acid-de i ed ca alys s (CPAs) o
pe o m he asymme ic e sion o he eac ion, could in u n
lead o he same dias e eoselec i i y p oblems. In ac , when we
ied he eac ion wi h BINOL-de i ed phospho ic acids
subs i u ed a C3- and C30-posi ions wi h 3,5-bis( i-
uo ome hyl)phenyl (CPA
A
), 2,4,6- iisop opylphenyl (CPA
B
)o
iphenylsilyl (CPA
C
) g oups, we also obse ed he o ma ion o
oughly equimola amoun s o he wo dias e eoisome s 4a and
dias -4a (Table 1, en ies 2–4). Fu he mo e, he low le els o
enan ioselec i i y ound in bo h 4a and dias -4a we e addi ional
discou aging issues a his poin .
Al hough he same p oblems o dias e eoselec i i y we e
obse ed when using he phenan h yl-subs i u ed BINOL-
de i a i e CPA
D
and he VAPOL-de i ed phospho ic acid CPA
E
(d. . ¼1.9 : 1 and 1 : 1.4 espec i ely; Table 1, en ies 5 and 6), a
leas in hese cases one o he dias e eoisome s was ob ained
wi h high enan ioselec i i y [e. .(4a)¼99 : 1 wi h CPA
D
;
e. .(dias -4a)¼96 : 4 wi h CPA
D
]. Ne e heless, none o he
abo e men ioned phospho ic acid ca alys s led o sa is ac o y
esul s in e ms o selec i i y. Su p isingly, when he eac ion
was pe o med wi h he 9-an h acenyl-subs i u ed BINOL-
de i ed phospho ic acid CPA
F
, we only obse ed he o ma-
ion o compound 4a in almos quan i a i e yield (98%) and,
mo e impo an ly, wi h comple e s e eoselec i i y (d. . > 20 : 1;
e. . ¼99 : 1).
The ex ao dina y pe o mance o ca alys CPA
F
should be
ema ked. Thus, while all o he acid ca alys s (achi al o chi al)
Scheme 1 Mul icomponen and mul ica aly ic eac ions. Concep and
ou p oposal.
Table 1 Sc eening o B øns ed acid ca alys s
En y HB Yield
a
(%) d. . (4a :dias -4a)
b
e. . (4a)
c
e. . (dias -4a)
c
1DPP 91 1 : 1.5 ——
2CPA
A
88 1.3 : 1 86 : 14 36 : 64
3CPA
B
91 1.3 : 1 49 : 51 32 : 68
4CPA
C
95 1 : 1 74 : 26 50 : 50
5CPA
D
92 1.9 : 1 99 : 1 47 : 53
6CPA
E
87 1 : 1.4 19 : 81 4 : 96
7CPA
F
98 >20 : 1 99 : 1 —
a
Based on 1a.
b
De e mined by
1
H NMR analysis o he c ude eac ion
mix u e.
c
De e mined by HPLC using a chi al s a iona y phase.
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p oduced basically equimolecula mix u es o wo dias e eo-
isome s, CPA
F
p o ed unique in pe o ming his ans o ma ion
in a highly dias e eoselec i e way. The e y high enan iose-
lec i i y achie ed wi h his ca alys (only one enan iome was
obse ed) should also be no ed. Thus, om he eigh possible
s e eoisome s, we only obse ed he o ma ion o one o hem.
Once we had e ied ha he 9-an h acenyl-subs i u ed
BINOL-de i ed phospho ic acid CPA
F
was an op imal acid
ca alys o pe o m he desi ed asymme ic mul icomponen
and mul ica aly ic p ocess, we add essed he scope o he
ans o ma ion. Thus, a ange o expe imen s we e pe o med
by mixing diffe en 4-a ylbu -3-yn-1-amines 1, glyoxylic acid 2
and aniline de i a i es 3in oluene (0.1 M) wi h 4
A molecula
sie es a oom empe a u e in he p esence o a mix u e o
AuMe(JohnPhos) (5 mol%) and chi al phospho ic acid CPA
F
(10 mol%; Scheme 2). We we e deligh ed o nd ha , unde
hese condi ions, a se ies o u o[2,3-b]py ole de i a i es 4wi h
di e se subs i u ion pa e ns we e ob ained in excellen yields,
as single dias e eoisome s and wi h e y high enan ioselec i -
i ies in mos cases. Alkynamines 1subs i u ed a he iple bond
wi h diffe en a oma ic ings likewise pe o med efficien ly and
led o he co esponding p oduc s 4wi h e y high selec i i y.
9
Rega ding he subs i u ion on he ni ogen a om, e -bu ox-
yca bonyl (4a–h) and me hoxyca bonyl g oups (4i–k) we e used.
Anilines 3bea ing elec on-wi hd awing subs i uen s we e
app op ia e subs a es. Howe e , he eac ion did no p oceed
when simple aniline o aniline de i a i es con aining elec on-
dona ing g oups we e used. The eac ion wi h alkylamine
de i a i es ins ead o anilines was unsuccess ul. The s uc u e
and absolu e congu a ion o 4a was unambiguously de e -
mined by X- ay c ys allog aphic analysis.
10
The absolu e
congu a ion o he emaining u o[2,3-b]py ole de i a i es 4
was assigned by analogy.
A mechanis ic p oposal o explain his mul icomponen and
mul ica aly ic eac ion is shown in Scheme 3. We conside ed
he ini ial cycloisome iza ion o amine de i a i e 1 o gi e he
enamine 7in a p ocess p omo ed by he ca ionic gold(I)
complex gene a ed om AuMe(JohnPhos) by eac ion wi h he
B øns ed acid (DPP o CPA). Thus, he ini ial coo dina ion o
he gold ca alys o he iple bond o 1leads o in e media e 5.
In amolecula addi ion o he amino g oup o he dis al ca bon
o he ac i a ed alkyne gene a es in e media e 6. Finally, a p o-
odeme alla ion p ocess, likely assis ed by he anion (B
),
affo ds he enamine de i a i e 7 egene a ing he gold ca alys
and closing he s ca aly ic cycle. Simul aneously, he
B øns ed acid ca alys (HB) p omo es he condensa ion o
glyoxylic acid 2and aniline de i a i e 3 o o m imine 8.
Bo h in e media es gene a ed in he wo p e ious indepen-
den p ocesses, namely he N-p o ec ed 2,3-dihyd o-1H-py ole
7and he 2-(a ylimino)ace ic acid 8, en e a hi d ca aly ic cycle
whe e he h ee s e eogenic cen es o he nal p oduc 4a e
s e eoselec i ely gene a ed. Being bo h componen s achi al, he
Scheme 2 Scope o he eac ion. Scheme 3 Mechanis ic p oposal.
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chi al B øns ed acid ca alys (HB) should be in ol ed in his
p ocess. Thus, eac ion o he imine 8wi h he acid affo ds
ac i a ed imine de i a i e 9. The subsequen eac ion o his
in e media e wi h enamine 7could occu h ough a conce ed
mechanism o di ec ly deli e in e media e 11, which e ol es
p o iding he nal p oduc 4and egene a ing he acid ca alys .
Al e na i ely, in e media e 11 could be o med h ough a s ep-
wise p ocess ini ia ed by a Mannich- ype addi ion o p oduce
iminium ion in e media e 10 ollowed by a cycliza ion eac ion.
Rega dless o he mechanism, conce ed o s epwise, he
ex ao dina y efficiency o he chi al acid ca alys CPA
F
should
be ema ked because i a ou s he eac ion h ough a single
ace o he ac i a ed imine 9and a single ace o he enamine 7
o o m all h ee s e eogenic cen es o he nal p oduc 4wi h
exquisi e selec i i y.
The high specici y exhibi ed by ca alys CPA
F
is p obably
he mos ema kable ea u e o he eac ion he e desc ibed.
Wi h his ca alys , we obse ed e y high dias e eo and enan-
ioselec i i ies. On he con a y, basically equimolecula
mix u es o dias e eo and/o enan iome s we e obse ed wi h
he o he ca alys s used (Table 1). Al hough a ia ions in s e -
eoselec i i y alues a e usually obse ed upon changing he
subs i uen s a he 3- and 30-posi ions o BINOL-de i ed phos-
pho ic acids (CPA), he con as ing diffe ences we obse ed
a e unusual. Appa en ly, he specici y exhibi ed by he
9-an h acenyl-subs i u ed BINOL-de i ed phospho ic acid CPA
F
canno be jus a ibu ed o s e ic effec s because o he ca alys s
con aining la ge g oups a 3- and 30-posi ions, i.e. he
iphenylsilyl-subs i u ed CPA
C
, did no pe o m sa is ac o ily.
I is also su p ising ha phenan h yl-subs i u ed chi al phos-
pho ic acid CPA
D
, appa en ly e y simila o CPA
F
, beha es so
diffe en ly. In igued, we wonde ed why he 9-an h acenyl-
subs i u ed BINOL-de i ed phospho ic acid CPA
F
was so
specic, and we conside ed pe o ming a compu a ional s udy
o nd he pa icula ea u es o his ca alys in ou eac ion. In
a mo e gene al sense, we also pu sued wi h his in es iga ion o
be e unde s and he beha iou o BINOL-de i ed phospho ic
acids in asymme ic p ocesses.
In his con ex , he eac ion o me hyl 5-phenyl-2,3-dihyd o-
1H-py ole-1-ca boxyla e 7a and imine 8a de i ed om he
condensa ion o glyoxylic acid and 3,5-bis( iuo ome hyl)phe-
nylaniline was selec ed as model o pe o m DFT calcula ions
(Scheme 4).
11
This model eac ion, wi h bo h eagen s in hei
mo e s able s- ans con o ma ion, mimics he hi d ca aly ic
cycle o he mechanism shown in Scheme 3 whe e all s e eo-
cen e s o he nal p oduc 4a e gene a ed.
Ini ially, he eac ion wi h he achi al acid ca alys dime hyl
hyd ogen phospha e (DMP; Scheme 5) was s udied. Fo ma ion
o a bina y complex (aDC), in which he acid in e ac s wi h he
imine 8a in he s- ans con o ma ion h ough wo hyd ogen
bonds in a bi unc ional ac i a ion ashion, was conside ed o be
he mos likely. Two al e na i e mechanisms, namely conce ed
and s epwise, o he eac ion o he bina y complex aDC wi h
enamine de i a i e 7a o gi e he nal acemic p oduc s ac-4l
o ac-dias -4l we e e alua ed. Fo he conce ed [3 + 2]-
cycloaddi ion mechanism, and p io o bond o ma ion, we
conside ed he o ma ion o wo possible h ee-componen
complexes (aTC
endo
and aTC
exo
), which would be c ea ed
when aDC and 7a app oach each o he . These wo h ee-
componen complexes diffe by he o ien a ion o he phenyl
g oup o he enamine 7a when acing aDC [inwa ds (endo)o
ou wa ds (exo) he ca aly ic egion]. Fo ma ion o ac-4l o ac-
dias -4l om aTC
exo
o aTC
endo
p oceeds h ough ansi ion
s a es aTS
exo
o aTS
endo
, espec i ely. Despi e ou effo s, only
he conce ed exo-app oach could be cha ac e ized, and an-
si ion s a e aTS
exo
was ound o be highly asynch onous wi h
a compu ed ac i a ion ene gy o 15.9 kcal mol
1
( o de ails see
he ESI‡). De ailed s uc u al analysis o aTS
exo
allowed o
iden i y a s abilizing C
A
H–pin e ac ion (3.12
A), he so-called
T-shaped edge- o- ace in e ac ion (Scheme 5; blue s and in
aTS
exo
).
12
Taking in o accoun ha his a ene–a ene in e ac ion
is elec os a ic, he p esence o he iuo ome hyl subs i uen s
con ibu es o dec ease he elec on densi y o he C
A
–H bonds
a ou ing he men ioned in e ac ion. We also no iced ha he
o ien a ion o he 3,5-bis( iuo ome hyl)phenyl g oup appea s
o be con olled by hyd ogen bonding in e ac ions be ween one
o he hyd ogen a oms a he o ho-posi ion and one o he
oxygen a oms o he phospho ic acid (2.23
A, Scheme 5, g een
s and in aTS
exo
).
In con as , he endo-app oach does no allow simila a ene–
a ene s abilizing in e ac ions and ha migh explain why we
we e unable o nd he al e na i e conce ed endo-app oach
pa hway.
The s epwise mechanism o he [3 + 2]-cycloaddi ion could
ake place h ough wo al e na i e o ien a ions o he enamine
7a ela i e o he bina y complex aDC (syn-o an i-app oaches;
Scheme 5). The eac ion was conside ed o s a wi h he s e -
eode e mining nucleophilic addi ion o enamine 7a h ough i s
C3-posi ion (C
c
) o he elec ophilic ca bon (C
b
) o he iminium
ion o he aDC complex. Diffe en o ien a ions o he enamine
7a and complex aDC, as well as he s-cis and s- ans con o ma-
ions o he imine 8a we e aken in o conside a ion. Se e al
ansi ion s a es, which showed diffe en con o ma ions
a ound he dihed al angle C
a
C
b
C
c
C
d
and he s-cis and s- ans
con o me s o he ca bama e, we e op imized and u ned ou
o be almos isoene ge ic (DDG¼2.0–0.1 kcal mol
1
). The
lowes ene gy ansi ion s a e o each app oach (aTS-Isyn and
aTS-Ian i) we e selec ed and ound o ha e e y simila ac i a-
ion ene gies (15.9 and 15.8 kcal mol
1
espec i ely). Once he
s in e media es aIn -Isyn and aIn -Ian i a e o med (no e
ha hese in e media es a e simila o 10 in Scheme 3),
Scheme 4 Model eac ion selec ed o he compu a ional s udies.
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a con o ma ional change by bond o a ion o dihed al angles
C
a
C
b
C
c
C
d
and C
a
C
b
NC
e
should occu o allow he nucleophilic
a ack o he ca boxyla e on o he iminium ion (Scheme 5).
Ini ially, we assumed ha he ene gy equi ed o he con o -
ma ional change om aIn -I o aIn -II could no compe e wi h
he ene gy equi ed o he C–C bond o ma ion.
Fo he syn app oach, we we e able o cha ac e ize he
in e media e aIn -IIsyn and he ansi ion s a e aTS-IIsyn co -
esponding o he o ma ion o he C–O bond. Howe e , he
ene gy o his ansi ion s a e (6.7 kcal mol
1
) is lowe han ha
o in e media e aIn -IIsyn (7.5 kcal mol
1
), sugges ing ha ,
unde s anda d condi ions, he second bond o ma ion is
a ba ie less p ocess. In e es ingly, o he al e na i e an i-
app oach, he co esponding in e media e aIn -IIan i and he
subsequen C–O bond o ma ion ansi ion s a e aTS-IIan i
could no be cha ac e ized and we obse ed he di ec o ma-
ion o he nal p oduc om aIn -Ian i in a ba ie less p ocess.
Mos likely, he p oximi y o he elec ophilic iminium ca bon
(C
d
) and he ca boxyla e a ou s he collapse and as o ma ion
o he C–O bond.
Conside ing he global s udy, he a e-de e mining s eps o
he p ocesses going h ough aTSexo (15.9 kcal mol
1
), aTS-Ian i
(15.8 kcal mol
1
) and aTS-Isyn (15.9 kcal mol
1
) we e iso-
ene ge ic and he e o e, a low an i/syn dias e eoisome ic a io
was p edic ed (d. . ¼2.1 : 1) o he o ma ion o he u o[2,3-b]
py ole de i a i es ac-4l o ac-dias -4l. This is in comple e
ag eemen wi h ou expe imen al esul s (see Table 1, en y 1).
This ini ial s udy pe o med wi h he achi al ca alys s
dime hyl hyd ogen phospha e (DMP) se ed no only o e i y
he ag eemen be ween he compu a ional esul s and he
expe imen al da a bu also o show ha ou eac ion could
p oceed h ough al e na i e conce ed and/o s epwise mecha-
nisms. Wi h his in o ma ion in hand, we aced he mo e
challenging s udy on he o igin o he dias e eo and enan io-
selec i i y o he o mal [3 + 2]-cycloaddi ion when pe o med
wi h he chi al 9-an h acenyl-subs i u ed BINOL-de i ed phos-
pho ic acid ca alys CPA
F
. Mo e p ecisely, we e alua ed he
eac ion be ween he enamine de i a i e 7a and a chi al bina y
complex (cDC), i sel o med by he in e ac ion o he imine 8a
wi h CPA
F
. The wo possible dias e eome ic chi al bina y
complexes Re-cDC and Si-cDC, gene a ed by he in e ac ion o
chi al acid CPA
F
and imine 8a (Fig. 1) we e hen analysed. These
wo complexes diffe by he acial o ien a ion o he imine
owa ds he phospho ic acid. Whe eas in Re-cDC, he Re- ace o
Scheme 5 DMP-p omo ed eac ion o 8a and 7a by conce ed and s epwise mechanisms compu ed a he [wB97XD/DEF2TZVPP(SMD, o-
luene)//wB97XD/DEF2SVPP(SMD, oluene)] le el o heo y. T ansi ion s a e aTS
exo
wi h dis ances indica ed in
A, compu ed a he le el shown
abo e, is highligh ed.
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he imine is a ailable o he subsequen eac ion wi h enamine
7a,inSi-cDC is he Si- ace. In bo h cases, he imine is s abilized
by hyd ogen bonding in e ac ions h ough a bi unc ional ac i-
a ion mode and by pa allel-displacemen (PD)–p-s acking
in e ac ions. Bina y complex Si-cDC was ound o be
2.7 kcal mol
1
mo e s able han Re-cDC. The g ea e ela i e
s abiliza ion o Si-cDC is likely due o he mo e effec i e o e lap
o he an h acenyl p-o bi als o he ca alys and he a yl ag-
men o he imine (PD- ype; blue and g een s ands in Fig. 1). As
shown, he dis ance be ween he 3,5-bis( iuo ome hyl)phenyl
and he used benzene ings o he an h acenyl g oup is sho e
o Si-cDC ela i e o Re-cDC (3.68 and 3.81 s. 3.95
A, espec-
i ely). Addi ionally, he bis( iuo ome hyl)phenyl g oup o he
imine appea s o be con o ma ionally es ained due o he
hyd ogen bonding in e ac ions es ablished be ween one o he
hyd ogen a oms a he o ho-posi ion and one o he oxygen
a oms o he phospho ic acid (wi h dis ances o 2.39
A o Si-
cDC and 2.44
A o Re-cDC).
The coplana o ien a ion o he imine and he an h acenyl
g oup, a ou ed by he PD–pin e ac ions es ablished be ween
he la e and he 3,5-bis( iuo ome hyl)phenyl g oup,
con ibu es o shield one o he enan io opic aces o he imine,
hus lea ing he opposi e one ully accessible o he eac ion
wi h enamine de i a i e 7a.
13
These non-co alen in e ac ions
we e e alua ed using he NCI-index based on elec on densi y
desc ibed by Yang and co-wo ke s,
14
and we ound ha hey
we e pa icula ly ele an o he bina y complex Si-cDC ( o
de ails, see he ESI‡).
The pa icula geome y o he an h acenyl g oup wi h h ee
ings a anged in a linea sequence appea s o be c i ical o he
s abiliza ion o he bina y complexes, and pa icula ly o Si-
cDC, by he abo e-men ioned s abilizing p-in e ac ions. The
ex ao dina y esul s we ob ained wi h an h acenyl-subs i u ed
BINOL-de i ed phospho ic acid CPA
F
could be associa ed o
his unique s uc u al ea u e o he an h acenyl g oup.
15
Fo
he sake o compa ison, we pe o med a simila analysis o he
bina y complexes de i ed om o he chi al phospho ic acids
wi h diffe en a yl subs i uen s, in pa icula he 2,4,6-
iisop opylphenyl-subs i u ed and he 9-phenan h yl-
subs i u ed BINOL-de i ed phospho ic acids (CPA
B
and CPA
D
,
espec i ely). Fo hese skele ons, he non-co alen in e ac ions
appea o be less impo an and he compu ed ene gy alues
p edic ed a poo o modes s e eoselec i i y o he o ma ion o
he nal p oduc , in ag eemen wi h ou expe imen al esul s
( o de ails, see he ESI‡).
We had expe imen ally ound ha elec on-wi hd awing
g oups a he a yl ing o he imine (i.e. a he s a ing aniline
3) we e equi ed in o de o ob ain good esul s. This obse a-
ion was compu a ionally add essed by e alua ion o he
p e iously men ioned p-s acking in e ac ions o he bina y
complexes as a unc ion o he subs i uen s a he imine a yl
ing. In his ega d, i has been p e iously sugges ed ha he p-
s acking in e ac ion is enhanced when one o he a oma ic
ings con ains elec on-wi hd awing subs i uen s because he
associa ed dec ease o he elec on densi y o he a oma ic ing
diminishes he elec os a ic epulsion be ween he a yl
g oups.
16
Ou compu a ions con med ha he absence o he
iuo ome hyl subs i uen s led o a weakened p-in e ac ion
be ween he an h acenyl and he a yl g oup o he imine ( o
de ails, see ESI‡). Specically, we e alua ed he elec on densi y
dis ibu ion o Si-cDC (wi h a 3,5-bis( iuo ome hyl)phenyl
g oup) in compa ison wi h ha o Si-cDC_Ph (wi h a phenyl
g oup). This s udy allowed us o con m he supe io elec onic
complemen a i y when he 3,5-bis( iuo ome hyl)phenyl
g oup was in ol ed. This can be easily obse ed in he molec-
ula elec os a ic po en ial (MESP) ep esen a ion shown in
Fig. 2.
17
Once he bina y complexes o med by coo dina ion o he
imine 8a o he 9-an h acenyl-subs i u ed BINOL-de i ed
phospho ic acid CPA
F
we e analysed, we add essed hei
subsequen [3 + 2]-cycloaddi ion eac ions wi h enamine
de i a i e 7a (Fig. 3). Since 7a can eac wi h bina y complexes
Fig. 1 Rep esen a ion o bina y complexes Si-cDC and Re-cDC
compu ed a he wB97XD/DEF2TZVPP(SMD, oluene)//wB97XD/
DEF2SVPP (SMD, oluene) le el o heo y o (R)-3,30-bis(9-an h a-
cenyl)-1,10-binaph hyl-2,20-diyl hyd ogenphospha e as CPA
F
.
Fig. 2 Rep esen a ion o compu ed molecula elec os a ic po en ial
(MESP) o bina y complex Si-cDC and Si-cDC_Ph. Colou codes:
0.04 a.u. (blue colou ) o 0.04 a.u. ( ed colou ) (compu a ions a he
wB97XD/DEF2SVPP(SMD, oluene) le el).
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Re-cDC and Si-cDC h ough i s Re-o Si- ace, ou possible
e na y complexes (Re,Re-cTC,Si,Si-cTC,Si,Re-cTC and Re,Si-
cTC) we e cha ac e ized. Conside ing ou p e ious s udies wi h
he achi al dime hyl hyd ogen phospha e (DMP; see Scheme 5),
we expec ed o be able o analyse he e olu ion o hese in e -
media es h ough he wo possible mechanis ic op ions, namely
he conce ed and he s epwise. Howe e , despi e ha ing cha -
ac e ized se e al ansi ion s a es o he s bond o ma ion o
he s epwise mechanism, bo h he size and he s uc u al
igidi y o he chi al pocke o phospho ic acid CPA
F
hinde ed
he con o ma ional changes equi ed o he o ma ion o he
C–O bond in he second s ep o he p ocess. Thus, he s epwise
pa hway was disca ded o his complex sys em, and we ocused
on he conce ed mechanism.
Fo his mechanism, wo ansi ion s a es o each o he ou
acial app oaches (ReRe,ReSi,SiRe and SiSi), which diffe by he
con o ma ion o he ca bama e (s-cis o s- ans), we e cha ac-
e ized. Al hough we we e able o loca e all he ansi ion s a es,
only he esul s wi h he mo e s able con o me will be shown
(i.e. Re,Re-cTS,Si,Si-cTS,Si,Re-cTS and Re,Si-cTS; Fig. 3).
In e es ingly, he app oaches o 7a o he mos s able bina y
complex Si-cDC leading o 4l o dias -4l we e a ou ed o e he
al e na i e pa hways in ol ing Re-cDC (Fig. 3). Thus, he (ReSi)-
cTS and (SiSi)-cTS (13.4 and 16.2 kcal mol
1
, espec i ely) we e
ound o be highly a ou ed when compa ed o he dias e eo-
isome ic (SiRe)-cTS and (ReRe)-cTS ansi ion s a es (19.1 and
22.5 kcal mol
1
, espec i ely). The s onges p-in e ac ions
be ween one o he an h acenyl g oups and he a yl g oup o
imine 8in (ReSi)-cTS and (SiSi)-cTS when compa ed o he same
in e ac ion in (SiRe)-cTS and (ReRe)-cTS seems o jus i y he
p e e en ial pa hways leading o 4l and dias -4l. In o he wo ds,
i seems ha he highly s abilizing p-in e ac ions we had
obse ed in he bina y complex Si-cDC, s uc u ally associa ed
o he pa icula geome y o he an h acenyl g oup, a e main-
ained along he cou se o he eac ion, con ibu ing o u he
s abilize he co esponding ansi ion s a es (ReSi)-cTS and
(SiSi)-cTS.
As in he achi al model sys em, he global p ocesses shown
in Fig. 3A a e highly exe gonic, being he eac ion ene gy alues
o 17.5, 19.6, 17.5 and 22.2 kcal mol
1
o en -dias -4l,
dias -4l,en -4l and 4l, espec i ely. F om he ansi ion s a e
ene gies compu ed o his mul icomponen eac ion, he Cu -
in–Hamme p inciple p edic s ha he expec ed dias e eo-
me ic a io 4l/dias -4l would be ca. 99 : 1, and he enan iome ic
Fig. 3 (A) Reac ion ee ene gy p ofiles (in kcal mol
1
) and ep esen a ion o ansi ions s a es o he conce ed pa hway o he [3 + 2]-
cycloaddi ion (A ¼3,5-(CF
3
)
2
–C
6
H
3
) ca alysed by CPA
F
compu ed a he wB97XD/DEF2TZVPP(SMD, oluene)//wB97XD/DEF2SVPP(SMD, o-
luene) le el. The ReSi (g een), SiRe ( ed), ReRe (blue) and SiSi (pu ple) pa hs a e shown. CPA
F
has been emo ed o cla i y. (B) Rep esen a ion o
compu ed ansi ion s a es o he ou app oaches (i ele an hyd ogen a oms ha e been emo ed o cla i y).
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a io 4l/en -4l would be >99 : 1, which is in excellen ag eemen
wi h he expe imen al esul s.
In ou eac ion, he dias e eoselec i i y ( o ma ion o 4l o
en -4l e sus dias -4l o en -dias -4l) is de e mined by he
o ien a ion o he enamine 7a upon eac ion wi h he bina y
complexes Si-cDC o Re-cDC (endo o exo app oaches). As
shown, ansi ion s a es (SiSi)-cTS and (ReRe)-cTS, in which he
phenyl g oup o enamine 7a is o ien ed owa ds he ca aly ic
pocke (a o mal endo-cycloaddi ion), a e des abilized ela i e o
he (ReSi)-cTS and (SiRe)-cTS (a o mal exo-cycloaddi ion) due o
se e e s e ic in e ac ions be ween he phenyl subs i uen o he
enamine 7a and one o he an h acenyl g oups o he ca alys .
Thus, i seems ha he s e ic ac o s play an impo an ole in
de e mining he dias e eoselec i i y o he eac ion.
A his poin , he ac i a ion s ain model was used o p o ide
u he semi-quan i a i e insigh in o he s e eoinduc ion and
he compu ed ene gies a e shown in Table 2.
18
These esul s
p o ide addi ional suppo o he assump ion ha dias e -
eoselec i i y is de e mined by he dis o ion in he ansi ion
s a e, a o ing hose ha show lowe alues. This is eec ed in
DDE
s ain
o (ReRe)-cTS and (SiSi)-cTS, namely 2.92 and
1.76 kcal mol
1
, espec i ely, which is ela ed o he abo e-
men ioned s e ic in e ac ions be ween he phenyl g oup o 7a
and he an h acenyl agmen .
The enan ioselec i i y o he p ocess ( o ma ion o 4l e sus
en -4l,o o dias -4l e sus en -dias -4l), appea s o mainly be
de e mined by elec onic ac o s. Thus, (ReSi)-cTS
(13.4 kcal mol
1
) leading o 4l is a ou ed o e (SiRe)-cTS
(19.1 kcal mol
1
)affo ding en -4l) due o he s onge p-in e -
ac ions no iced in he o me and being es ablished be ween
one o he an h acenyl g oups and he 3,5-bis( iuo ome hyl)
phenyl g oup o he imine 8(see Fig. 3). The same end can be
no iced when compa ing (SiSi)-cTS (16.2 kcal mol
1
) leading o
dias -4l wi h (ReRe)-cTS (22.5 kcal mol
1
) gene a ing en -dias -4l
(see Fig. 3). As p e iously no ed, hose s ong p-in e ac ions can
ul ima ely be associa ed o he pa icula linea geome y o he
an h acenyl g oup.
Finally, some o he pa icula ea u es o ansi ion s a e
(ReSi)-cTS ha leads o 4l should be ema ked. In addi ion o
he p e iously commen ed s ong p-in e ac ion be ween one o
he an h acenyl g oups and he 3,5-bis( iuo ome hyl)phenyl
g oup o he imine 8, ano he s ong T-shaped edge- o- ace
C
A
H–pin e ac ion be ween he 3,5-bis( iuo ome hyl)phenyl
g oup o imine 8and he phenyl g oup o he enamine 7a was
obse ed (see Fig. 3B). This is in ag eemen wi h ou expe i-
men al obse a ion ha showed ha an a yl subs i uen a he
e minal posi ion o he alkyne o amine 1(e en ually, an a yl
subs i uen in enamine 7) was equi ed in o de o ge good
esul s.
9
To u he analyse all hese non-co alen in e ac ions, we
s udied he opological dis ibu ion o elec on densi y in he
op imized geome ies o he ou ansi ion s a es using QTAIM
(see he ESI‡).
19
Fo he ansi ion s a e o lowe ac i a ion
ene gy, namely (Re,Si)-cTS, wo addi ional in e ac ions be ween
7a and Si-cDC (c and g, Fig. 4) could be iden ied along wi h
hose al eady no ed be o e (a, b and d– , Fig. 4). In pa icula ,
he iuo ome hyl subs i uen a o s he H
o ho
–pin e ac ions.
The
BCP
o p–pand H–X (X is N o O) in e ac ions we e ound
o be in he ange o 0.014–0.005 au and 0.093–0.046 au
espec i ely. Fo he lowes ene gy ansi ion s a e, he p–p
in e ac ion be ween he imine and he an h acenyl agmen
becomes 0.006 au. This is consis en wi h he lowe DDE
in
p edic ed o his ansi ion s a e using he ac i a ion s ain
model (Table 2). In con as , he lowe numbe o non-co alen
in e ac ions p edic ed by QTAIM o he less a o ed ansi ion
s a e (Re,Re)-cTS (see he ESI‡), ansla es in o highe DDE
in
(2.34 kcal mol
1
; Table 2).
O e all, he compu a ional s udy indica es ha he p e e -
en ial o ma ion o compounds 4o e he al e na i e isome s
(en -4,dias -4 and en -dias -4) appea s o be a summa ion o key
ac o s ela ed o he specic s uc u e o he an h acenyl-
subs i u ed BINOL-de i ed phospho ic acid ca alys CPA
F
and
he eagen s. Thus, he pa icula geome y o he an h acenyl
g oup o he ca alys along wi h he p esence o elec on-
wi hd awing g oups in he s a ing aniline allows he op imi-
za ion o pa allel-displacemen p-in e ac ions. This s abiliza-
ion is less impo an wi h al e na i e enan iopu e phospho ic
acids ha ing a sho e bicyclic a oma ic ing (i.e., naph hyl) o
o ho- used (i.e. phenan h yl) o analogues wi h o he subs i -
uen s (i.e., 2,4,6- iisop opylphenyl o iphenylsilane). The
igidi y and s e ic hind ance o he an h acenyl g oups o he
ca alys likely con ibu es o he dias e eoselec i i y o he
p ocess, since i de e mines he size o he ca aly ic pocke . In
his ega d, he s e ic in e ac ions be ween he a yl g oup o
Table 2 Ac i a ion s ain model o he ansi ion s a es o he
conce ed pa hway o he [3 + 2]-cycloaddi ion ca alyzed by CPA
F
compu ed a he uB97XD/de 2TZVPP le el (kcal mol
1
)
DDE
‡a
DDE
s ainb
DDE
in c
(Re,Re)-cTS 9.51 2.92 2.34
(Si,Re)-cTS 6.33 0.64 1.45
(Si,Si)-cTS 2.62 1.76 0.87
(Re,Si)-cTS 0.00 0.00 0.00
a
DDE
‡
is he ac i a ion ene gy ela i e o he lowe ene gy ansi ion
s a e (Re,Si)-cTS.
b
DDE
s ain
is he ela i e o al dis o ion ene gy o
he ansi ion s a es.
c
DDE
in
is he ela i e in e ac ion ene gy o he
ansi ion s a es calcula ed wi h he co ec ed ene gies.
Fig. 4 Bond c i ical poin s o he mos impo an non-co alen
in e ac ions cha ac e ized (QTAIM) on he (Re,Si)-cTS.
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enamine 7when app oaching he bina y complex o med
be ween he ca alys and he imine 8seems o be de e minan
o he dias e eoselec i i y o he eac ion. Finally, he excellen
enan ioselec i i y o ou p ocess appea s o be associa ed o he
s ong p-in e ac ions es ablished be ween he a yl g oup o
imine 8wi h one o he an h acenyl subs i uen s o he CPA
F
ca alys and also wi h he a yl subs i uen o enamine 7.
Conclusions
We ha e de eloped a dis e eo and enan ioselec i e syn hesis o
u o[2,3-b]py ole de i a i es by means o a mul icomponen
and mul ica aly ic p ocess. Thus, he eac ion o a 3-bu yn-
amine de i a i e wi h glyoxylic acid and an aniline de i a i e in
he p esence o a dual ca aly ic sys em, o med by a gold
complex and chi al BINOL-de i ed phospho ic acid, led o he
o ma ion o he co esponding u o[2,3-b]py ole de i a i e in
e y high yield and s e eoselec i i y. These p oduc s, con aining
h ee con iguous s e eocen e s, we e selec i ely ob ained only
when he BINOL-de i ed phospho ic acid ca alys was
subs i u ed a 3- and 30-posi ions wi h an h acenyl g oups
(CPA
F
). The ex ao dina y and unique pe o mance o his
ca alys was compu a ionally s udied in o de o u he
unde s and he mode o ac ion o chi al phospho ic acids in
asymme ic p ocesses. This s udy u he suppo s he c ucial
inuence o non-co alen in e ac ions, es ablished be ween he
chi al phospho ic acid and he eagen s, on he con ol o he
s e eoselec i i y o asymme ic eac ions. These in e ac ions
seem o be a leas as impo an as he usually e e ed s e ic
effec s. In he eac ion he e desc ibed, ea u es in ima ely
ela ed o hose non-co alen in e ac ions such as he linea
geome y o he an h acenyl g oup o he ca alys , he elec on
densi y o he aniline, he elec onic complemen a i y o
a oma ic ings in ol ed in an de Waals in e ac ions o he
p esence o an a yl subs i uen in he s a ing 3-bu ynamine
de i a i e seem o be essen ial in o de o jus i y he excellen
esul s in e ms o yield, dias e eo and enan ioselec i i y
expe imen ally obse ed. The wo k he e p esen ed no only
demons a es he powe o asymme ic mul icomponen and
mul ica aly ic eac ions o ans o m simple ma e ials in o
complex p oduc s, bu also p o ides new is as o be e
unde s and how chi al phospho ic acids ope a e in asymme ic
p ocesses.
Conflic s o in e es
The e a e no conic s o decla e.
Acknowledgemen s
We g a e ully acknowledge nancial suppo om Spanish
Minis e io de Ciencia e Inno aci´
on (g an CTQ2016-76794-P
and FPU-p edoc o al g an o L. C.), Conseje ´
ıa de Ciencia,
Inno aci´
on y Uni e sidad del P incipado de As u ias (g an IDI/
2018/000231) and Xun a de Galicia (Consolidaci´
on GRC
ED431C2017/61 om DXPCTSUG; ED-431G/02-FEDER “Unha
manei a de ace Eu opa” o CINBIO, a Galician esea ch cen e
2016–2019), We also hank Cen o de Supe compu aci´
on de
Galicia (CESGA) o gene ous alloca ion o compu ing
esou ces.
No es and e e ences
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