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Abstract The topic of this paper is to study to what extent a contrastive analysis can contribute to the analysis of discourse markers.Another issue which is explored is whether the contrastive analysis can be enriched by considering the grammaticalization and pragmaticalization of discourse markers. I have chosen to study the Swedish discourse marker alltså and its German cognate also with inferential meaning. It is shown that alltså (and German also) develops either into a question marker or a reformulation marker. By distinguishing two types of reformulation markers we can explain that the consecutive adverb develops meanings such as that is or in other words. It is also shown that there are differences between Swedish and German which can be explained by grammaticalization. Key words: discourse markers, translation, parallel corpus, grammaticalization, pragmaticalization, alltså, also, Swedish, German, English. * I wish to thank the two referees for their careful examination of an earlier version of the manuscript. Catalan Journal of Linguistics 6, 2007 31-59 The meaning and functions of the Swedish discourse marker alltså—Evidence from translation corpora* Karin Aijmer Göteborg University. Sweden [email protected] Table of Contents 1. Introduction 2. Discourse markers 3. Material and method 4. Grammaticalization and pragmaticalization 5. The data 6. Discourse marker and non-discourse marker uses 7. Allstå as a question marker 8. The context-adjusting function 9. Reformulation markers 10. German also 11. Zero-correspondences 12. Conclusion References Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 31
1. Introduction Discourse markers (and more generally elements which have pragmatic meaning) have quickly become a popular topic in cross-linguistic pragmatics and text analysis because of the challenges they offer to larger issues about language universals and linguistic relativity (cf Aijmer and Simon-Vandenbergen 2003, SimonVandenbergen and Aijmer 2002/2003, Aijmer and Simon-Vandenbergen 2003 and Aijmer and Simon-Vandenbergen, forthcoming).The topic of this paper is to study to what extent a contrastive analysis can contribute to the analysis of discourse markers.1Another issue which is explored is whether the contrastive analysis can be enriched by considering the grammaticalization and pragmaticalization of discourse markers. I have chosen to study the Swedish discourse marker alltså which has a literal meaning which can be paraphrased as so or thus. Alltså has cognates in other Germanic languages such as English, German, Dutch and Norwegian and I have also looked at translations of the German cognate also into English (a direct comparison between alltså and German also is not possible using available translation corpora). Bringing in the German data makes it possible to compare alltså, (German) also and so.2 Like other discourse markers alltså has several different meanings which are difficult to reconcile with each other. Vaskó and Fretheim (1997: 235) distinguish two main functions of the Norwegian altså ‘both of which have something to do with the regulation of common ground of the participants’. In one of its functions altså (which can be regarded as identical with Swedish alltså) ‘serves as a sign that the speaker wants her inferences based on the interlocutors’ most recent speech acts either confirmed or disconfirmed’ (Vaskó and Fretheim’s inference particle (question marker) function 1997: 235; cf Lehti -Eklund 2003 alltså signalling ‘reference to different contexts and activities’). In the other function altså is a contextadjusting (modal) particle with the function to check every now and then that the interactants understand each other (Vaskó and Fretheim 1997: 235). The contextadjusting function has also been discussed as ‘reformulation’ and we can distinguish different ‘reformulation marker’ uses such as summing up or elaboration. Fernandez (1994: 240-41) distinguished between ‘contrastivité interne’ and ‘contrastivité externe’. The analysis referred to as ‘contrastivité interne’ establishes parallels within a single language. An example would be the comparison of alltså as a consecutive adverb with the discourse marker use. ‘La contrastivité externe’ is concerned with observations of language typological interest and testing hypotheses about what is universal or language-specific. The focus in this study will be on ‘contrastivité externe’ and in particular on the issues raised by translations and what we can learn from them. The developments of alltså can be further confirmed 32 CatJL 6, 2007 Karin Aijmer 1. Earlier studies of alltså do not take a cross-linguistic perspective (cf. Eriksson 1988, Nilsson 2005). The grammaticalization of alltså has been dealt with by Lehti-Eklund (1990, 1997, 2003). The Norwegian discourse marker altså,which is similar to the Swedish marker, has been discussed by Vaskó and Fretheim (1997) and by Fretheim (2000). 2. On the other hand, there is no direct functional correspondence between Swedish alltså and also in English where it has developed into an additive marker. Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 32
by looking at parallel processes in more languages. For instance, Fleischman and Yaguello (2004) found almost complete functional symmetry between French genre que and like in English suggesting that they have been grammaticalized along the same paths. Both the English and the French marker have for instance developed pragmatic functions as focus markers, hedges and quotatives. When we analyse discourse markers, we make judgements about meanings, for example that two markers have the same meaning or that only one of them is acceptable in a given context. Translations show what meanings the discourse markers have; moreover, if there are different translations of the same lexical item we may assume that these meanings are related (cf. also Nølke 1999 who uses translations between Danish and French to study the polysemy of the French particle donc).Translations and translation corpora make it possible to be more objective about which meanings are the same or different since they give us access to a large number of interpretations besides the linguist’s own introspective judgement of what a discourse marker means. Translators are regarded as native speaker informants professionally involved in reflecting on the meaning of the source item and therefore do not share the linguist’s dilemma of being simultaneously the observer and ‘the observed one’ (Dyvik 1998, Noël 2003). 2. Discourse markers Choosing Fraser (1996) as a frame of reference alltså would fit into the category of discourse markers. A discourse marker is defined as ‘an expression which signals the relationship of the basic message [the message containing the propositional content, KA] to the foregoing discourse’. According to Fraser, discourse markers belong to a class of pragmatic markers incorporating elements which are outside the propositional content, i.e. they are non-truth conditional. They do not express a structural relationship between elements of discourse (cf Halliday and Hasan’s 1976 theory of cohesion and coherence) but they express relations between discourse elements which can be understood in terms of cognitive principles. Discourse markers have an important role in the interpretation of utterances and encode information about the inferential processes needed to interpret the relations between the utterances, for example in terms of the principle of relevance (Blakemore 2002:79). In this framework (well known in the approach to meaning based on relevance theory) discourse markers contribute to procedural meaning rather than conceptual or representative sentence meaning (their meaning as representing concepts): they ‘provide instructions to the addressee on how the utterance to which the discourse marker is attached is to be interpreted’ (Fraser 1996: 186) ‘and are the linguistically encoded clues which signal the speaker’s potential communicative intentions’ (Fraser, ibid). Their procedural meaning explains their elusiveness since we cannot have direct access to the information they encode (Blakemore 2002: 83). Fraser refers to markers such as thus or so (correspondences of alltså) as inferential markers ‘expressions which signal that the force of the utterance is a consequence which follows from the preceding utterance’ (Fraser 1996: 188). Other The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 33 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 33
examples of this category are accordingly, after all, consequently, hence, it can be concluded that. So in the inferential meaning is illustrated in: (1) A: Marsha is away for the weekend. B: So, she won’t be available until Saturday. (Fraser 1996: 188) Speaker B states the inference that Marsha won’t be available until Saturday as an ‘obvious conclusion’ from the fact that Marsha is away from the weekend. Alltså can be an inferential marker but this is not the only function. It can for instance also be an ‘elaborative’ discourse marker signalling ‘that the utterance following constitutes a refinement of some sort on the preceding discourse’ (Fraser 1996: 187). It also has other discourse marker uses which will be discussed below. The term discourse marker will be used in a wide sense here. It includes the use of alltså when it is used with different discourse-structuring functions. No difference is made between discourse marker and modal particle. Alltså in Swedish is, for instance, formally a modal particle rather than a discourse marker when it is found in the middle field since it is syntactically integrated in the sentence. 3. Material and method Recently a number of translation corpora have been compiled specifically tailored for the purposes of cross-linguistic studies. The English-Swedish Parallel Corpus has provided the main source of data for the study of alltså. The corpus (Aijmer et al 1996, Altenberg and Aijmer 2000) consists of almost three million words divided between fiction and non-fiction (40 texts of each category). It can be used crossways: besides going in the direction from originals to translations we can go in the opposite direction and compare translations with their source texts. The EnglishGerman contrastive data have been collected from the Oslo Multilingual Corpus (Johansson 1997). (See also http://www.hf.uio.no/german/sprik/english/corpus.shtml.) The idea that we can read off meanings and functions from the way a lexical item is translated comes from Dyvik (Dyvik 1998, 2004). Translations are envisaged as mirrors of the meaning of a word or expression in another language. The set of lexical correspondences of the source items in the target language are viewed as a ‘translation paradigm’. The paradigms resulting from translation are never ‘clean’ since some of the translations may be bad and the meanings shown in the translations may reflect the translation process as such. However, they provide ‘raw’ data and are the input to further analysis of multifunctionality and polysemy. So (a marker of result or inference) is the closest equivalent of alltså and can perhaps be regarded as a ‘literal translation’ (Cuenca forthcoming). However, it was used in less than half the cases. The contrastive analysis highlights the fact that the translator draws on many different linguistic resources to render the meanings and functions of alltså. Both frequent and infrequent translations are of interest. Single or infrequent translations are interesting because they may point to new or emergent developments of alltså while the most frequent translations represent meanings or functions which have been conventionalized. 34 CatJL 6, 2007 Karin Aijmer Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 34
The translator may also use the strategy of omitting the discourse marker (cf. section 11). So-called zero-correspondences raise questions about ‘the elusive character’ of discourse markers, i.e. why they are not always needed as explicit signals of coherence relations. The material I have analysed consists of 230 examples (translations from Swedish into English) and 190 examples in the German contrastive data (German into English). The translations include single translations and zero-correspondences. 4. Grammaticalization and pragmaticalization Grammaticalization is a theory of language change and variation focusing on the origin of change in the communication situation. According to Lehmann (1985: 315), languages change ‘because speakers do not want to express themselves the same way they did yesterday’ and therefore look for new ways of expressing their communicative needs by using the resources available to them. As a result grammaticalization is not a completed process but it can be studied in the new ways we use language. Grammaticalization creates grammatical morphemes from lexical items by means of syntactic, semantic, pragmatic and morphological processes. In early work (e.g. Lehmann 1985) a scale of grammaticalization was set up to account for the loss of autonomy of the linguistic sign. When a sign loses its autonomy it can be more or less grammaticalized depending on features such as paradigmatization (the tendency for forms to become parts of paradigms), coalescence (increase in morphological bonding and loss of scope), attrition and fixation to a particular slot in the syntactic structure. Categories which are ‘morphologized’ (e.g. aspect, number, tense) might safely be said to be part of grammar (Hopper 1991: 19). However, discourse markers are less clearly grammatical and some of the criteria proposed would seem to exclude them. Discourse markers are derived from lexical sources but are for example only weakly integrated in the sentence and they can have wide scope over the whole sentence. This situation has resulted in a lively discussion of the limits of grammaticalization and of the definition of grammar (Giacalone Ramat and Hopper 1998, Traugott 1997 [1995]). According to Traugott, we need to ‘go beyond morphosyntax to the relation between syntax and discourse pragmatics, between cognition and communication (Traugott 1997 [1995]: 21). Since discourse markers undergo a number of changes which are not characteristic of grammaticalization they may serve as a testing-ground for what features are necessary for defining grammaticalization (cf. also Brinton 1996, 1998, 2001). Semantically, grammaticalization has been associated with weakening (delexicalization) and with metaphoric or metonymic shift. Building on Traugott’s work, the theory of grammaticalization has been enriched with an account of how new meanings arise as a result of the inferences invited by lexical items or constructions in discourse. Semantic and pragmatic changes are unidirectional and result in subjectification or an increase of subjectification (and intersubjectification). Subjectification according to Traugott is ‘the semasiological process whereby The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 35 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 35
SPs/Ws [speakers/writers] come over time to develop meanings for Ls [lexemes] that encode or externalize their perspectives and attitudes as constrained by the communicative world of the speech event, rather than by the so-called “real-world” characteristics of the event or situation referred to’ (Traugott and Dasher 2002:30). The relationship between grammaticalization and discourse markers can be regarded as an open question since discourse markers are not fully grammaticalized in the sense of acquiring grammatical meanings or entering into grammatical paradigms (Brinton 1998: 15). There is an alternative to the broad theory of grammaticalization argued for by Traugott (Traugott 1997 [1995], Tabor and Traugott 1998). Following a suggestion by Hansen (1998) we can make room for a category of discourse items which are neither lexical nor grammatical but are semantically closer to the category of function words than to content words. Just as we distinguish between different parts of grammar (syntax, morphology, pragmatics), we can distinguish between grammaticalization and pragmaticalization. The term ‘pragmaticalization’ (Erman and Kotsinas 1993, Aijmer 1997) will be used to describe the process responsible for creating (function) words with particular discourse characteristics or pragmatic functions. As a result of grammaticalization alltså develops from a manner adverb to a conjunct adverb. ‘Pragmaticalization’ accounts for the fact that the grammaticalized form of alltså (the conjunct adverb) develops pragmatic meanings as a discourse marker such as request for confirmation, repair and emphasis which are characteristic of later stages of semantic and pragmatic change from a source meaning. The process of pragmaticalization is accompanied by syntactic and prosodic change. As will be exemplified by alltså, markers can occupy several positions in the utterance depending on function and prosody (although it has not been possible to study prosody here). This study is not diachronic. However, we are lucky to have a study of the different developments of alltså in a historical perspective (Lehti-Eklund 1990). Alltså is a borrowing from German also (all+so) which was originally an emphatic variant of so (Fretheim 2000: 56; Lehti-Eklund 1990). The sentence-internal (manner) adverb (‘in this way’, ‘in the same way’) gradually increased its positional range and became a sentence adverb with consecutive meaning through grammaticalization. According to Lehti-Eklund (1990), the transition of the manner adverb (in Swedish) to consecutive meaning takes place in the 16th century and the manner interpretation can be taken to have disappeared around 1680. German also undergoes the same development from manner adverb to a discourse marker. Auer (1996: 317) describes also as ‘a spectacular example’ illustrating the cline from adverbial phrases in the inner sentence frame via a pre-front field constituent to a discourse marker predominantly used for structuring discourse ‘in fixed and circumscribed sequential and/or syntactic environments’ (Auer, ibid.). Further developments (the specifying or paraphrastic function ‘that is’) and other typically pragmatic functions are found in the 19th century. The process is still going on and ‘more pragmaticalized’ functions are developing (see in particular Lehti-Eklund 2003). 36 CatJL 6, 2007 Karin Aijmer Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 36
5. The data The aim of contrastive analysis is to establish correspondences between elements in different languages. The correspondences can be shown in a translation paradigm mirroring the meanings and functions of the source element in another language. Table 1 shows the translations of alltså in the English-Swedish Parallel Corpus. The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 37 Table 1. Translations of alltså in fiction and non-fiction in the ESPC. Fiction Non-Fiction Total so 36 14 50 thus 10 21 31 that is (i.e.), that is to say, which is to say 9 3 12 that meant (that), it meant that, which means 5 1 6 then 5 1 6 or 3 3 therefore 2 11 13 I mean 2 2 anyway 2 2 OK 2 2 what he did know was 1 1 finally 1 1 must 1 1 tag question 1 1 I’m talking about 1 1 consequently 1 4 5 of course 1 1 question 1 1 as things stand 1 1 hence 1 1 mind 1 1 so there 1 1 really 1 1 in fact 1 1 in other words 7 7 however 1 1 also 2 2 already 1 1 thereby 1 1 accordingly 1 1 so that 1 1 you see 1 1 you know 1 1 Ø362460 other 5 4 9 Total 132 98 230 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 37
The translation paradigm shows the English translations of alltså including single translations and zero correspondences. So, which was the most frequent correspondence, only occurred in 21.8% of the examples which suggests that although it shares the meaning inference with alltså it is also used in different contexts where it cannot be exchanged for so. Omission was frequent and will be further discussed in Section 11. Alltså has been translated by another discourse marker in most examples. However, alltså could also be rendered by the modal verb must with an inferential meaning. Besides markers, we find phrases such as ‘that meant that’ and ‘I’m talking about’ which do not require inferencing and therefore provide a more specific interpretation than a marker such as so. The translations of alltså have been divided into fiction and non-fiction. Fiction examples can be assumed to be most similar to authentic speech. When there is a difference between fiction and non-fiction texts this may indicate that a particular function is restricted to spoken language. For example, I mean, OK, tag questions, you see, mind, you know occurred only in the fiction data. On the other hand, thus, therefore, consequently, in other words are more frequent in non-fiction. Alltså is a flexible marker which can be placed in many different positions depending on function. Table 2 shows the translations of alltså according to its position (only the fiction material). Syntactic position plays an important role for discourse function and will be further discussed below. The following observations can be made here: —alltså in pre-front and front position: so (thus) was the most frequent translation. —alltså in medial position: the correspondences were so, thus, then. However, even if so was very frequent omission, was the most frequent translation choice: —alltså before or after an elliptical structure): the correspondences were for example I mean, that is, or (but never so), — alltså in final position: some translations which only occurred in this position are OK, mind. The contrastive analysis will focus on the most interesting correspondences. To begin with, we need to discuss the difference between the adverb and the discourse marker (section 6). Sections 7-9 will discuss the correspondences of alltså in its major functions as question marker, attention-marker, reformulation marker (non-paraphrastic) and as a paraphrastic (elaborative) reformulation marker. The contrastive German-English analysis is found in section 10. The problems caused by zero-correspondences are dealt with in section 11. In the conclusion, alltså, so and German also are compared. I also return to a discussion of the semantic and pragmatic processes undergone by alltså. 38 CatJL 6, 2007 Karin Aijmer Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 38
The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 39 Table 2. Alltså in different positions in the utterance. alltså before medial or after an (after final pre-front elliptical the finite (alltså SO->ET (appositive) front structure verb) as a tag) so 2 4 1 28 1 thus 1 3 2 4 then 3 therefore 2 I mean 1 1 that is (i.e.), that is to say, which is to say 9 that meant that, it meant that, which means 4 1 what he did know was 1 must 1 tag question 1 of course 1 anyway 2 you see 1 finally 1 as things stand 1 OK 2 mind 1 you know 1 you see 1 hence 1 really 1 consequently 1 I’m talking about 1 or 3 so there 1 Ø 4 31 1 other 4 1 41924 75 10 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 39
I mean introduces a clarification of something which has been said before and might have been misunderstood without the marker: (17) “Klockan 17.00, hurså?” “Därför att jag tänkte vi skulle fira att jag torskat som fortkörare för första gången och dessutom åkt fast med hjälp av kvinnlig personal. Alltså jag skulle vilja bjuda er på middag.” (JG1) ‘“Five o’clock — why?” “Because I thought we could celebrate my getting caught speeding for the first time, and being nabbed by female personnel at that — I mean, I ‘d like to invite you to dinner.”’ I mean helps to establish that the speaker and hearer are on common ground in a situation where the speaker’s intention may be misunderstood. In the following example, that means as a translation of alltså signals that what follows expands or elaborates an idea in the preceding context: (18) Om ett tag började smårötterna gå av, det hördes att det small djupt nedi jorden då dem brast, och Jakob tänkte: han rör sig ändå, han är icke oövervinnelig. Ett halvvarv i taget alltså, och då veven är nedåt kan man luta sig mot henne och vila sig något andetag. (TL1) ‘In a little while the small roots began to give way, you could hear a snap far down in the earth when they broke, and Jacob thought: “All the same it is moving, it is not invincible.” That means half a turn at a time; and when the winch is going down one can lean against it and rest for a few breaths.’ Similarly in (19), that means signals that what follows is an expansion or elaboration of a preceding idea (‘we haven’t been told that there has been an accident’). What has happened is therefore likely to be a crime. If the translator had chosen so instead the meaning would have been conclusion rather than elaboration. (19) Det är allvarligt. Hade det hänt en olycka hade vi fått veta nånting vid det här laget. Men det har vi inte. Alltså är det fråga om ett brott. (HM2) ‘“They are serious. If there had been an accident, we ‘d have heard about it by now. But we haven’t. That means we ‘re dealing with a crime.’ The speaker adds something so that the hearer will not draw the wrong conclusion. 46 CatJL 6, 2007 Karin Aijmer Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 46
10. German also We cannot compare German and Swedish directly by using translations from German into Swedish. However the translations of German into English suggest that Swedish alltså and German also have developed in a similar way although there are some differences (see Table 3 for the English translation of German also). The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 47 Table 3. Translations of German also into English. so 46 therefore 22 thus 18 that is (to say) 15 then 10 in other words 9 that (this) means, meant, which meant that 5 right then, all right (also gut) 4 also 2 well 2 and so 2 consequently 2 question 2 so (but) also 2 so must 3 in that case 1 na also 1 in the form of 1 and particularly 1 so that 1 must 1 just as 1 like 1 namely 1 and 1 yes of course, (doch also) 1 just 1 well then (nun also) 1 nevertheless 1 and hence 1 it may be of course 1 Ø22 other 8 Total 190 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 47
For example, we find translational evidence for the meaning inference (so, therefore, thus, consequently, hence as well as the modal must). The paraphrastic or elaborative function is reflected in the large number of translations with that is and in other words. Also as a question particle (asking for confirmation) was translated by so in (20) and (21). (20) Was macht Leni also? (HEB) ‘So what does Leni do?’ (21) Aber die bestellen ja schließlich nicht die Böden. Also doch die Bauern? Aber die wurden in die EG-Klemme gesteckt, müssen düngungsintensive Überproduktionen betreiben, um ihrerseits wirtschaftlich zu überleben… (UB1) ‘But they do not till the soil, after all. So it is the farmers? But they were squeezed by the EEC, they have to practice fertilizer-intensive overproduction in order to survive…’ Also as a question particle is not translated when it occurs in a subordinate clause: (22) Fragt sie dann, ob sie also Republikaner sind. Und sie werden ebenfalls verneinen. (ERH1) ‘Then ask them if they are republicans. They will answer that in the negative also.’ In (23) the question particle also is translated with then but so would also have been possible. (23) Und sie werden ebenfalls verneinen. Was also sind sie? Sie wollen es nicht wissen. (ERH1) ‘They will answer that in the negative also. What are they, then? They do n’t know.’ In German alltså was translated with well then, all right (then). Moreover, well in English originals was translated into German also (47 examples). In Swedish alltså was never translated as well (well then, all right then). On the basis of the translation I would describe also as a frame marker with the function of summing up: 48 CatJL 6, 2007 Karin Aijmer Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 48
(24) und doch: Karten zu lesen, hatte Leni gelernt: diese so sehr gewundene schwarze Linie zwischen Hunsrück und Eifel, die Mosel, wurde von Leni doch durchaus nicht nur als schwarze gewundene Linie, sondern als Zeichen für einen wirklich vorhandenen Fluß erkannt. Also. Das Experiment gelang: Leni lernte Noten lesen, mühsam, widerstrebend, oft vor Wut weinend, aber sie lernte es — (HEB) ‘and yet: map reading was something Leni had learned: that black line twisting and turning between the hills of the Hunsrück and the Eifel, the Moselle River, was recognized by Leni not as a twisting black line but as a symbol for an actually existing river. All right then.The experiment worked: Leni learned to read music, laboriously, resisting it, often in tears of rage, but she learned it —’ (25) Elle klopfte ein Achtungszeichen auf meine Knie, dann sagte sie: “Also gut: du mußt ihm unbedingt sagen, was du gesehen hast.” (JUB1) ‘Elle tapped me on the knee for attention and said: “All right: you simply have to tell him what you saw.”’ (26) Hätten uns nicht auf Verhandlungen eingelassen über unser angestammtes Recht, den Zugang zum Hellespont. Nun also. Das Ergebnis in Kurzfassung: Die Griechen einigten sich nicht über die Bedingungen, ( C W 1 ) ‘We would not have entered into negotiations about our hereditary right: access to the Hellespont. Well then, to sum up the result: The Greeks did not agree on terms,’ In the following examples the English original contains well which has been translated as also: (27) “What kind of things?” “Well, a double boiler. (AT1) ‘“Was für Sachen?” “Also — einen Doppelkocher.’ In the Swedish translation ja, jo, nåja with the function to express hesitation or reservation would be used rather than alltså (cf. Aijmer and Simon-Vandenbergen 2003). Also is used both in questions and in imperatives in German. It was not translated in the example below which suggests perhaps that its function is mainly emphatic in imperatives: The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 49 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 49
(28) Ihr kennt dieses Zeichen, das ich trage. Also holt ihn her!” (ME1) ‘You know this sign I am wearing. Go and get him.”’ On the other hand, also was not found in final position in an emphatic or intensifying function. 11. Zero-correspondences Besides explicit translations, omissions (zero-correspondences) are of interest. Omission is frequent above all when alltså had medial position (omission 41% of the examples). On the other hand, omission did not occur when alltså was in front position. Omission of discourse markers seems to be a rather general phenomenon. For example, concessive discourse markers are often omitted in translation. Two concessive connectors which are often left untranslated in Swedish translations from English are i alla fall (anyhow) (31%) and ändå (yet) (28%) (Aijmer and Altenberg 2002: 22). In this context it is interesting to compare also Fretheim and Johansson (2002) who found that Norwegian likevel (lit. anyhow) was omitted in 1/5 of the examples in the English translations in the English-Norwegian Parallel Corpus. To begin with, it may be suggested that we can explain omission in terms of general translation strategies. For example, because alltså (and other discourse markers) are so frequently omitted it may be hypothesized that omission of discourse markers is a universal strategy of translation. However, it has been shown on the basis of large quantities of translated text that a translation tends to be more explicit than the original text (Baker 1995). For example, Behrens (2004) found that the weakly consequential dermed (literally ‘therewith’) in Norwegian was much more frequent in translation than in texts originally written in Norwegian. Thus although translation strategies may play a role we need to look at other factors. Another hypothesis is that omission can take place if there are other functional cues in the context making the discourse marker redundant.In (29) and (30) the inferential alltså need not be translated since its function is already indicated by that’s where, that’s how long with the function of introducing a conclusion: (29) Husen där uppe till höger är Domme. Där bor alltså Sigbrit Mård och Folke Bengtsson. Vill du åka dit? (SW1) ‘“Those buildings up there to the right, that ‘s Domme. That ‘s where Sigbrit Mård and Folke Bengtsson live. Do you want to drive up?”’ 50 CatJL 6, 2007 Karin Aijmer Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 50
(30) Det var inte vad jag ville vara. Det var något jag inte bett om. Jag slöt ögonen och kände mig illamående. Så långt hade det alltså gått sedan sist. (AP1) ‘It was n’t what I wanted to be. It was n’t anything I had asked for. I closed my eyes, feeling sick. That ‘s how long it had been since the last time.’ Alltså as a question particle need not be translated if it is found in a question: (31) Men du har alltså inga misstankar om brott? (HM1) ‘But you do n’t suspect any foul play?’ (32) Hon förstod alltså vad du sa? (HM1) ‘She understood everything you said?’ In (33), the clarifying function is sufficiently expressed by ‘what I mean is’: (33) Jag menar alltså att om Sigbrit är död så finns det många hundra ställen hon kan finnas på. (SW1) ‘What I mean is, if Sigbrit ‘s dead, there are several hundred places she might be.’ We have so far discussed general factors explaining omission. A question which needs a clearer answer is when and why a discourse marker can be deleted. What is particularly interesting is the extent to which discourse markers are needed to express the relations between parts of the text. If discourse markers have procedural function we might for example expect them to be helpful but dispensable elements. Aijmer and Altenberg (2002: 22) point out that ‘most connectors can be omitted if the context is clear enough’. For example, in (34) the relationship between the clauses is understood on the basis of the context and the ordering of the clauses. (34) Han tyckte om cassataglassen. Varje gång K gick dit köpte han alltså med sig ett paket. (PE1) ‘He liked the cassata ice cream. Each time K went along there he bought a carton to bring.’ Similarly, in (35) no misunderstanding could come about if the discourse marker is omitted. The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 51 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 51
(35) Sen dess är hon försvunnen. Wallander rynkade pannan. Idag var det måndag. Hon hade alltså redan varit borta i snart tre dygn. (HM2) ‘That’s the last we know.” Wallander frowned. It was Monday today. She’d already been away for three days.’ Omission does not mean that there is no appropriate translation equivalent. The translator could equally well have chosen so or thus in the translation but the interpretation is clear without the discourse marker. On the other hand, as Fraser (1996: 195) points out, it is doubtful that all possible relationships between sentences can be recognized without a discourse marker. It has even been suggested (Hansen 2006: 26) that some markers ‘can never be deleted without radically altering the range of possible interpretations of the discourse’. The French de toute façon is such an example according to Hansen: (36) Max a oublié de se rendre à la réunion. De toute façon, le comité a décidé d’ajouter cette réunion. ‘Max forgot to go to the meeting. In any case, the committee decided to adjourn the meeting.’ De toute façon is needed to prevent a causal interpretation of the second sentence. We can compare Rossari (1994: 6) who notes that ‘a marker of reformulation such as “de toute façon” or “en fait” cannot be suppressed without a change of function’. We also need to explain why omission is particularly frequent when alltså has medial position. A parallel can be drawn with modal particles in Swedish which are generally omitted in the translation. When translating modal particles from Swedish into English one cannot expect to find any direct correspondence (Aijmer and Altenberg 2002: 30). As a result, modal particles are often not translated at all. For example, the Swedish modal particle ju (‘of course’) was not translated in 65% of the examples (Aijmer and Altenberg ibid.). A comparison can be made with alltså in front or pre-front position where the link to the preceding context is stronger which may be why it is translated. When alltså occurs in final position it has developed further from the lexical source. In the examples below, alltså is used to give emphasis to what is said. It is a sign of its weakened meaning that it can easily be omitted from the translation: (37) Janne rev ut slangen, fortare än det går att säga det, och hittade rätt på själva hålet utan att tveka, och putsade och slipade och strök ut solution och slabbade dit en laglapp och stoppade in slangen och vrängde däcket på plats igen utan att använda några verktyg. Med bara fingrarna, alltså. (PP1) 52 CatJL 6, 2007 Karin Aijmer Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 52
‘Johnny had the inner tube out before you could say It, and homed in on the hole straightaway, no messing, and polished and smoothed down and squeezed out solution and slapped on a patch and stuffed the tube back in again and wrenched the tyre back into place without using any tools at all.’ Just his bare hands. (38) -Med vad? Jag håller på med råttorna! -Vad vill de, professorn alltså och de andra, vad vill de att jag ska göra?? (PCJ1) ‘-With what? I have to see to the rats! -What do they want, the professor and all the others, what do they want me to do??’ (39) Det första stycket “Jauchzet, frohlocket, auf preiset die Tage”, det heter egentligen: “Tönet Ihr Pauken…” en världslig text och stämmer fan så bra, förlåt, i sitt världsliga sammanhang, en högst vanlig historia framförd i en sal vid hovet, i ett slott, med en grupp studenter dåligt betalda. Lakejmusik, alltså. (GT1) ‘The first piece, ‘Jauchzet, frohlocket! auf, preiset die Tage,’ is actually called ‘Tönet Ihr Pauken…’, a secular text, and it works damn well, if you ‘ll pardon the expression, in its secular context. A familiar story, performed in a hall at court, in a palace, by a group of poorly-paid students. Music for lackeys.’ (40) A, B, C, D. . . Svaret är Y. Efter Y:et kommer en liten pust . . . P ! I nästa ljud visar hon tänderna . . . S! Sedan grimaserar hon som om hon stuckit foten i iskallt vatten . . . I! -Ypsilon, säjer hon alltså. (PCJ1) ‘A, B, C, D.. . The answer is Y. After the Y comes a little puff of air… P! Making the next sound, she bares her teeth… S! Then she grimaces, as if she ‘d stuck her foot in ice-cold water… I! — Ypsilon, she ‘s saying.’ The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 53 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 53
Omission of a translation equivalent may be a cue to pragmaticalization since it suggests that the meaning of alltså has been weakened. 12. Conclusion Grammaticalization and pragmaticalization have been of great help in understanding the polysemy of alltså and how the different meanings and functions are related. Alltså has two main functions as an inference particle (marking inference or a request for confirmation) and the context-adjusting function (Vaskó and Fretheim 1996). In addition, alltså is a reformulation marker (i.e. it has functions on the structural level such as correction, paraphrasing, clarification, elaboration). Grammaticalization in this article has been understood in a narrow sense as involving changes mainly of a morphosyntactic nature. Pragmaticalization, on the other hand, focuses on processes such as ‘pragmatic strengthening’ and the role of conversational implicature to convey new meanings. Pragmatic markers can be derived from lexical sources ‘either transparently’ or by conventionalisation of conversational implicatures (Brinton 1996: 270). The older meanings can coexist with new ones or leave a trace when an old meaning is replaced by a new one. For example, alltså may be used both as an adverb or a discourse marker with inferential or conclusive meaning (but the meaning of manner adverbial has disappeared). Conventionalisation of implicatures accounts for the semantic shifts which take place, for example, from a marker with context-adjusting function to a non-paraphrastic reformulation marker or an elaborative paraphrastic marker. In a diachronic perspective, these meanings can be related without assuming that alltså is homonymous. Alltså has developed from a manner adverb to an adverb with the meaning of cause or result and further to a discourse marker with inferential meaning (a marker of conclusion) which can also be used as a request for confirmation. However, the adverb can also develop along a different trajectory to a marker of reformulation. The position of alltså is important for what changes are possible For example, alltså in the pre-front field can develop a ‘forwards-looking’ function introducing a new aspect of the topic, a new turn or a move (a function described here as a frame). The ‘loose’ attachment in the pre-front field explains that alltså can receive this function. According to Auer (1996: 318), ‘if [German] also moved into the front field [from the pre-front field] it would resume its ordinary consecutive meaning’. The use of alltså in final position seems to be idiosyncratic. Nilsson (2005) found, for instance, that more than half of her examples were placed finally (in a spoken corpus of Swedish where all the speakers were adolescents) and that the most common function of alltså was emphatic. Alltså has also become a discourse marker with the meaning ‘in other words’, ‘or’, ‘that is’, ‘I mean’, ‘that means’. That means functions on the syntactic level while in other words, I mean, etc are markers either following or preceding an elliptical structure. As a reformulation marker, alltså (or also) is also used with translations such as finally, in fact, anyway, which are closer to the inferential 54 CatJL 6, 2007 Karin Aijmer Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 54
marker but signal that the speaker distances him/herself from what is said. The markers have in common the reformulation function (‘an utterance q will be understood as a reconsideration of p according to the instructions of the discourse marker’; cf. Rossari 2004). By distinguishing between two types of reformulation markers we can explain how a marker of conclusion such as alltså can be used with meanings such as that is or in other words. The developments undergone by alltså can be summarised as: a) Adverb with consecutive meaning →marker of conclusion →request for confirmation b) Adverb with consecutive meaning →marker of conclusion →marker of reformulation (summarising rephrasing, resuming a topic) →elaborative or paraphrastic reformulation marker (clarifying, explaining, expanding, refining) It is difficult to capture all the functions of alltså on the basis of written data and translations. The discourse marker has a number of local or global functions at the discourse level which makes it difficult to say how many functions we should distinguish. Vaskó and Fretheim (1997: 234) comment that ‘it is extremely hard to get at the “superstructural” rules constraining the [Norwegian] particle altså at the discourse level, which makes it all the more difficult to delimit the function(s).’ Moreover, there are differences between the languages. We noted, for example, that German also with a context-adjusting function could be a frame with connecting function. In Swedish, on the other hand, alltså as a frame in pre-front position has mainly attention-getting function. Another difference between German and Swedish alltså is that while German also can be a translation of well one would have to use a different translation in Swedish. This study has made it possible to compare the Swedish alltså, German also and English so and thus to widen the perspective to some typological observations. In Table 4, I compare the main meanings of Swedish alltså, English so and German also. I did not find any examples of the non-paraphrastic use of also in the EnglishGerman corpus but examples might have turned up in a larger corpus. The distinctions have been validated by translations. However, certain discourse functions may have a zero correspondence. For example, the function of emphasis and intensification associated with alltså in final function was often not translated. The meaning and functions of the Swedish discourse marker alltså CatJL 6, 2007 55 Cat.Jour.Ling. 6 001-172 18/10/07 10:36 Página 55