scieee Science in your language
[en] (orig)
Human impacts on aquatic ecosytems:
insights from dissolved organic
matter signatures and greenhouse gas
emissions
vorgelegt von
Clara Romero González-Quijano, M.Sc.
an der Fakultät VI Planen Bauen Umwelt
der Technischen Universität Berlin
zur Erlangung des akademischen Grades
Doktorin der Naturwissenschaften
- Dr. rer. nat. –
genehmigte Dissertation
Promotionsausschuss:
Vorsitzender: Prof. Dr.-Ing. Reinhard Hinkelmann
Gutachter: Prof. Dr. Mark Geßner
Gutachter: Prof. Dr. Gabriel Singer (Universität Innsbruck)
Gutachterin: Prof. Dr. Sarian Kosten (Radboud Universiteit, Niederlande)
Gutachter: Jun.-Prof. Dr. Maximilian Lau (TU Bergakademie Freiberg)
Tag der wissenschaftlichen Aussprache: 19. April 2024
Berlin 2024
Preface
i
Preface
First of all, I would like to thank my main supervisor, Gabriel Singer: you are an amazing
scientist, but also a great person. Your positive attitude kept me going, you always had a
positive/constructive comment and a smile, even in the worst moments, when I thought nothing
was going to work out. I enjoyed a lot our “hippie” group, where the main points were to learn
and enjoy science. Thanks also for letting me be part of the Kenya experiments, it was a
wonderful experience that made me realized how lucky I am. Mark Gessner and Peter Casper,
thanks for your supervision, your input made my papers improve a lot. Tobias Goldhammer, my
life changed when you arrived to the lab, thanks a lot for your help and support and for
“adopting” me after they all moved to Innsbruck. Ruben del Campo, thanks a lot for your help y
por no dejar que mi barco se hundiera (en varias ocasiones), I really hope you will get a
permanent position in Spain soon, because you really deserve it.
To the FLEE lab, even I will never forgive you for leaving Berlin, I really appreciate your
support in the distance. You are a group of really nice people. Thomas Fuss, thanks for being
there through the years, I hope you come and visit us in Spain so we can play some beachvolley
again while our kids eat a bit of sand. Lukas Thuile, Selin Kubilay and all the others…thanks
and good luck.
To Sonia Herrero, this dissertation is also your work, we learnt so much together, thanks a lot
for being there, “every morning, in every crisis”. Our teamwork was key for this thesis, we both
grew together, thanks a lot. Thanks also to all the UWIs, for the scientific discussions, social
activities, the best broccoli ever and Christmas markets. I thank Reinhard Hinkelmann and
Gwendolin Porst for their support.
To all the students helping in the field: big thank you! Specially to Lena Meinhold, who was
always willing to help and learn, we spent hours driving and sampling around Berlin, it was a
lot of fun. Thanks also to Cleo Stratmann, for the amazing work with the permissions/paper
work.
An die CAB-Laboranten, vielen Dank, mein Leben im Labor war nicht immer einfach, aber ich
habe viel Hilfe von euch bekommen: Danke an Claudia Schmalsch, Sarah Krocker und Angela
Krüger. Danke an meine Kollegen am IGB, besonders an die Beachvolleyballer und IGB-Läufer,
unsere Spiele und Läufe um den Müggelsee haben mir viel Spaß gemacht. Danke auch an Kirsten
Pohlmann, für deine Unterstützung und Hilfe in all den Jahren. IGB-Verwaltung und -
Wartungsteam: Danke für eure Unterstützung und eure Arbeit.
To the Karlshorsters (my chosen family): Anna Jäger, Marta Alirangues and Mikael Gillefalk,
thanks for being always there, for babysitting the little monsters and for providing good wine
when it was really needed.
Preface
A las mamis de Berlín, gracias por ser mi tribu, el hombro al que llorar y la gran fuente de
conocimiento a la que acudir. Nunca compartí mucho de esta tesis con vosotras, y eso me dio
aire, para estar con vosotras tranquila, sin agobios, y así tener una parte de mi vida fuera de la
ciencia. Cruzo los dedos por muchos viajes de señoras más. Lo mismo pasa con vosotras
churripurris, gracias por llevarme a dar cabezazos por ahí, y recordarme que no ser muy friki, ni
tener mil papers, también está bien.
A mi familia, gracias por vuestra paciencia y ayuda con los nietos, por aguantar mis respuestas
en los días malos y por proveerme de jamón del rico (y croquetas, gracias Cubito) cuando más
falta me hacía. A Unai y Matías, aunque vuestra llegada hizo que el doctorado se alargara, os
doy las gracias por enseñarme a amar como nunca hubiera imaginado que amaría a alguien. Edu,
es muy difícil expresar lo que ha significado tu apoyo todos estos años. No me puedo imaginar
otro compañero de vida mejor, gracias, te quiero.
Publications of cumulative doctoral thesis
iii
Publications of cumulative doctoral thesis
1. Masese, F. O., M. J. Kiplagat, C. R. González-Quijano, A. L. Subalusky, C. L. Dutton, D. M.
Post, and G. A. Singer. 2020. Hippopotamus are distinct from domestic livestock in their
resource subsidies to and effects on aquatic ecosystems. Proceedings of the Royal Society B:
Biological Sciences 287:20193000. http://doi.org/10.1098/rspb.2019.3000
2. Romero González-Quijano, C., Herrero Ortega, S., Casper P., Gessner M, and Singer, G. 2022.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and
drivers. Biogeosciences 2022:1-34. https://doi.org/10.5194/bg-19-2841-2022
3. Romero González-Quijano, C., Herrero Ortega, S., del Campo, R., Casper, P., Gessner, M. O.,
Goldhammer, T. & Singer, G. A. Carbon dioxide emissions across an urban aquatic network.
Limnology and Oceonography (Submitted version).
4. Herrero Ortega, S., C. Romero González-Quijano, P. Casper, G. A. Singer, and M. O. Gessner.
2019. Methane emissions from contrasting urban freshwaters: Rates, drivers, and a whole-city
footprint. Global Change Biology 25:4234-4243. https://doi.org/10.1111/gcb.14799
An outline of supplementary scientific work is given in chapter 7.
This thesis was carried as part of the Research Training Group “Urban Water Interfaces (UWI)
(DFG - GEPRIS - GRK 2032: Grenzzonen in urbanen Wassersystemen), which was funded by
the German Research Foundation (DFG).
Summary
iv
Summary
Historically, human settlements have gravitated towards water bodies to efficiently obtain
essential resources and for the sake of transport. This proximity has imposed significant stress
on aquatic ecosystems. Land cover changes, particularly urbanization and agricultural
expansion, have altered terrestrial-aquatic exchange processes and subsequently the structure
and function of these water bodies close to settlements. Urban freshwater systems are
challenged with high loads of organic carbon, nutrients, and pollutants, besides being heavily
modified morphologically and hydrologically. Using Berlin as a case study, the spectrum of
anthropogenic stressors on aquatic systems is exemplified: Here, morphologically partly heavily
altered water bodies rely on locally abstracted groundwater and face considerable wastewater
but also diffuse inputs. If urban environments are considered the rather extreme end of human
influence on water bodies, then the landcover change towards pastures associated with human
appropriation of landscape may be seen as the beginning. Today, this is exemplified by the
ongoing replacement of wildlife by livestock in the African savanna. The associated decline of
hippopotamus populations has raised concerns, as hippos play a crucial role in organic matter
and nutrient transfer to water bodies. The Mara River, hosting over 4000 hippos alongside
extensive cattle coexistence, is a river basin threatened by increasing livestock, agricultural
activities, and human settlements.
A key component of aquatic ecosystems is dissolved organic matter (DOM), a substantial carbon
reservoir vital for biogeochemical cycling. DOM comprises organic compounds from various
sources like terrestrial runoff, leaf litter, animal faeces, and algal exudates. Microbial metabolism
of DOM is central to carbon processing, releasing carbon dioxide (CO2) a process linking
aquatic ecosystems with the global carbon cycle. Under specific conditions, primarily in oxygen-
depleted zones like sediments and wetlands, anaerobic processes produce methane (CH4), a 30-
times more potent greenhouse gas. Whether CO2 or CH4 dominates as the gaseous end product
of mineralization depends on DOM availability and lability, microbial metabolism, and
controlling environmental factors.
In this dissertation, I comprehensively explored the impact of human activities on aquatic
ecosystems, focusing on the dynamics of DOM composition, ecosystem metabolism, and the
greenhouse gases (GHG) CO2 and CH4 in urbanized Berlin and the African savanna. I delved
into the effects of human activities on DOM composition in the entire urban aquatic network of
Berlin and in the Kenyan savanna. In Kenya, I additionally investigated ecosystem metabolism
in an experimental setting. Last, I conducted an analysis of GHG emissions in highly impacted
urban aquatic ecosystems.
Firstly, I investigated spatio-temporal variations in DOM composition across urban water
bodies of Berlin, which revealed diverse DOM signatures, that were differentiated between lakes
Summary
v
and ponds rich in autochthonous DOM and rivers and streams dominated by allochthonous
DOM. Seasonal shifts were attributed to phenological changes and urban influences, such as
nutrient influx and point source pollution. Optical DOM properties expose the impact of
wastewater treatment plant effluents, highlighting their utility in water quality assessment, but
DOM signatures were also informative about functional ecosystem aspects like coupling to the
catchment and terrestrial systems and aquatic primary production. Similarly, in an experimental
setting in the African savanna, DOM reacted sensitively to the replacement of hippos by
livestock. In this case, I also showed an impact on aquatic ecosystem structure and function, i.e.
an increase in gross primary production (GPP). Last, I measured CO2 and CH4 fluxes in Berlin's
aquatic network, identifying their drivers and conducting an upscaling exercise. Findings
showed that urban waters emit both CO2 and CH4, the estimated total annual emissions from all
of Berlin’s surface waters were 8.5 ± 1.3 Gg CO2 and 2.6 ± 1.7 Gg CH4 (mean ± SD), estimated
from seasonal measurements of instantaneous flux across approximately 30 sites. CH4 emission
hotspots were identified in small water bodies embedded in urban green spaces. CO2 emission
rates from running waters were lower than reported in the literature, likely emphasizing the
importance of daily variability in global estimations.
In conclusion, this dissertation underscores the impact of human activities on aquatic ecosystems
in both savanna and urban environments. It is important to heed these insights in aquatic
ecosystem management.
Zusammenfassung
vi
Zusammenfassung
Seit jeher haben sich menschliche Siedlungen in der Nähe von Gewässern angesiedelt, um sich
effizient mit lebenswichtigen Ressourcen zu versorgen und um sich fortzubewegen. Diese he
hat zu einer erheblichen Belastung der aquatischen Ökosysteme geführt. Veränderungen der
Bodenbedeckung, insbesondere die Verstädterung und die Ausdehnung der Landwirtschaft,
haben sich auf die terrestrisch-aquatischen Austauschprozesse und damit die Struktur und
Funktion dieser Gewässer in der Nähe von Siedlungen ausgewirkt. Städtische
Süßwassersysteme sind mit hohen Belastungen durch organischen Kohlenstoff, Nährstoffe und
Schadstoffe konfrontiert und zudem morphologisch und hydrologisch stark verändert. Am
Fallbeispiel Berlin wird das Spektrum der anthropogenen Stressoren auf aquatische Systeme
exemplarisch dargestellt: Hier sind morphologisch teilweise stark veränderte Gewässer auf
lokal entnommenes Grundwasser angewiesen und mit erheblichen abwasserbedingten, aber
auch diffusen Einträgen konfrontiert. Wenn städtische Umgebungen als das eher extreme Ende
des menschlichen Einflusses auf Gewässer betrachtet werden, dann kann die Veränderung der
Bodenbedeckung hin zu Weiden, die mit der Aneignung der Landschaft durch den Menschen
einhergeht, als Anfang angesehen werden. Ein heutiges Beispiel dafür ist die fortschreitende
Verdrängung von Wildtieren durch Nutztiere in der afrikanischen Savanne. Der damit
verbundene Rückgang der Flusspferdpopulationen gibt Anlass zur Besorgnis, da Flusspferde
eine entscheidende Rolle beim Transfer von organischem Material und Nährstoffen in die
Gewässer spielen. Der Mara-Fluss, in dem mehr als 4000 Flusspferde leben, ist ein
Flusseinzugsgebiet, das durchzunehmende Viehzucht, landwirtschaftliche Aktivitäten und
menschliche Siedlungen bedroht ist.
Ein essenzieller Bestandteil aquatischer Ökosysteme ist die gelöste organische Substanz
(DOM), ein wichtiges Kohlenstoffreservoir, das für den biogeochemischen Kreislauf unerlässlich
ist. DOM besteht aus organischen Verbindungen aus verschiedenen Quellen wie terrestrischem
Abfluss, Laubstreu, tierischen Fäkalien und Algenexsudaten. Der mikrobielle Stoffwechsel von
DOM ist von zentraler Bedeutung für die Kohlenstoffverarbeitung und setzt Kohlendioxid
(CO2) frei - ein Prozess, der aquatische Ökosysteme mit dem globalen Kohlenstoffkreislauf
verbindet. Unter bestimmten Bedingungen, vor allem in sauerstoffarmen Zonen wie Sedimenten
und Feuchtgebieten, erzeugen anaerobe Prozesse Methan (CH4), ein 30-mal stärkeres
Treibhausgas. Ob CO2 oder CH4 als gasförmiges Endprodukt der Mineralisierung überwiegt,
hängt von der Verfügbarkeit und Labilität von DOM, dem mikrobiellen Stoffwechsel und den
steuernden Umweltfaktoren ab.
In dieser Dissertation untersuchte ich umfassend die Auswirkungen menschlicher Aktivitäten
auf aquatische Ökosysteme und fokussierte mich dabei auf die Dynamik der DOM-
Zusammensetzung, den Ökosystemstoffwechsel und die Treibhausgase (THG) CO2 und CH4 im
Zusammenfassung
vii
urbanisierten Berlin und in der afrikanischen Savanne. Ich analysierte die Auswirkungen
menschlicher Aktivitäten auf die DOM-Zusammensetzung im gesamten städtischen
Gewässernetz Berlins und in der kenianischen Savanne. In Kenia untersuchte ich zusätzlich den
Stoffwechsel des Ökosystems in einem experimentellen Aufbau. Schließlich führte ich eine
Analyse der Treibhausgasemissionen in stark beeinflussten städtischen aquatischen
Ökosystemen durch.
Zunächst untersuchte ich die räumlichen und zeitlichen Schwankungen der DOM-
Zusammensetzung in den städtischen Gewässern Berlins. Dabei wurden verschiedene DOM-
Signaturen festgestellt, die sich in Seen und Teiche mit einem hohen Anteil an autochthonem
DOM und in Flüsse und Bäche mit einem hohen Anteil an allochthonem DOM unterteilen
lassen. Saisonale Verschiebungen wurden auf phänologische Veränderungen und städtische
Einflüsse wie Nährstoffzufuhr und Verschmutzung durch Punktquellen zurückgeführt.
Optische DOM-Eigenschaften zeigen die Auswirkungen von Kläranlagenabwässern auf und
unterstreichen ihren Nutzen für die Bewertung der Wasserqualität, aber DOM-Signaturen
waren auch informativ für funktionelle Ökosystemaspekte wie die Kopplung mit dem
Einzugsgebiet und terrestrischen Systemen und die aquatische Primärproduktion. In ähnlicher
Weise reagierte DOM in einem Versuchsfeld in der afrikanischen Savanne empfindlich auf die
Verdrängung von Flusspferden durch Nutztiere. In diesem Fall konnte ich auch eine
Auswirkung auf die Struktur und Funktion des aquatischen Ökosystems nachweisen, d. h. einen
Anstieg der Bruttoprimärproduktion (GPP). Schließlich habe ich die CO2- und CH4-Flüsse im
Berliner Gewässernetz gemessen, ihre Einflussfaktorenermittelt und ein Upscaling
durchgeführt. Die Ergebnisse zeigten, dass städtische Gewässer sowohl CO2 als auch CH4
emittieren. Die geschätzten jährlichen Gesamtemissionen aller Berliner Oberflächengewässer
beliefen sich auf 8,5 ± 1,3 Gg CO2 und 2,6 ± 1,7 Gg CH4 (Mittelwert ± SD), geschätzt aus
saisonalen Messungen des momentanen Flusses an etwa 30 Standorten. CH4-Emissions-
Hotspots wurden in kleinen, in städtische Grünflächen eingebetteten Gewässernidentfiziert. Die
CO2-Emissionsraten aus Fließgewässern waren niedriger als in der Literatur angegeben, was
wahrscheinlich die Bedeutung der glichen Variabilität bei globalen Schätzungen unterstreicht.
Zusammengefasst beleuchtet diese Dissertation den Einfluss menschlicher Aktivitäten auf
aquatische Ökosysteme, sowohl in der Savanne als auch in städtischen Gebieten. Es ist von
großer Bedeutung diese Erkenntnisse für das Management aquatischer Ökosysteme zu nutzen.
Contents
viii
Contents
Publications of cumulative doctoral thesis ..................................................................................... iii
Summary ................................................................................................................................................. iv
Zusammenfassung ................................................................................................................................ vi
Contents ............................................................................................................................................... viii
General Introduction ............................................................................................................................. 1
1.1 Influence of human landscape development on aquatic ecosystems .............................................. 2
1.2 Dissolved organic matter (DOM) in aquatic ecosystems ................................................................. 5
1.3 Ecosystem metabolism .............................................................................................................................. 8
1.4 Greenhouse gases (GHGs) in aquatic ecosystems ............................................................................. 9
1.6 Objectives .................................................................................................................................................. 12
Hippopotamus are distinct from domestic livestock in their resource subsidies to and
effects on aquatic ecosystems ........................................................................................................... 13
2.2 Introduction .............................................................................................................................................. 14
2.3. Material and methods ............................................................................................................................ 16
2.3.1 Characteristics of cattle and hippo dung.................................................................................... 16
2.3.2 Livestock versus hippopotamus loading rates of organic matter ........................................ 16
2.3.3 Experimental mesocosms .............................................................................................................. 17
2.3.4 Water sampling and analysis ........................................................................................................ 17
2.3.5 Metabolism ........................................................................................................................................ 17
2.3.6 Data analysis ..................................................................................................................................... 18
2.4. Results ....................................................................................................................................................... 19
2.4.1 Characteristics of cattle and hippo dung.................................................................................... 19
2.4.2 Loading rates of organic matter by cattle and hippopotamus .............................................. 19
2.4.3 Nutrients ............................................................................................................................................ 20
2.4.4 Organic matter and biomass ......................................................................................................... 20
2.4.5 DOC composition ............................................................................................................................ 20
2.4.6 Ecosystem metabolism ................................................................................................................... 21
2.5 Discussion ................................................................................................................................................. 25
2.6 Conclusion ................................................................................................................................................. 27
Supplement of Chapter 2
................................................................................................................... 28
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and
drivers .................................................................................................................................................... 51
3.1 Abstract ...................................................................................................................................................... 51
Contents
ix
3.2 Introduction .............................................................................................................................................. 52
3.3 Methods ..................................................................................................................................................... 53
3.3.1 Study sites ......................................................................................................................................... 53
3.3.2 Physico-chemical field measurements and water sampling .................................................. 56
3.3.3 DOM characterization ................................................................................................................... 56
3.3.4 Additional water-chemical analyses ............................................................................................ 58
3.3.5 Data analysis ..................................................................................................................................... 59
3.4. Results ....................................................................................................................................................... 60
3.4.1 Physico-chemical characteristics ................................................................................................. 60
3.4.2 DOM composition ........................................................................................................................... 61
3.5. Discussion ................................................................................................................................................ 65
3.5.1 Spatial patterns and drivers of DOM signatures ..................................................................... 65
3.5.2 Seasonal patterns and drivers of DOM signatures ................................................................. 68
3.5.3 DOM composition as a potential basis for urban surface water monitoring .................... 68
3.6. Conclusion ................................................................................................................................................ 69
Supplement of Chapter 3
................................................................................................................... 71
Carbon dioxide emissions across an urban aquatic network ...................................................... 87
4.1 Abstract ...................................................................................................................................................... 87
4.2 Introduction .............................................................................................................................................. 88
4.3 Methods ..................................................................................................................................................... 90
4.3.1 Sampling design ............................................................................................................................... 90
4.3.2 Estimation of CO2 fluxes ............................................................................................................... 90
4.3.3 Theory of chamber operation and flux estimations ................................................................ 92
4.3.4 Direct measurements of instantaneous CO2 flux ..................................................................... 93
4.3.5 Indirect estimation of continuous flux using equilibration chambers ................................ 94
4.3.6 Field sampling and laboratory analyses..................................................................................... 95
4.3.7 Data analysis ..................................................................................................................................... 96
4.4 Results ........................................................................................................................................................ 97
4.4.1 Effects of water body type and season on CO2 fluxes ............................................................. 97
4.4.2 Variability of CO2 fluxes ................................................................................................................ 99
4.4.3 Comparison of Berlin CO2 fluxes with previous studies ...................................................... 102
4.4.4 Annual CO2 emission from an urban aquatic network ......................................................... 102
4.4.5 Drivers of CO2 fluxes and flux variability ............................................................................... 103
4.5 Discussion ............................................................................................................................................... 107
4.5.1 Temporal patterns ......................................................................................................................... 107
4.5.2 Spatial patterns .............................................................................................................................. 108
4.5.3 Potential drivers of CO2 fluxes .................................................................................................. 108
Contents
x
4.5 Conclusion ............................................................................................................................................... 110
Supplement of Chapter 4
................................................................................................................. 111
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity
footprint .............................................................................................................................................. 123
5.1 Abstract .................................................................................................................................................... 123
5.2 Introduction ............................................................................................................................................ 124
5.3 Materials and methods ......................................................................................................................... 125
5.3.1 Study sites ....................................................................................................................................... 125
5.3.2 CH4 emissions ................................................................................................................................ 126
5.3.3 Extrapolation of CH4 emissions ................................................................................................. 127
5.3.4 Water chemistry ............................................................................................................................ 128
5.3.5 Land use ........................................................................................................................................... 128
5.3.6 Data analysis ................................................................................................................................... 129
5.4 Results ...................................................................................................................................................... 129
5.5 Discussion ............................................................................................................................................... 133
5.6 Ackowledgements ................................................................................................................................. 137
Supplement of Chapter 5
................................................................................................................. 138
Synthesis ............................................................................................................................................. 149
6.1 DOM characteristics as indicators of landscape change .............................................................. 150
6.2 Ecosystem functioning reveals impacts of land-use alteration .................................................. 152
6.3 Improving global C budgets by considering spatio-temporal variability of GHG emissions
in urban aquatic ecosystems ...................................................................................................................... 153
6.4 Conclusions ............................................................................................................................................. 154
6.5 Outlook .................................................................................................................................................... 155
Complementary contributions ........................................................................................................ 156
List of Figures .................................................................................................................................... 157
List of Tables ..................................................................................................................................... 162
References ........................................................................................................................................... 166
CHAPTER 1
1
1
General Introduction
Throughout history, humans have decided to live close to water (Kummu et al. 2011; Wang et
al. 2022), where many ancient civilizations started. For example, Mesopotamia was located
within the TigrisEuphrates river system and Egypt at the Nile River, because rivers provide
important resources and other services to humans. The close linkage of human activities to
aquatic ecosystems, however, entails strong pressures on water bodies. For example, widespread
land cover change to pastures, agricultural fields and urban areas perturb water bodies by
altering their morphology and adding nutrients, organic matter and pollutants (Friberg et al.
2011). For many years, human-impacted ecosystems have only been of management concern,
whereas fundamental ecological studies were dedicated to natural and seminatural aquatic
ecosystems. This focus was logical in view of the idea to first understand how natural aquatic
ecosystems function and then use them as a reference to assess the various human-impacts. The
last decades, however, have brought a growing number of studies analyzing the influence of
human activities on aquatic ecosystems (Friberg et al. 2011; Walsh et al. 2005), perhaps
motivated by the fact that there are hardly any pristine ecosystems left. Human influences on
ecosystems can indeed have devastating consequences. Alarmingly, we still do not fully
understand the manifold implications of anthropogenic activities on aquatic ecosystems,
especially if regarding, ‘land cover change’ or ‘urbanization’.
Human appropriation of a landscape often starts by usage for livestock grazing. In African
savannas, human settlements are expanding rapidly; the conversion of forest and savanna
grassland to pasture for livestock production is severely affecting aquatic ecosystems (Masese
et al. 2022). It implies the replacement of wildlife by livestock, with consequences for the
movement of terrestrial organic matter and nutrients into aquatic ecosystems (Bond et al. 2014).
At the other end of human landscape appropriation is full urbanization, with a plethora of
consequences for aquatic ecosystems worldwide (Grimm et al. 2008a).
General Introduction
2
1.1 Influence of human landscape development on aquatic ecosystems
Anthropogenic changes of the landscape vary considerably among regions around the world. A
widespread human influence on aquatic ecosystems is urbanization. The global urban population
is growing rapidly (Peña-Guzmán et al. 2019). While 3.9 billion people lived in urban areas in
2014 (Jensen and Wu 2018), by 2030 every third person will live in a city with at least 500.000
inhabitants (Figure 1, UN, 2018). Urban aquatic ecosystems undergo significant alterations and
face considerable challenges. They receive substantial quantities of nutrients, organic carbon,
suspended solids, and a diverse array of macro- and micropollutants, including heavy metals,
pharmaceuticals, and personal care products (Buser et al. 1999; Grimm et al. 2005; Hatt et al.
2004). Furthermore, urban aquatic ecosystems suffer from severe hydromorphological
modifications, which include the lateral and vertical disconnection from floodplains and aquifers
and longitudinal fragmentation by physical barriers such as dams (Steele and Heffernan 2013).
The degradation of the hydromorphological structure leads to the loss of habitat diversity in
urban freshwaters (Walsh et al. 2005), thereby restricting their capacity to sustain aquatic
biodiversity (Ward et al. 2002). Another notable characteristic of urban water systems is the
close integration of their natural and technical elements, resulting in numerous connections
within the urban and peri-urban water cycle (Gessner et al. 2014). The expansion of urban areas
further alters the physical characteristics of the land surface (Niemczynowicz 1999), such as
heightened sealing by paved surfaces. This impedes infiltration, accelerates surface runoff, and
affects the flow patterns and contaminant transport to the water bodies. These challenges are
encapsulated in the concept of the 'urban stream syndrome,' offering a comprehensive framework
that amalgamates the diverse impacts of watershed development and channel modification on
urban streams (Walsh et al. 2005). Global urbanization trends coincide with declining human
water supplies, coupled with a significant deterioration in water quality in certain regions.
Although innovative technologies have been developed and implemented to remove pollutants
from urban surface waters (Ramos et al. 2016), the management of urban aquatic ecosystem
often neglects crucial factors such as disruptions in connections with riparian areas and
floodplains, detachment from hyporheic zones and aquifers, and overall ecological conditions
(Gessner et al. 2014; Grimm et al. 2008b).
CHAPTER 1
3
Figure 1 Growth rates of urban agglomerations by size class (UN, 2018)
Berlin, with its abundant and diverse water bodies, presents an opportunity to examine
ecosystems under a spectrum of urban stressors, and ranging from minimally stressed to highly
modified systems. With a population of approximately 3.5 million inhabitants and an area
covering 889 km2, of which 6.4% consists of rivers, lakes, and artificial channels (Fromme et al.
2000), Berlin relies on the Spree and Havel Rivers for a substantial portion of its surface water
input. These rivers receive considerable wastewater inputs after tertiary treatment upstream of
the city limits (Pal et al. 2014) and receive effluents from six additional wastewater treatment
plants within the city. On average, 40% of Berlin's surface waters consist of wastewater
treatment plant effluents, reaching up to 84% locally (Heberer et al. 2002).The city operates on
a semi-closed water cycle reliant on locally abstracted groundwater. River bank filtration is
employed as a pre-treatment method to enhance the quality of drinking water distributed in
Berlin (Henzler et al. 2014). The quality of bank filtrate is susceptible to the influence of treated
wastewater discharged into upstream surface water of the filtration system (Heberer et al. 2008),
especially concerning pollutants with low removal efficiency during wastewater treatment.
While conventional wastewater treatment processes effectively remove many organic
micropollutants (OMPs), certain polar OMPs persist, entering surface water alongside treated
wastewater and manifesting in various compartments of Berlin's water cycle (Hass et al. 2012;
Richter et al. 2008).
Another important human influence on aquatic ecosystem consists on the ongoing
transformation of natural lands to pastures, and consequently, the replacement of wildlife by
livestock. This can have a particularly strong influence in freshwater ecosystems of the African
General Introduction
4
savanna and other ecologically similar regions (Subalusky et al. 2017). Although the link
between terrestrial and aquatic ecosystems has been traditionally considered mainly as the
transfer of leaf litter and hydrological inputs (Wallace et al. 1997), semiaquatic animals that use
terrestrial nutrients and energy may also have a significant influence on nutrient cycling and
food webs of aquatic ecosystems (Stears et al. 2018). Large mammal populations in East Africa
have decreased more than 50% over the past half-century (Craigie et al. 2010). Herbivore
communities have been extensively altered, to the extent that livestock nowadays dominates the
continent’s large mammal biomass (Hempson et al. 2017). The common hippopotamus
(Hippopotamus amphibius, from now on “hippo”) is a semiaquatic herbivore. Hippos eat large
amounts of terrestrial plants during the night (Lewison and Carter 2004) and return to the water
during the day, where they defecate, thereby transferring substantial amounts of organic matter
and nutrients from grasslands to aquatic ecosystems (Subalusky et al. 2015). Since hippo
populations have declined in many areas (Ogutu et al. 2011) and were replaced by livestock in
others, they now mainly live in conservation areas (Prins 2000). The populations continue to
decline because of continued growth of human settlements and of grassland and forest
conversion to pasture (Kinnaird et al. 2003; Prins 2000; Ripple et al. 2015). Studies assessing the
negative consequences of shifts from hippos to livestock have traditionally emphasized effects of
habitat degradation and nutrient and organic matter loading (Belsky et al. 1999; Bond et al.
2014). However, the per capita inputs of organic matter and nutrients by hippos is larger than
those by livestock because body sizes are greater and presence in or near water is longer. Their
effect on aquatic ecosystems is substantial even when hippo numbers are low (Iteba et al. 2021).
Furthermore, the composition of hippo and livestock faeces also differs, as their digestions are
different. Although livestock may sustain some ecosystem functions by maintaining the aquatic-
terrestrial linkage, a change in the composition and quantity of organic matter entering the
aquatic ecosystems in the form of faeces can affect ecosystem functions (Masese et al. 2018).
Mara River is an example of a basin threatened by the increase of livestock, agricultural activities
and human settlements (Masese et al. 2015). In the Mara River and its tributaries in the Maasai
Mara National Reserve (MMNR) there are more than 4000 hippos (Kanga et al. 2011) and over
250000 cattle contiguous to the reserve, where they coexist with wildlife (Ogutu et al. 2011).
Hippos live without cattle inside the reserve, they co-live with cattle and there are areas outside
the reserve where we can only find cattle (Veldhuis et al. 2019).
Human alterations of aquatic ecosystems can have a strong influence on aquatic biota, and
therefore on ecosystem functioning (Coscia and Kaiser 2022). To understand the character and
intensity of human impacts on aquatic ecosystem we need to gather an amalgam of
comprehensive tools which can inform from the basal alteration of carbon and nutrient subsidies,
to the ultimate consequences on the functional integrity of the system.
CHAPTER 1
5
1.2 Dissolved organic matter (DOM) in aquatic ecosystems
DOM plays a central role in aquatic ecosystems. It is one of the most important carbon stores,
making up more than 90% of the total organic matter in these systems, and therefore being
essential in the biogeochemical cycles of aquatic ecosystems (Song et al. 2019). DOM is
arbitrarily defined as the fraction of organic matter (OM) that can pass through a membrane
filter with a pore size of 0.45 µm. The processes behind the supply of DOM to aquatic ecosystems
are quite diverse: on the one hand, allochthonous DOM is derived from surrounding terrestrial
ecosystems (Aitkenhead-Peterson et al. 2003), its sources primarily consist of materials
exported from terrestrial environments, such as humic-rich substances with multiple aromatic
rings (Zhang et al. 2022). On the other hand, autochthonous DOM is produced within aquatic
ecosystems, by phototrophic bacteria, phytoplankton and macrophytes through photosynthesis,
as well as through excretion and secretion by a wide range of animals and by biomass decay
(Chester and Jickells 2012). Typically, these autochthonous compounds demonstrate a reduced
carbon-to-nitrogen (C:N) ratio and greater bioavailability when compared to terrestrial, humic-
like substances (Fasching et al. 2016). The exchange and transformation of DOM are intricately
intertwined with the biogeochemical cycles of biogenic elements, including carbon, nitrogen,
and phosphorus. Additionally, DOM plays a pivotal role in the processes of respiration and
photosynthesis within aquatic ecosystems. For instance, beyond the respiration of terrestrial
DOM, humic, compounds can play a non-consumptive function in metabolism by serving as
electron carriers in redox reactions (Parr et al. 2015). All these processes have a significant
impact on carbon release, burial, and nutrient cycling (Liu et al. 2019).
Our comprehension of DOM has quickly advanced beyond its sheer quantity to encompass its
molecular structure, establishing connections between the quantity and quality of aquatic DOM
and factors such as land use, climate change, and human activities (Xenopoulos et al. 2021).
Changes in land use from the cultivation of agricultural land or the introduction of livestock,
to urbanization can lead to substantial changes in DOM composition through alterations in
hydrological and biogeochemical processes (Chen et al. 2021). Indeed, recent research indicates
that land use can exert even a greater influence on DOM composition than location in the fluvial
network as expected from the traditionally accepted River Continuum Concept (RCC) (Chen et
al. 2021). Agricultural, farming and urban land uses can represent significant catchment
features, that can influence the sources, quantity and composition of aquatic DOM from local
(Wilson and Xenopoulos 2009b) to regional scales (Lambert et al. 2015). The replacement of
large mammals by livestock in savanna-like ecosystems is a clear example of drastic alteration
of DOM at local scale. Large mammal herbivores like hippos can play a substantial role as
conduits for the transfer of terrestrial organic matter and nutrients in these aquatic ecosystems
(Bond et al. 2014; Subalusky et al. 2017). Therefore, their replacement by livestock can affect
the quantity and composition of DOM reaching streams. In contrast, urbanization can influence
the composition of DOM at both local and catchment-scale through the input of anthropogenic
General Introduction
6
organic matter, derived from industry, sewage discharge, and household organic pollutants
(Hudson et al. 2007; Lyu et al. 2021). In comparison to non-urban aquatic environments, the
complexity and susceptibility to alterations of DOM in urban water bodies are heightened
(Graeber et al. 2012; Jaffé et al. 2008). In urban catchments, DOM typically exhibits a higher
contribution from autochthonous production rather than terrestrial input. Additionally, it tends
to have a relatively larger proportion of protein-like and/or microbial-humic DOM components
(Petrone et al. 2011; Williams et al. 2013; Yamashita et al. 2010). A comprehensive investigation
into the origin and composition of DOM can deepen our understanding of its reactivity,
environmental dynamics, and ultimate fate. This, in turn, enhances our ability to monitor and
safeguard aquatic ecosystems.
There are several methods to analyze DOM composition ranging from simple optical
measurements to complex identification of molecular compounds with high chemical resolution.
The utilization of optical measurements, specifically in assessing absorbance and fluorescence,
is prevalent for scrutinizing the composition of and discerning its origin and transformation of
DOM (Hansen et al. 2016). Parameters and indices standardized from optical data encompass
the outright absorbance or fluorescence intensity at specific wavelengths, the comparison of
different wavelength ratios, the normalization of optical properties based on carbon content, and
the evaluation of slopes within designated regions of the optical spectrum (Hansen et al. 2016).
The bioavailability of DOM is closely connected to its origins and its utilization by
microorganisms, and this aspect is not readily indicated by the concentrations of DOC (Benner
2003), but by its molecular properties, which can also inform about the source of water and
organic material (Xenopoulos et al. 2021); for instance, the degree of allochthony (Catalán et al.
2013; Lambert et al. 2015; Yamashita et al. 2010). Additionally, the degree of allochthony within
an ecosystem, and thus, the connections between inland aquatic ecosystems and their
surrounding catchments, can be determined by the ratio of allochthonous carbon inputs to
autochthonous carbon production (Carpenter et al. 2005). Thus, analyses of DOM have potential
to improve our understanding of mechanisms behind human-induced alterations of aquatic
ecosystems, as it reflects changes in land cover and affects pivotal ecological processes as
ecosystem respiration. Furthermore, absorption and fluorescence excitation-emission matrices
(EEM) analyzed by parallel factor analysis (Figure 2) (PARAFAC) identifies independently
fluorescing DOM components (Cory and McKnight 2005). In essence, PARAFAC is a technique
that decomposes the fluorescence characteristics of dissolved organic matter (DOM) into
distinct components, concurrently gauging the proportional contribution of each component to
the overall DOM fluorescence (Stedmon and Bro, 2008; Fellman et al., 2010). Subsequently, the
PARAFAC components furnish insights into the source, chemical composition, and
biogeochemical significance of aquatic DOM (Fellman et al., 2010).
CHAPTER 1
7
Figure 2 Example of Dissolved organic matter (DOM) components identified by PARAFAC in Berlin
surface waters. Em=emission Ex= Excitation. Component C1: humic-like and recalcitrant, C2: terrestrial
humic-like in waste water treatment impacted water, C3: humic-like, C4: terrestrial humic-like, suggested
as photo-refractory, C5: anthropogenic, microbial humic-like, C6; protein-like, linked to autochthonous
production and C7: protein-like, waste water treatment origin.
Beyond the valuable biogeochemical information provided by optical measurements, these
techniques are preferentially used in DOM monitoring because their cost-effectiveness and
rapidity, especially in comparison to analyses conducted at the molecular level (Coble 2007;
Fellman et al. 2010). When a deeper understanding of the molecular composition of DOM is
necessary, an alternative approach is the characterization of the proportions of various size
fractions of DOM through liquid chromatographyorganic carbon detection (LC-OCD; Huber
et al., 2011). LC-OCD is capable of identifying distinct size classes, including biopolymers,
humic-like substances, building blocks, low molecular weight acids, humic-like substances, and
low molecular neutrals (Huber et al. 2011b). Notably, it categorizes high molecular weight
substances (biopolymers), humic-like substances (humic-like substances and building blocks),
and low molecular weight substances (low molecular weight acids and humic-like substances
and low molecular neutrals). In recent times, the utilization of advanced high-resolution mass
spectrometry techniques, such as Fourier transform ion cyclotron resonance mass spectrometry
(FT-ICR MS) and Orbitrap mass spectrometry allows the ultimate identification of specific
biomolecules conforming DOM through the assignment of molecular formulae to mass to
charge ratio (m/z) peaks derived from mass spectrometry (REF). These techniques have
contributed to unveile the intricate nature of DOM within certain environmental sample,
revealing associations between compositional turnover of DOM differing in molecular diversity
and landscape-scale environmental gradients in lakes (Kellerman et al. 2014) and rivers (Peter
et al. 2020).
General Introduction
8
1.3 Ecosystem metabolism
Ecosystem metabolism consists in two processes: the production and mineralization of organic
matter by photosynthesis and respiration, respectively (Odum 1971). Ecosystem metabolism is
thus considered the keystone of ecosystem functioning in aquatic systems (Venkiteswaran et al.
2015) since it is primarily linked to energy fluxes and the cycling of nutrient and organic matter
(Izagirre et al. 2007).
In aquatic ecosystems, gross primary production (GPP) is commonly estimated as the rate of O2
generation by photosynthesis (Falkowski and Raven 1997). In contrast, ecosystem respiration
(ER) is the rate of oxidation of organic carbon to inorganic compounds by both heterotrophic
and autotrophic organisms. Thus, the evolution and consumption of dissolved O2 are linked to
carbon flow in aquatic ecosystems(Carignan et al. 2000). The balance between GPP and ER is
called net ecosystem productivity (NEP) (Kemp et al. 1997). In ‘heterotrophic systems’, ER
exceeds GPP because allochthonous organic matter is mineralized in addition to organic carbon
produced by GPP. In ‘autotrophic systems,’ GPP exceeds ER, resulting in the export or burial
of organic matter produced from the conversion of carbon dioxide and inorganic nutrients
(Raymond et al. 2000). Consequently, ecosystem metabolism is considered a useful metric or
functional indicator to assess ecosystem health, responding to both natural and anthropogenic
disturbances at scales ranging from local to global (Fellows et al. 2006; Mulholland et al. 2005;
Williamson et al. 2008). Additionally, stream metabolism has the advantages as functional
indicator of involving various trophic levels and its sensitivity to a diverse array of abiotic and
biotic factors, which offer an integrated perspective of human disturbances over time and across
various habitat types (Gücker 2009; Mulholland et al., 2005). Several local conditions, such as
riparian vegetation (Figure 3) and point source pollution, affect GPP by affecting the availability
of light and nutrients, the main drivers of photosynthesis (Mulholland et al. 2001), but also ER
through changes in temperature and organic matter availability (Sinsabaugh 1997). Regional
conditions such as land use can also be important in the control of stream metabolism by the
indirect influence on hydrology and light availability (Figure 3) (Houser et al. 2005). For
instance, a recent study demonstrated that flow and light regimes are the primary controls on
the timing and magnitude of river ecosystem GPP and ER (Bernhardt et al. 2022). Likewise, the
existence of buildings in urban environments is likely to influence primary production in urban
aquatic systems through shading. Certain studies have also explored the effects of organic
matter and nutrients originating from Waste Water Treatment Plants (WWTPs) on primary
production. Furthermore, agricultural land use has been shown to affect stream ecosystem
metabolism, leading to increased GPP and ER due to greater availability of light and nutrients
(Sweeney et al. 2004; Young and Huryn 1999). The replacement of wildlife by livestock can also
have an influence on the aquatic metabolism due to cascading effects of the alteration on resource
subsidies into food webs (Dawson et al. 2016; Masese et al. 2015; Subalusky et al. 2018), but also
CHAPTER 1
9
by altering overall oxygen dynamics, biogeochemistry, and community composition throughout
the entire river (Dutton et al. 2018a; Masese et al. 2018).
Figure 3 Conceptual graph that illustrates the drivers of stream ecosystem metabolism across varying
spatial scales. The regional template is anticipated to influence climate, vegetation, and topography.
Factors at the watershed scale play a crucial role in determining nutrient availability and the hydrologic
regime. Concurrently, local-scale riparian canopy characteristics exert the strongest control over
terrestrial organic matter (OM) and light conditions. Seasonality is projected to impact all these factors,
potentially causing shifts in the interplay between watershed and local-scale controls on Gross Primary
Production (GPP) and Ecosystem Respiration (ER). The size of the arrows approximately reflects the
magnitude of influence. Large mammals replacement by cattle might be another local-scale control, which
might affect the OM composition. Modified from (Alberts et al. 2017).
1.4 Greenhouse gases (GHGs) in aquatic ecosystems
GHGs dynamics in aquatic ecosystems arise from the combination of aquatic production
through respiration and the import of inorganic carbon from the surrounding terrestrial
ecosystems in the catchment. The consumption (by respiration) and production (by primary
production) of organic matter result in the production and consumption of carbon dioxide. In
the absence of O2, organisms carry out anaerobic respiration, which can produce CH4 by
methanogenesis. Both CO2 and CH4 are emitted to the atmosphere through diffusion. For CH4,
besides diffusive flux, ebullition or aerenchymatic transport through aquatic plants are
important emission pathways (Bastviken et al. 2023). The total CH4 emissions to the atmosphere
depend not only on the anoxic production but also on the losses by oxidation when CH4 passes
the oxygenated water column (Borrel et al. 2011).
About 71% of the earth's surface is covered by water, but only 3% of the earth's water is
freshwater (USBR 2023). However, freshwaters can still be considerable sources of CO2 and
General Introduction
10
CH4, with a considerable importance in the global carbon cycle. Since the first estimations,
global numbers have changed a lot (Table 1). Compared to fossil fuel combustion, this natural
component of the global carbon cycle amounts to approximately 31% of the annual CO2
emissions (IPCC 2013) and almost half of global CH4 emissions to the atmosphere (Rosentreter
et al. 2021).
Table 1 Estimates of aquatic carbon fluxes (Pg) from Drake 2018. Black values indicate an independent
estimate was provided by the given study. Gray values were not refined by the given study but indicate
where an estimate was applied from previous or future study.
Study
Exported
to ocean
Outgassed
Stored
Photosynthesis
Input
from
land
Cole et al. 2007
0.9
0.75
0.23
0.3
1.1
Battin et al. 2009
0.9
1.2
0.6
0.3
1.9
Tranvik et al. 2009
0.9
1.4
0.6
0.3
2.1
Bastviken et al. 2011
0.9
1.48
0.6
0.3
2.2
Regnier et al. 2013
0.95
1.2
0.6
0.3
2.5
Raymond et al. 2013
0.95
2.18
0.6
0.3
3.4
Borges et al. 2015
0.95
2.78
0.6
0.3
4
Holgerson and Raymond
2016
0.95
3.06
0.6
0.3
4.3
Sawakuchi et al. 2017
0.95
3.88
0.6
0.3
5.1
Estimations of CO2 and CH4 fluxes in aquatic ecosystems are prone to large uncertainties, which
hampers the estimation of global GHG emissions. For CO2, this is partly due to the widespread
but rather inaccurate use of alkalinity data to derive CO2 evasion estimates. For CH4, emission
estimates are biased towards lakes, since studies on streams and rivers are scarce (Bodmer et al.
2016; Rocher-Ros et al. 2023). Additionally, seasonal variability of the fluxes has not been
determined at the global scale, limiting our ability to understand global-scale variation and
controls (Liu et al. 2022). Another source of uncertainty is the mostly ignored daily and event-
driven variability of GHG emissions, as because of practical reasons most of the measurements
have been conducted during the day. Indeed, some recent studies have shown that CO2 fluxes
from rivers are higher during night than day (Gómez-Gener et al. 2021).
There are several ways to measure CO2 and CH4 fluxes. For CO2, the most commonly used direct
methods are the boundary layer method (BLM), floating chamber (FC) and eddy covariance (EC)
measurements. For CH4, BLM and FC can also be used to determine diffusive fluxes, and gas
traps for ebullition. In the FC method, a chamber equipped with a CO2 sensor is deployed in the
field long enough to reach equilibrium between the chamber headspace and the water, this
concentration at equilibrium is used to determine the flux based on the change of concentration
CHAPTER 1
11
in the chamber headspace during a short period (Livingston and Hutchinson 1995), EC
measurements provide lake flux estimates over large areas (Aubinet et al. 2012), but they
require extensive post processing of the data (Erkkilä et al. 2018). To determine ebullitive CH4
flux, gas traps such as inverted funnels are placed above the sediment surface (Casper et al. 2000)
or water surface (Männistö et al. 2019) to capture the CH4 bubbles released from the sediments.
Most of the global estimates are based on the BLM (Cole and Caraco 1998), which uses the air-
water surface concentration gradient and the gas transfer velocity (generally calculated from
wind or water velocity). The concentration in water is very commonly indirectly calculated
using carbonate equilibria (Butman and Raymond 2011; Lauerwald et al. 2015; Park et al. 2018;
Raymond et al. 2013), which can lead to large errors. With this method, commonly measured
water parameters such as pH, alkalinity, dissolved inorganic carbon (DIC) and water
temperature, are used to estimate pCO2 (Lewis et al. 1998; Park 1969). The accuracy of the pCO2
calculation needs to be improved, by using corrective measures when there are large changes in
pH (Liu et al. 2020).
Human activities affect both CO2 and CH4 fluxes in various ways. For example, in the African
savannah, livestock watering points in rivers alter river ecosystems, which may affect
greenhouse gas emissions along the river continuum (Mwanake et al. 2022). Agricultural
streams present higher emission rates than forested streams (Bodmer et al. 2016). Urbanization
may affect both aquatic CO2 and CH4 fluxes due to the increases in human population densities,
wastewater effluents, change in runoff and increases in nutrient and organic carbon supplies
(Tang et al. 2021). Numerous studies have shown that urban water bodies are a significant
source of CO2 (Park et al. 2018; Yu et al. 2017) and CH4 to the atmosphere (Gonzalez-Valencia
et al. 2014; Martinez-Cruz et al. 2017). Variability in GHG emissions has been associated with
river sizes and their connectivity to terrestrial ecosystems (Hotchkiss et al. 2015; Raymond et
al. 2013; Rosamond et al. 2012). Some studies have suggested that agricultural run-off
contributes to increased GHG emissions from rivers (Smith et al. 2017), while recent findings
indicate that urban infrastructure may also play a role in elevated GHG emissions from urban
rivers (Gallo et al. 2014; Kaushal et al. 2014a). However, our understanding of environmental
controls of GHG emissions from stressed urban water bodies is still limited. A recent global
study on fluvial systems identified human population density as an important factor controlling
GHG emissions (Rocher-Ros et al. 2023). However, lakes, ponds, reservoirs and impoundments
and strongly modified systems were excluded from the study, leaving a major information gap.
General Introduction
12
1.6 Objectives
The present dissertation was designed to advance understanding of the impacts of human
activities on aquatic carbon dynamics. I analyzed DOM composition as a central link between
human activities and the aquatic carbon cycle. In particular, I studied how DOM is affected by
human pressures through land use change by urbanization, taking the example of a European
city, and the replacement of hippos by livestock in the African savannah. In addition, I assessed
how changes in DOM composition shape the metabolism of aquatic ecosystem and GHG fluxes.
Each of four specific objectives were addressed in a dedicated chapter (Figure 4):
1. To find out the effects of large wildlife displacement by livestock on DOM composition and
ecosystem metabolism, due to differences in the quantity and composition of faeces from
wildlife and livestock (chapter 2).
2. To discover the spatiotemporal patterns of DOM composition across a range of urban
freshwaters encompassing streams, rivers, ponds and lakes, and to identify major
environmental drivers (chapter 3).
3. To estimate carbon dioxide fluxes from an urban surface water network, determine
variability of the fluxes across the water-air interface at daily and seasonal time scale, identify
major drivers, and extrapolate the measured CO2 fluxes to the whole city of Berlin (chapter 4).
4. To quantify the net methane emissions from urban water bodies at the site and whole-city
scale and identify the underlying drivers (chapter 5).
Figure 4 Conceptual graph summarizing research included in this dissertation. Chapter 2 focuses on the
influence of human activities on African savannah rivers by analyzing the effects of replacing
hippopotamus by livestock in the catchment. Chapters 3, 4 and 5 address the influence of urban
development on carbon dynamics in contrasting aquatic ecosystems of a large European city. DOM =
Dissolved Organic Matter. Ch. = Chapter.
CHAPTER 2
13
2
Hippopotamus are distinct from domestic
livestock in their resource subsidies to and
effects on aquatic ecosystems
This study was published as:
This is the postprint version of the article.
2.1 Abstract
In many regions of the world, populations of large wildlife have been displaced by livestock, and
this may change the functioning of aquatic ecosystems owing to significant differences in the
quantity and quality of their dung. We developed a model for estimating loading rates of organic
matter (dung) by cattle for comparison with estimated rates for hippopotamus in the Mara River,
Kenya. We then conducted a replicated mesocosm experiment to measure ecosystem effects of
nutrient and carbon inputs associated with dung from livestock (cattle) versus large wildlife
(hippopotamus). Our loading model shows that per capita dung input by cattle is lower than for
hippos, but total dung inputs by cattle constitute a significant portion of loading from large
herbivores owing to the large numbers of cattle on the landscape. Cattle dung transfers higher
amounts of limiting nutrients, major ions and dissolved organic carbon to aquatic ecosystems
relative to hippo dung, and gross primary production and microbial biomass were higher in
cattle dung treatments than in hippo dung treatments. Our results demonstrate that different
forms of animal dung may influence aquatic ecosystems in fundamentally different ways when
introduced into aquatic ecosystems as a terrestrially derived resource subsidy.
Masese, F. O., M. J. Kiplagat, C. R. González-Quijano, A. L. Subalusky, C. L. Dutton, D.
M. Post, and G. A. Singer. 2020. Hippopotamus are distinct from domestic livestock in their
resource subsidies to and effects on aquatic ecosystems. Proceedings of the Royal Society B:
Biological Sciences 287:20193000
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
14
2.2 Introduction
The transfer of organic matter from terrestrial to aquatic environments has often been
understood to be dominated by litterfall and hydrologic transfers during storms and
precipitation events (Wallace et al. 1997; Wantzen et al. 2008). However, it is increasingly
recognized that large mammalian herbivores (LMH) can be major agents of transfer of
terrestrial organic matter and nutrients into aquatic ecosystems (Bond et al. 2014; Subalusky et
al. 2017). While rates vary widely over broad spatial and temporal scales and depend on the
characteristics of the animal vector and the recipient ecosystem (Subalusky and Post 2019; Vanni
2002), the amount can be significant, especially for low-order streams in rangelands and
pastoralist areas (Bond et al. 2014; Masese et al. 2018; Stears et al. 2018).
Terrestrial and aquatic ecosystems in many African savannah landscapes are intricately linked
via the vectoring role that LMH play in transferring large amounts of resources from terrestrial
to aquatic ecosystems (Jacobs et al. 2007; Naiman and Rogers 1997). Pathways of organic matter
and nutrient input into aquatic ecosystems by LMH include egestion and excretion during
migrations and watering (Hayward and Hayward 2012), facilitation of soil erosion (Jacobs et al.
2007) and drowning during water crossings (Subalusky et al. 2017). A prominent example is the
common hippopotamus (Hippopotamus amphibius, hereafter hippo), which migrates daily
between savannah grasslands, where it forages, and aquatic ecosystems where it rests and much
of its defaecation occurs (Subalusky et al. 2015). Resource subsidies from hippos alter primary
production and secondary production, most prominently through direct consumption by
bacteria, invertebrates and fish (Dawson et al. 2016; Masese et al. 2015; Subalusky et al. 2018),
and influence whole river oxygen dynamics, biogeochemistry and community composition
(Dutton et al. 2018b; Masese et al. 2018; Stears et al. 2018).
The expansion of human settlements, crop farming and conversion of forests and savannah
grasslands to pasture for livestock production have contributed to the loss of large populations
of wild LMH around the world (Kinnaird et al. 2003; Prins 2000; Ripple et al. 2015). In many
African savannahs, large populations of wild herbivores still dominate the biomass of
conservation areas (du Toit 2003; Young et al. 2013). However, even in these regions, wild LMH
are declining concurrently with increases in livestock such as cattle, goats and sheep (Ogutu et
al. 2016; Prins 2000). In most areas where livestock have replaced wildlife on the landscape,
their influence on aquatic systems has often been seen as negative, with research focusing on
habitat degradation, nutrient and organic matter loading and microbial contamination (Belsky
et al. 1999; Bond et al. 2014). However, livestock may take over some of the ecological roles
historically filled by wild LMH, thereby maintaining the functionally important linkage of
riverine ecosystems to their surrounding terrestrial landscapes. The degree to which ecosystem
effects of this functional linkage from livestock are similar to those from wild herbivores depends
in part on the similarity of the resource subsidies they transport.
CHAPTER 2
15
Ruminants such as cattle and sheep have a relatively efficient digestive system compared with
non-ruminants such as hippos and horses, and this difference in digestion produces smaller faecal
particle sizes in ruminants (Fritz et al. 2009; Thomas and Campling 1977). Non-ruminants, such
as hippos, have longer mean retention times than ruminants, which enhances nutrient extraction
from ingesta, leading to a greater ratio of C to nutrients, reflecting relatively lower quality of
their dung (electronic supplementary material, Table S1). Ruminants also forage on a broader
selection of plant species compared with nonruminants (Field 1970; Noirard et al. 2004), and by
so doing they ingest a wider variety of metabolites and chemicals (Webster et al. 1999), which
may result in differences in the chemical composition of dung and its leachate, and consequently
its effect on ecosystem processes. Differences in particle size and composition are likely to
influence the way in which dung inputs from ruminants and non-ruminants influence aquatic
ecosystems. Dung comprising large particles with a high ratio of C to nutrients, as expected
from non-ruminants such as hippos (electronic supplementary material, Table S2), is
qualitatively similar to the seasonal input of leaf litter to aquatic ecosystems in temperate forests
(Subalusky et al. 2018; Webster et al. 1999). These inputs are expected to deposit in the benthos
as relatively refractory material that increases ecosystem respiration and is incorporated into
the detrital food web. Dung comprising small particles that are relatively high in nutrients, as
expected from ruminants such as cattle, is expected to remain suspended in the water column,
which could decrease light penetration, but also be more likely to increase both water column
and benthic primary production (Garg and Bhatnagar 1999). Furthermore, the addition of
nutrient-rich ruminant dung from cattle to aquatic ecosystems already receiving large inputs of
carbon-rich non-ruminant dung from hippos may lead to interactions between the two subsidies
in decomposition rates and ecosystem effects (Kominoski et al. 2015). The incremental
displacement of wild herbivore populations by livestock raises the question of how this change
may impact the transfer of nutrients and organic matter into inland waters and the ensuing
ecosystem responses.
The Mara River and its seasonal tributaries in the Maasai Mara National Reserve (MMNR) in
Kenya host more than 4000 hippos (Kanga et al. 2011). There are also over 250 000 cattle in
communal lands adjoining the MMNR, where livestock coexist with wildlife (Ogutu et al. 2011).
This distribution results in a displacement pattern with hippo areas inside the reserve, mixed
hippo and livestock areas outside the reserve and only livestock grazing areas further away from
the reserve (Veldhuis et al. 2019). This overlapping distribution of livestock and wildlife raises
the question of how aquatic ecosystems will respond to the displacement of wild LMH by
livestock as agents of resource transfer from terrestrial to aquatic environments. Here, we
characterize the particle size and stoichiometry of cattle and hippo dung, estimate the loading
of organic matter by cattle and hippos into the Mara River and conduct an experiment in
recirculating experimental stream mesocosms to test the impacts of these different inputs on the
function of aquatic ecosystems. Previous research has already shown that the quantity of inputs
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
16
by LMH has substantial impacts on the aquatic ecosystem (Dutton et al. 2018b; Subalusky et al.
2018). For our experiment, we used a replacement design to compare ecosystem effects of cattle
dung and hippo dung both independently and in combination with one another. We measured
the effects of both hippo and cattle dung on nutrients, dissolved organic carbon (DOC) quantity
and quality, gross primary production (GPP) and ecosystem respiration (ER). We hypothesized
that cattle dung inputs would lead to higher nutrient concentrations and increased GPP, while
hippo dung inputs would lead to higher concentration of DOC and increased ER. Furthermore,
we hypothesized that these parameters may change nonlinearly along a gradient of low to high
subsidy quality––that is, from a system dominated by hippo dung to one dominated by cattle
dung––depending on the strength of the interaction between the high C and high nutrient
inputs. We further hypothesized that cattle dung would lead to a more diverse DOC composition
given the broad foraging strategy of cattle compared with hippos.
2.3. Material and methods
2.3.1 Characteristics of cattle and hippo dung
Macro- and micronutrient composition of cattle and hippopotamus faecal samples were analysed
at the Leibniz Institute for Zoo and Wildlife Research, Berlin, Germany. Before analysis, dried
samples were ground to a particle size of about 1 mm. For C and N, samples were weighed and
analysed on an elemental analyser (Hekatech, Thermo Finnigan). For P, samples were weighed,
ashed in a muffle furnace at 550°C and then digested before analysis on an inductively coupled
plasma optical emission spectrometer (ICP-OES) (PerkinElmer, Ueberlingen, Germany). Crude
protein was calculated as 6.25 ×N. Carbohydrates (sucrose, D-glucose, D-fructose and starch)
were analysed using commercial enzymatic test kits from R-Biopharm (Darmstadt, Germany).
For mineral analysis (Ca, Mg, Fe, K), samples were microwave digested and analysed by a
PerkinElmer ICP-OES.
2.3.2 Livestock versus hippopotamus loading rates of organic matter
We developed a model to estimate cattle loading rates of organic matter (dung) into the Mara
River (electronic supplementary material S1) and compared results with existing estimates of
loading rates for hippos in the river extracted from Subalusky et al. 2015. We used literature to
estimate daily dry matter intake (DMI) of zebu cattle, and the proportion of organic matter
(OM) egested or excreted. We estimated cattle loading rates of OM as a fraction of time spent
in the river, and we multiplied the per capita loading rate by the cattle population to get the
total loading rates for all cattle. We then compared the loading of cattle and hippopotamus dung
in two areas of the Mara River where their distributions overlap.
CHAPTER 2
17
2.3.3 Experimental mesocosms
We used experimental stream mesocosms constructed out of PVC canvas measuring 4.2 m long
and 19 cm wide (Subalusky et al., 2018). Water was recirculated in each mesocosm by
paddlewheels affixed to a shaft that was powered by a motor, with each of three shafts handling
six streams (electronic supplementary material S2). We had three replicates for each of six dung
treatments in a replacement design ranging from 100% hippo dung to 100% cattle dung with
20% increments of replacement (electronic supplementary material, Figure S1). This approach
allowed us to test for potential interactive effects between dung types, recognizable by nonlinear
responses to the dung treatment gradient. Treatments were randomly distributed among
mesocosms, with a replicate of each treatment in each of the three blocks. A total of 120 g (wet
weight, 1.7 g l1) of dung was distributed in each mesocosm once at the beginning of the
experiment in order to study ecosystem responses arising from differences in dung quality due
to nutrient leaching and mineralization rates. To accelerate biofilm growth, mesocosms were
inoculated with periphyton scraped off rocks from the Amala River, a tributary of the Mara
upstream of wildlife. Each mesocosm was lined with six unglazed ceramic tiles that were used
for weekly sampling of biofilms. Each week, one tile from each mesocosm was destructively
sampled without replacement for analysis of ash-free dry mass (AFDM).
2.3.4 Water sampling and analysis
We collected water samples weekly, including day 1, for analysis of ammonium (NH4+), soluble
reactive phosphorus (SRP), total phosphorus (TP), nitrite (NO2-), nitrate (NO3-), total suspended
solids (TSS), particulate organic matter (POM), dissolved organic carbon (DOC) concentration
and composition, and chlorophyll a (Chl-a). Further details on analysis of nutrients and DOC,
Chl-a, TSS and POM concentrations are available in electronic supplementary material S3. We
characterized DOC by absorbance and fluorescence analyses, which provide proxies for
DOCsource and/or biological availability (Fellman et al. 2010; Jaffé et al. 2008). To characterize
DOC, we used parallel factor analysis (PARAFAC) to decompose 349 excitationemission
matrices (EEMs) into fluorescent components (Stedmon and Bro 2008), and size-exclusion
chromatography (SEC) (Huber et al. 2011b), which separates three size fractions: humic
substances (HS), high molecular weight non-humic substances (HMWS) and low molecular
weight substances (LMWS). Further details on collection and analysis of DOC composition data
are available in the electronic supplementary material S4.
2.3.5 Metabolism
In each mesocosm, we recorded dissolved oxygen (DO) and water temperature every 1 min for
six weeks with MiniDOT loggers (PME, Vista, CA, USA). Light intensity (0 to 320 000 lux)
was recorded with HOBO Pendant Temperature/Light Data Loggers (UA-002-64; Onset,
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
18
Bourne, MA, USA). We then estimated GPP and ER from diel changes of DO, temperature and
irradiance using an inverse modelling procedure that included temperature- dependent ER,
light-dependent GPP and reaeration (Fuss et al. 2017); details are provided in electronic
supplementary material S5.
2.3.6 Data analysis
We used linear mixed effect models (LMEMs) to test the effect of dung treatment on response
variables DOC, Chl-a, AFDM, TSS, POM, SRP, NH4+, NO2- and NO3- with the lme function in
the ‘nlme’ package (Pinheiro et al., 2016) in R (R Core Team, 2017). LMEMs were used after
residuals displayed linear responses to dung treatment. LMEMs included dung treatment (six
levels) and time (week 0 to 6) as fixed effects and block as a random effect. We also included an
interaction of dung treatment with time to test for differences in the temporal dynamics of
responses. Response variables were log-transformed when appropriate to meet normality
assumptions. We ran a separate model for each variable and computed marginal R2 (R2 m,
variance explained by fixed factors) and conditional R2 (R2c , variance explained by the entire
model, i.e. by fixed and random factors) coefficients with the r.squaredGLMM function in the
MUMIN package (R Core Team, 2017). To test the effect of cattle dung on ecosystem
respiration, or production, we fitted a three-parameter sigmoid Gompertz model (Gompertz
1825), given by
𝑌(𝑡)=𝐾 𝑒−𝑙𝑎𝑔∙𝑒−𝑟𝑎𝑡𝑒∙𝑡,
to daily GPP and ER for each dung treatment (i.e. with data pooled across three streams) and
separately for each replicate stream; this yielded estimates for the upper asymptote (K), growth
rate (rate) and a dimensionless parameter for location along the time axis (lag), which shifts the
graph to the left or right and is related to the time taken to reach the upper asymptote (maximum
GPP or ER), with high values indicating faster progression towards maximum GPP or ER. Y(t)
is the expected value (GPP or ER) as a function of time (days since start of the experiment) and
t is time in days. These parameter estimates were then regressed against dung treatment (%
cattle dung) using general additive mixed modelling (GAMM) to avoid strong assumptions
about potential relationships. GAMMs were built using penalized cubic regression splines with
degrees of freedom automatically identified based on the generalized cross-validation score
(GCV). Further, to investigate weekly changes in ecosystem metabolism (GPP, ER, GPP/ER
and net ecosystem production (NEP)), weekly means for each stream were computed (total six
weeks). We then tested for differences among dung treatments using GAMMs (Zuur et al.,
2007), and included dung treatment as a fixed effect and block as a random effect. GAMMs were
fitted using the R package mgcv (Wood and Wood 2015). Principal component analysis (PCA)
was used for dimension reduction of DOC quality data (absorbance- and fluorescencederived
indices FIX, β/α, humification index (HIX); PARAFAC components C1 to C7; SEC results
CHAPTER 2
19
HMWS (in %), HS (in %), LMWS (in %)). While optical indices and SEC results are expressed
as ratios or percentages and thus describe composition with little or no influence of DOC
quantity, PARAFAC components were used in the form of quantitatively reliable absolute
fluorescence intensities. All variables were scaled to zero mean and unit s.d. prior to use in PCA.
Statistical analyses were performed with R version 3.3.1 (R Core Team, 2017) using the
packages vegan (Oksanen et al., 2013), sem (Fox 2006) and deSolve (Soetaert 2010).
2.4. Results
2.4.1 Characteristics of cattle and hippo dung
Cattle dung had lower C:N: P ratio than hippo dung (electronic supplementary material, Table
S3). C:N: P was 155.2 : 5.1 : 1.0 for cattle dung and 261.4 : 7.6 : 1.0 for hippo dung (electronic
supplementary material, Table S3); per unit C, cattle dung was thus richer in N and P than hippo
dung by 13 and 69%, respectively. Further, cattle dung was enriched in the micronutrients Ca,
Fe, K and Mg by 3.631% (electronic supplementary material, Table S3).
2.4.2 Loading rates of organic matter by cattle and hippopotamus
We estimated that cattle spend 10 min in the Mara River or tributaries per day, and each on
average loads 22.3 g DM (86.6 g wet mass) (kg body mass)1day1 into the river (electronic
supplementary material S1). Thus, an average animal (265 kg) defaecates 12.5 kg faeces (wet
mass) every day, and 0.0866 kg (0.70% of daily defaecation) goes into the Mara River. In
comparison, an average hippo (1500 kg) defaecates 17.4 kg faeces (wet mass) every day, and 8.7
kg (50%) goes into the Mara River (Subalusky et al. 2015). Using cattle population estimates
(Lamprey and Reid 2004; Ogutu et al. 2011; Ogutu et al. 2016), we estimated the total daily
loading was 1157 kg faeces into the Mara River inside the MMNR, 2599 kg outside the MMNR
and 7364 kg along the Talek River. Within the MMNR, livestock loading is only around 6% of
loading due to cattle and hippopotamus because cattle are not supposed to be grazed in the
reserve, but illegal grazing of a small number of cattle nevertheless occurs. Outside the MMNR,
where the Maasai pastoralists keep large numbers of cattle, loading by cattle along the Mara
and Talek rivers increases to nearly 16 and 57%, respectively, of the total organic matter loading
due to cattle and hippopotamus. These loading rates are based on the assumption that all cattle
within either the Mara or Talek sub-catchment visited the river for watering or crossing at least
once per day. However, some cattle may use water pans for their water needs during certain
portions of the year.
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
20
2.4.3 Nutrients
Dung treatment had a significant effect on nutrient concentrations, with a significant increase
in SRP, ammonium, nitrite and nitrate with increasing proportion of cattle dung (Table 1;
electronic supplementary material, Figure S2). There was also a significant effect of time on
nutrient concentrations, reflecting different rates of leaching, uptake and retention in biomass
(Table 1). Notably, there was a greater than 90 and 56% reduction in SRP and ammonia,
respectively, within the first two weeks across all treatments (electronic supplementary material,
Figure S3a,b). Similarly, nitrite significantly declined after the second week, while nitrate
increased (electronic supplementary material, Figure S3c,d; Table 1).
2.4.4 Organic matter and biomass
Dung treatment had a significant effect on organic matter (DOC and POM), TSS, water column
Chl-a and biomass of biofilms (AFDM) (Table 1). There was a linear increase in these variables
from low to high proportion of cattle dung (electronic supplementary material, Figure S4; Table
1). DOC concentration was considerably higher with the presence of cattle dung through the
entire experiment (electronic supplementary material, Figure S4a). There was also a significant
effect of time on these variables (Table 1). DOC concentrations increased by greater than 50%
over the experimental period (electronic supplementary material, Figure S4a), and Chl-a,
AFDM, TSS and POM increased by greater than 100% (electronic supplementary material,
Figure S4be). Further, we observed that the smaller particles of cattle dung (Fritz et al. 2009;
Thomas and Campling 1977) remained suspended in water while those from hippo dung sank
to the bottom, which was reflected by higher TSS and POM in the water column with higher
proportions of cattle dung (electronic supplementary material, Figure S4d,e).
2.4.5 DOC composition
The PARAFAC model consisted of seven components (electronic supplementary material S4,
Table S4 and Figures S5 and S6): four humic-like, one reduced humic-like and two protein-like
fluorescence components. The first two PCA axes explained 32.5 and 27.0% of the total variance,
respectively, and efficiently depicted treatment differences and development of DOC
composition throughout the experimental time (Figure 3). The 100% cattle treatment was
clearly separated from all other treatments and furthest from the 100% hippo treatment, in
particular along PC1. By contrast, PC2 was more important for capturing temporal changes,
but also contributed to definition of distinct treatment specific DOC composition at the
experiment start. At the start of the experiment, all dung treatments produced DOC with the
highest share of low molecular weight substances and rich in aromatic structures and humic
substances indicative of leaching from plant material (Figure 3a,b). DOC from cattle dung was
more fluorescent and humic compared with hippo dung, which, by contrast, had seemingly
CHAPTER 2
21
fresher DOC with relatively N-deficient high molecular weight substances (Figure 3a,b). Over
the duration of the experiment DOC composition in all dung treatments changed in parallel
towards a common endpoint of higher concentrations of less fluorescent, less humic and less
aromatic DOC (Figure 3a,b). High molecular weight substances with high C:N, likely
carbohydrates from primary production, became more important towards the end of the
experiment. Notably, DOC in the 100% cattle dung treatment experienced a strong and long-
lasting phase of humic fluorescence buildup before rejoining the other treatments0 trend. In an
effort to quantify overall compositional dynamics, we summed Euclidean path lengths from the
start to the end of the experiment in the multivariate space described by all PCs. While the 0
and 20% cattle dung treatments here resulted in DOC with minimal turnover, the 60% cattle
treatment had the highest compositional turnover of DOC (Figure 3c). This suggests the sum
of two processes––leaching from the dung and autochthonous production––cause very dynamic
DOC in treatments with a higher proportion of cattle dung.
2.4.6 Ecosystem metabolism
Dung treatment strongly influenced temporal trends in GPP and ER (electronic supplementary
material S5). There was a significant effect of dung treatment on the maximum production value
(K) and the rate of increase in GPP; as the proportion of cattle dung increased, GPP increased
slower but reached a higher maximum (Figure 1a,b). GPP increase also started later with less
cattle dung (Figure 1d), but this lag effect was insignificant owing to excessively high parameter
estimates for two streams (0% cattle dung) that had poor data coverage in the first two weeks.
Notably, while maximum GPP increased linearly with dung treatment, the rate of increase and
the lag changed nonlinearly with dung treatment and suggested stronger changes when even
only small fraction of hippo dung was replaced by cattle dung. Because of the use of different
theta values for temperature dependence of ER in metabolism models (Demars et al. 2015;
Perkins et al. 2012; Sand-Jensen et al. 2007), we used a higher modelled value of 1.1085 since
our attempts to use a common value of 1.045 (Riley and Dodds 2013) were unsuccessful. We
subsequently performed a sensitivity analysis to compare results of using both theta values on
the findings, and concluded that the response in GPP and ER to dung treatment remained
unchanged (electronic supplementary material, Figures S7S9).
CHAPTER 2
23
Figure 1 Dynamics of GPP (a) and ER (e) over 44 days as fitted with a three-parameter sigmoid Gompertz
model. To test relationship with dung treatment, we plotted mean and s.d. of upper asymptote K,
maximum rate of increase and lag for Gompertz models for GPP (b,c,d ) and ER ( f,g,h) as a function of
dung treatment, respectively, and fitted a smoothing model (grey line with shaded area represents
smoother mean and s.e.; smoother significance, R2 and GCV are supplied in the figures). Note that
parameter estimates for the smoothing models (n = 3 per treatment) were based on fits to data of
individual flumes. Note also log-scale for lag in (d ) owing to excessive lag in two flumes with 0% cattle
dung.
Figure 2 Weekly measures of flume-scale GPP (a), flume-scale ER (b), GPP : ER (c) and NEP (d ). The
dashed line indicates NEP = 0, and most of the mesocosms were net heterotrophic until day 7 and then
switched.
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
24
Dung treatment did not significantly affect K, rate and lag of ER (Figure 1eh), though there
was the suggestion of some nonlinear trends in response to dung treatment. Replacing 2060%
of hippo dung with cattle dung slightly increased the maximum rate of respiration, but the
streams with 80% cattle dung had exceptionally low maximum ER (Figure 1e,f ). The rate of
increase in respiration and the lag parameter showed distinctly nonlinear but insignificant
trends, with lowest values at intermediate dung replacement (Figure 1g,h). Our analysis of
Gompertz parameters did not account for the blocking factor in our experimental design, but
separately computed general additive mixed models did not identify a significant effect of block
on any Gompertz parameter of GPP or ER (data not shown). Using weekly averages of GPP
and ER in GAMMs with a smoother for dung treatment interacting with time, and accounting
for blocks as a random factor, we found a significant weekly increase in GPP with increasing
proportion of cattle dung (Figure 2). There was also a significant interaction between the dung
treatment smoother and time (electronic supplementary material S6, Table S5), further
indicating that the positive effect of cattle dung on GPP increased with time. We also found a
significant main effect of dung treatment on weekly means of ER and a significant interaction
between dung treatment and time (electronic supplementary material, Table S5). GAMMs did
not identify a significant effect of block on GPP or ER (electronic supplementary material, Table
S5). Most streams were heterotrophic during the first week, after which they were all
autotrophic, with NEP peaking at week 4 (28 days; Figure 2a,d).
Figure 3 PCA based on descriptors of DOC. DOC composition changed over time towards a common
endpoint composition when plotting scores (mean ± s.d. per treatment and time) (a). The PCA was based
on PARAFAC components C1 to C7, high and low molecular weight substances (HMWS, LMWS), ratio
of HMWS : LMWS and C : N of HWMS, humic-like substances (HS), aromaticity via specific ultraviolet
absorption at 254 nm (SUVA), humification index (HIX), fluorescence index (FIX), freshness index β : α
(FreshIndex) and an absorbance-based indicator of molecular size (E2 : E3) (b). Stream-specific changes
of DOC composition were quantified as cumulative Euclidean distance in PCA space considering all its
dimensions and progress along a path of consecutive time points; the graph shows average total path
length per treatment (c). Note that the arrows in (a) designate the time series from early to late in
experiment for each treatment, and ‘total DOC dynamics’ in (c) describes the approximate ‘length’ of the
temporal arrows in (a).
CHAPTER 2
25
2.5 Discussion
Our results show that replacing hippo dung with cattle dung produces different responses in
aquatic ecosystems. The smaller particle sizes and higher quality (lower C :N: P ratio) of cattle
dung compared with hippo dung appeared to promote increased leaching of nutrients and
increased assimilation (Mathuriau and Chauvet 2002; Stohlgren 1988). Indeed, cattle dung
stimulated higher primary production in both the benthos and water column compared with
hippo dung, although the rate of increase in GPP was nonlinear (Figure 1c). Cattle dung also
increased biofilm biomass in the water column, which is a cumulative measure of both microbial
and algal production. However, there were no dung treatment effects on the fitted sigmoid
parameters of ER. Hippo dung, which was composed of larger particles, tended to sink to the
bottom of the streams and reduce benthic production, suggesting it may do the same in aquatic
systems, especially during low flows (Dawson et al. 2016; Dutton et al. 2018b; Subalusky et al.
2018). By contrast, cattle dung tended to remain suspended or dissolve, and in aquatic systems,
it may become dispersed by river discharge into a larger area, creating potentially more
widespread and diffuse effects. Because light is one of the key determinants controlling
production and composition of periphyton or algae in aquatic ecosystems (Mosisch et al. 2001),
it is likely that cattle dung more strongly stimulated the autotrophic component (algae) of
periphyton while hippos stimulated the heterotrophic component (bacteria/fungi), which led to
higher GPP per unit biomass of periphyton among cattle dung treatments. Although we used a
theta value (1.1085) which is different from the typical value (1.045) that is commonly used in
modelling GPP and ER (electronic supplementary material S4), the conclusion reached that
cattle dung stimulated higher GGP values than hippo dung remains unchanged. This is because
the trends and trajectory of change in both GPP and ER are the same for both theta values
(electronic supplementary material, Figures S7S9). Moreover, ER, which is more temperature
sensitive than GPP (Demars et al. 2015; Perkins et al. 2012), did not respond to dung treatment,
irrespective of the theta value used. This is intriguing and suggests different drivers for GPP
and ER in the experiment. This can be explained by a lack of coupling between GPP and ER,
which explains the increasing concentration of DOC and microbial biomass in cattle dung-
dominated treatments over time. Thus, it is likely that increased ER from heterotrophs in the
hippo dung treatment was offset by the increased autotrophic respiration in the cattle
treatments. If there was any coupling of GPP and ER, some variation in ER would have
occurred, because a proportion of ER is autotrophic respiration (Griffiths et al. 2013; Robert O.
Hall and Beaulieu 2013). There were also effects of dung treatment and treatment by time
interactions in the composition of DOC. In streams that received higher proportions of cattle
dung relative to hippo dung, DOC displayed a strong increase in diversity over time, moving
from a dominance of allochthonous DOC, through a dominance of microbially produced DOC,
to finally a dominance of autochthonously produced DOC from primary production (Figure 3).
DOC in cattle dung treatments also showed a higher contribution of humic-like components
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
26
associated with microbial activity and high fractions of a fulvic acid-like component of higher
plant material origin (electronic supplementary material S6). The difference in DOC
composition between hippo dung and cattle dung could be due to differences in digestion
efficiency between cattle and hippos (Fritz et al. 2009); it may also result from cattle foraging
on a wider selection of plants and thus encountering a wider variety of metabolites and chemicals
than hippos (Field 1970; Noirard et al. 2004). The strong response of GPP to dung treatment
left a strong imprint on DOC (Fuss et al. 2017). For instance, as GPP peaked over time, DOC
concentration increased in concert, and composition shifted from predominantly allochthonous
towards increasingly autochthonous.
While we recognize that inputs by hippos and cattle likely vary in quantity across time and
space, which impacts how they affect river ecosystem function, this study specifically focused on
comparing the impact of input quality from these two large herbivores. Although there are no
data for African savannahs showing rates of OM and nutrient loading by livestock into rivers,
preliminary findings from the Mara River show that 1015% of cattle that visit watering points
defaecate and/or urinate in the river (J. Iteba 2019, unpublished data). Our model for estimating
dung inputs by cattle show that only a small fraction of daily dung production by cattle is
deposited directly into the river, compared with 50% of hippo dung. However, owing to variation
in cattle and hippo numbers across the landscape, cattle inputs can range from around 6 to 57%
of total organic matter loading due to cattle and hippos (electronic supplementary material,
Table S1). Our estimates of both hippo and livestock loading have some uncertainty around
them that could be improved with more detailed knowledge of animal time budgets and
population sizes. For example, cattle numbers in the basin can more than double in the dry
season, when livestock are herded in for increased forage (Lamprey and Reid 2004), suggesting
our estimates for cattle loading are conservative. Although the majority of cattle dung is
deposited outside the river, some proportion of it likely enters aquatic systems during large
rainfall events. Furthermore, it is likely that the trend towards increasing populations of cattle
and other livestock, such as goats and sheep, is likely to continue.
This research increases our knowledge about how resource subsidies from cattle may influence
aquatic ecosystem function and highlights similarities and differences between subsidies
transported by cattle versus hippos. Similar to other LMH such as hippos and ungulates (Jacobs
et al. 2007; Subalusky et al. 2015), cattle can create biogeochemical hotspots through
congregation and egestion. However, cattle subsidies are more likely to increase nutrient
concentrations and stimulate primary production in recipient aquatic ecosystems, which could
have pronounced bottom-up effects on food webs. In addition, other aspects of cattle behavior
may have pronounced ecosystem effects. The development of cattle footpaths can channel water
and nutrients from terrestrial to aquatic environments. Large herds of cattle visit watering
points during the dry season and concentrate in riparian areas, where they deposit dung and
CHAPTER 2
27
urine, which may contribute substantially to nutrient flux at a time when low water runoff limits
fluxes by hydrological vectors. Dung and urine deposited around waterholes also enrich the soil
and vegetation, and this enrichment could increase fluxes of organic matter for aquatic
consumers during inundation and/or litterfall.
2.6 Conclusion
Here we show that cattle and hippo dung have contrasting effects on aquatic ecosystem function,
likely caused by differences in faecal particle size and stoichiometry of major elements (C:N:P
ratio). Increasing inputs of cattle dung led to higher GPP and a more complex and diverse DOC
composition. By contrast, hippo dung reduced benthic primary production and led to a delayed
response in GPP, which is consistent with whole-river observations (Dutton et al. 2018a; Dutton
et al. 2018b). In landscapes where livestock are displacing hippos, these differences may lead to
substantial changes in aquatic ecosystem structure and function. Taken collectively, our results
expand the current understanding of the role played by large mammalian herbivores in the
functioning of aquatic ecosystems in African savannahs. However, they also emphasize the
species-specific nature of many of these ecological roles and suggest that species introductions
and/or rewilding efforts seeking to replace extinct species with modern analogues may have
unintended outcomes (Bar-On et al. 2018; Schweiger and Svenning 2020). Our results highlight
the need for more research on the ecological consequences of introduced large herbivores and
replacement of native populations by anthropogenic change.
Data accessibility. The data supporting this article have been deposited with the Dryad Digital
Repository at https://doi.org/10.5061/ dryad.jh9w0vt79
Authors’ contributions. F.O.M. conceived of the study, designed the study, collected field data,
performed data analysis and drafted the manuscript. M.J.K. and C.R.G.-Q. collected field data
and performed laboratory sample analysis; A.L.S., C.L.D. and D.M.P. designed the study and
critically revised the manuscript; G.A.S. designed the study, performed data analysis and
critically revised the manuscript. All authors gave final approval for publication and agree to be
held accountable for the work performed herein.
Competing interests. We declare we have no competing interests. Funding. This work was
supported by the International Foundation for Science (Research grant no. A/5810-1), an
Alexander von Humboldt Postdoc fellowship to F.O.M.; the German research foundation
(within the Research Training Group on Urban Water Interfaces, GRK 2032) to C.R.G.-Q. and
the U.S. National Science Foundation to D.M.P. (DEB 1354053 and DEB 1753727).
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
28
Supplement of Chapter 2
Hippopotamus are distinct from domestic
livestock in their resource subsidies to and
effects on aquatic ecosystems
Masese, F.O., Kiplagat, M.J., González-Quijano, C.R., Subalusky, A.L., Dutton, C.L., Post, D.M.
& Singer, G.A.
Journal: Proceedings of the Royal Society B: Biological Sciences
Article URL: http://dx.doi.org/10.1098/rspb.2019.3000
This file includes:
Electronic supplementary material S1: Characteristics of dung in African savannah and loading
rates of organic matter (dung) by cattle and hippopotamus in the Mara River, Kenya
Electronic supplementary material S2: Experimental mesocosms and design and characteristics
of hippo dung and cattle dung used in experiment
Electronic supplementary material S3: Dung treatment effects on nutrients and organic matter
Electronic supplementary material S4: DOM composition
Electronic supplementary material S5: Modeling metabolism
Electronic supplementary material S6: Weekly measures of Ecosystem Metabolism
1. Electronic supplementary material S1:
(a) Characteristics of dung for large mammalian herbivores of the African savannah
Dung from herbivore species varies considerably in C:N:P stoichiometry because of differences in body size, quality of their diet (foraging
strategy) and digestive physiology (e.g. foregut and hindgut fermenters, or for comparison ruminants and non-ruminants (Edwards 1991;
Sitters et al. 2014). For example, the dung of browsers has higher N concentrations than that of grazers (Codron et al. 2007), which results
in differences in dung C:N:P ratios (Sitters et al. 2014).
Table S1 Mean dung C, N, P concentrations and stoichiometry for some large mammalian herbivores of the African savannah
Herbivore
species
Digestive
physiology and
feeding strategy*
C
(mg
g -1)
N (mg
g -1)
P
(mg
g -1)
C:N
C:P
N:P
C:N:P
References
Bushbuck
Ruminant browser
417.0
18.9
3.3
25.0
164.0
6.1
164:6.1:1
(Sitters et al. 2014)
Giraffe
Ruminant browser
499.0
23.9
3.3
16.1
142.0
9.1
142:9.1:1
(Sitters et al. 2014)
Goat
Ruminant browser
29.7#
1.7#
0.3#
19.2
102.3
6.4
102:6.4:1
(Sileshi et al. 2017)
Cattle
Ruminant grazer
29.1#
1.3#
0.5#
23.3
79.2
3.6
79:3.6:1
(Sileshi et al. 2017)
Zebu cattle
Ruminant grazer
28.4#
11.3
2.2
30.4
155.2
5.1
127:5.1:1
this study
Buffalo
Ruminant grazer
348.0
10.9
2.4
30.5
153.0
5.3
153:5.3:1
(Sitters et al. 2014)
Hartebeest
Ruminant grazer
403.0
8.6
3.0
52.9
153.0
3.6
153:3.6:1
(Sitters et al. 2014)
Reedbuck
Ruminant grazer
389.0
17.1
3.1
21.9
103.0
4.8
103:4.8:1
(Sitters et al. 2014)
Waterbuck
Ruminant grazer
379.0
14.5
2.9
29.1
145.0
5.3
145:5.3:1
(Sitters et al. 2014)
Wildebeest
Ruminant grazer
358.0
13.5
3.5
27.3
119.0
4.8
119:4.8:1
(Sitters et al. 2014)
Zebra
Non-ruminant
grazer
414.0
12.2
3.5
45.7
213.0
4.0
213:4.0:1
(Sitters et al. 2014)
Hippopotamus
Non-ruminant
grazer
33.7#
9.8
1.3
34.4
261.4
7.6
261:7.6:1
this study
Hippopotamus
Non-ruminant
mixed feeder
34.9#
1.0#
0.2#
34.9
222.8
6.3
223:6.3:1
(Subalusky et al. 2015)
Elephant
Non-ruminant
mixed feeder
447.0
13.5
1.8
34.4
221.0
7.9
221:7.9:1
(Sitters et al. 2014)
*Herbivore species were grouped per digestive physiology and feeding strategy based on (Cerling et al. 2003; Codron et al. 2007; Kingdon and Largen
1997).
#These numbers are % per weight of dry matter
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
30
(b) Loading of organic matter (dung) by cattle and hippopotamus in the
Mara River, Kenya
Methods: We estimated cattle loading rates of organic matter (dung) into the Mara River, Kenya
inside and outside of the Maasai Mara National Reserve (MMNR), where there is an overlapping
distribution of livestock and hippopotamus. We used literature estimates of the daily dry matter
intake (DMI) of Zebu cattle, which were determined as a fraction of their body mass (BM) (Elliott
and Fokkema 1961; Oyenuga and Olubajo 1975). It has been established that DMI scales with BM
in herbivores (Clauss et al. 2007; Müller et al. 2011). We used literature values to determine DMI,
which has been estimated to range from 1.9 % - 2.5 % BM for cattle on African pasture (Elliott and
Fokkema 1961; Oyenuga and Olubajo 1975). Two values have been provided in the literature for
BM of cattle in the Mara Basin; 180 kg (Lamprey and Reid 2004) and 350 kg (Hoffman 2007), so
we used an average weight of 265 kg. Similarly to estimates of hippopotamus loading rates that
have been determined for the Mara River (Subalusky et al. 2015), we used the low intake value of
1.9 % BM (equivalent to 5035 g DM) for the wet season (lasting 6 months) and the highest value
of 2.5 % BM (6625 g DM) for the dry season. We assumed that the cattle population in the Mara
were in metabolic equilibrium and used the following equation to estimate the mass of organic
matter (OM) excreted or egested (ex/eg):
Mass of ex/eg OM = Mass Food Consumed (DMI) x % ex/eg OM
To determine the amount of OM (dry matter) excreted or egested, we used literature estimates
showing cattle on a grass diet excrete or egest 57% (Zhu et al. 2018). Cattle preferentially defecate
in rivers during watering or crossings (Bond et al. 2012), so we used time budgets to estimate the
per cent of excretion and egestion occurring in the river. Both cattle and hippos have long mean
gut retention times for particles (71 h for hippopotami and 66 h for cattle) and fluids (26 h for
hippopotami and 32 h for cattle) (Clauss et al. 2004; Clauss et al. 2007; Müller et al. 2011). Thus,
we assumed constant excretion and egestion rates by cattle throughout the day, as was done in the
hippopotamus study (Subalusky et al. 2015). Using behavioural data collected at livestock watering
points across the Mara River basin (Iteba J, unpublished data), we determined that cattle spend an
average of 10 minutes in or near the river during watering and/ or crossings. To obtain the daily
per-cattle rate of loading into the Mara River, we multiplied total per-cattle daily excretion and
egestion rates by the fraction of time spent in the river per day.
We estimated the total loading rates to the Mara River by multiplying the per-cattle loading rate
by cattle population estimates in the Mara River in 2002 (Reid et al. 2003), and compared these with
CHAPTER 2. SUPPLEMENT
31
the hippopotamus population in 2006 (Kanga et al. 2011). We then compared the loading of cattle
and hippopotami in two areas of the Mara River where their distribution overlaps: the Mara River
outside the Maasai Mara National Reserve and along the Talek River. We assumed that all cattle
within either the Mara or Talek sub-catchment visited the river for watering or crossing at least
once per day. Some cattle may use water pans for their water needs during certain portions of the
year, which may make our loading estimates on the upper end of potential inputs.
Results: We estimate cattle in the Mara basin have a daily dry matter intake of 25 g DM kg-1 in the
dry season and 19 g DM kg-1 in the wet season. This is in comparison to the daily dry matter intake
of 4.5 g DM kg-1 in the wet season and 6.8 g DM kg-1 in the dry season for hippopotamus (Subalusky
et al. 2015). We estimate that an average cattle excretes or egests 10.5 g DM kg cattle-1day-1 in the
wet season, and 13.8 g DM kg cattle-1day-1 in the dry season. Assuming that cattle consumption is
averaged over 6 months of wet season and 6 months of dry season (Subalusky et al. 2015), and that
they spend 10 minutes in the river per day, we estimate an average cattle loads 22.3 g DM kg cattle-
1day-1 to the river. Using % dry mass estimates from cattle faeces in the field (25.7% dry mass), we
calculated that 22.3 g DM equals 86.6 g faeces (wet mass), thus an average cattle (265 kg) defecates
12.5 kg faeces (wet mass) every day, and 0.0866 kg (0.69% of daily defecation) of that goes into the
Mara River. In comparison, an average hippopotamus (1500 kg) defecates 17.4 kg faeces (wet mass)
every day, and 8.7 kg (50%) of that goes into the Mara River (Subalusky et al. 2015). Using
population estimates from 2000 (Lamprey and Reid 2004; Reid et al. 2003), we estimated total daily
loading for the cattle population in the Mara River outside the reserve (MMNR) and along the
Talek River to be 2599 kg and 7364 kg faeces (wet mass), respectively (Table S1). Although the
cattle population estimates of 2000 are old, a study shows that by 2016 the numbers had not changed
significantly, although the numbers were higher between 2005 and 2010 (Ogutu et al. 2016). In
comparison, the total daily loading from excretion and egestion of hippopotamus population in the
Mara River outside the reserve (MMNR) and along the Talek River (1,571 and 648 individuals,
respectively) is estimated to be 13,668 kg and 5,638 kg faeces (wet mass), respectively, which is
equivalent to a total of 4,586 kg day-1 DM (Table S1). Of the total organic matter loading due to
cattle and hippos, cattle contribute 6-57% of inputs.
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
32
Table S2 Estimated loading rates of organic matter (dung) by cattle and hippopotamus in the Mara River,
Kenya
Hippopotamus and cattle populations and
loading numbers
Inside
Reserve
Outside
Reserve
Talek
River
Hippoptamus numbersx
1,924
1,571
648
Cattle numbers*
13,350
30,000
85,000
Total loading by hippopotamus population (kg day-
1, wet wt)y
16,739
13,668
5,638
Total loading by cattle population (kg day-1, wet
wt)
1,157
2,599
7,364
*Data sources- (Lamprey and Reid 2004; Reid et al. 2003). Cattle numbers outside the reserve are for the
Koyake Group Ranch, while numbers for the Talek represent all other Group Ranches, estimated from the
conservative number of 100,000 cattle in the group ranches outside the MMNR.
xHippopotamus numbers and density are from (Kanga et al. 2011; Subalusky et al. 2015), respectively.
yEstimates of hippopotamus loading rates are from (Subalusky et al. 2015).
2. Electronic supplementary material S2: Characteristics of hippo dung and
cattle dung and experimental mesocosms
(a) Characteristics of cattle and hippo dung
Macro- and micro-nutrient composition of of cattle and hippopotamus faecal samples used for the
mesocosm experiment were analysed at the Leibniz Institute for Zoo and Wildlife Research, Berlin,
Germany (Table S3). Before the analysis, all dried samples (60C for 48h) were grounded with an
IKA A 11 Basic mill (IKA-Werke GmbH & Co. KG, 79219 Staufen, Germany) to a particle size of
about 1mm. For C and N, samples were weighed and loaded into tin cups and analysed on a
elemental analyser (Hekatech-Elemental analyser, Thermo Finnigan). For P, samples were
weighed, ashed in a muffle furnace at 550 °C, then digested before analysis on a Perkin-Elmer ICP-
OES (Perkin Elmer, Ueberlingen, Germany). Crude protein was calculated as 6.25*N (Dijkslag et
al. 2019). For analyses of carbohydrates (sucrose, d-glucose, d-fructose, starch) we used enzymatic
tests, commercial kits from r-biopharm (R-Biopharm AG, 64297 Darmstadt, Germany) in which
standard solutions were included. Additionally, a lab standard always was run in all nutrient
analyses to check for reproducibility and accuracy of the tests. For mineral analysis (Ca, Mg, Fe, K)
samples were microwave digested and analyzed by AAS (Atom-Absorption-Spectroscopy).
CHAPTER 2. SUPPLEMENT
33
Table S3 Characteristics of hippo dung and cattle dung used in the mesocosms in this study
Parameter
Hippo dung
Cattle dung
Mean particle sizes in mm*
17.8
0.4
Carbon (% of dry matter)
33.71
28.36
Nitrogen (% dry matter)
0.98
1.13
Protein (% dry matter)
6.13
6.55
Fructose (mg g-1)
0.00
0.00
Glucose (mg g-1)
0.51
0.52
Sucrose (mg g-1)
0.26
0.47
Starch (mg g-1)
2.59
1.87
Ca (mg g-1)
6.15
8.07
Fe (mg g-1)
3.79
4.14
K (mg g-1)
9.62
10.29
Mg (mg g-1)
1.63
1.69
P (mg g-1)
1.29
2.23
N (mg g-1)
9.81
11.32
C:N:P
261.4:7.6:1.0
127.2:5.1:1.0
*From (Fritz et al. 2009; Thomas and Campling 1977).
(b) Experimental set-up of mesocosms
Mesocosms were constructed out of PVC canvas measuring 4.2 m long and 19 cm wide (Subalusky
et al. 2018). Water was recirculated in each mesocosm by paddlewheels affixed to a shaft that was
powered by a motor, with each shaft (blocks A, B and C) handling 6 streams (Figure S1). The
streams were located in an open field, and the entire array was covered with a shade cloth to yield
even light distribution. Mesocosms were lined with washed gravel and filled with river water from
a region upstream of most herbivore inputs. Mean (±SD) velocity and depth across channels were
0.078 ± 0.013 m s-1 and 7.8 ± 0.7 cm, respectively. Water levels were maintained by rainfall and
additions of rainwater. The river water had the following physicochemical characteristics: total
suspended materials = 1.11±0.1 mg L-1, temperature = 19.4±0.7 C, dissolved organic carbon =
1.62±0.5 mg L-1, nitrate = 1.48±0.4 mg L-1, soluble reactive phosphorus = 0.06±0.06 mg L-1, and a
concentration of ammonia below detection limits (10 μg L-1). Background nutrient and DOC
concentrations were lower than treatment level concentrations in all treatments.We had three
replicates for each of 6 dung treatments in a replacement design ranging from 100% hippo dung to
100% cattle dung: H100 = 100% hippo, 0% cattle; H80 = 80% hippo, 20% cattle; H60 = 60% hippo,
40% cattle; H40 = 40% hippo, 60% cattle; H20 = 20% hippo, 80% cattle; and H0 = 0% hippo, 100%
cattle.
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
34
Fresh hippo dung and cattle dung were collected from hippo paths and Maasai livestock pens,
respectively. Dung from 5 different hippo paths and 3 cattle pens was thoroughly homogenized in
buckets before use. We had three replicates for each of 6 dung treatments in a replacement design
ranging from 100% hippo dung to 100% cattle dung with 20% increments of replacement (Figure
S1). In contrast to a simpler pure hippo vs. pure cattle design, this approach allowed us to test for
potential interactive effects between dung types, recognizable by non-linear responses to the dung
treatment gradient. Treatments were randomly distributed among mesocosms, with a replicate of
each treatment in each of the three blocks. A total of 120 g (wet weight, 1.7 g L-1) of dung was
distributed in each mesocosm once at the beginning of the experiment in order to study ecosystem
responses arising from differences in dung quality due to nutrient leaching and mineralization rates.
This concentration of dung is lower than field estimates for hippo sites in the Mara river (4 g L-1,
Subalusky et al. 2015), but it provided a sufficient quantity to elicit ecosystem responses without
creating hypoxic conditions.
To accelerate biofilm growth, mesocosms were inoculated with periphyton scraped off rocks from
the Amala River. Each mesocosm was lined with 6 unglazed ceramic tiles that were used for weekly
sampling of biofilms. Each week, one tile from each mesocosm was destructively sampled without
replacement, and biofilm was scrubbed off into a known volume of water and filtered through pre-
weighed and pre-combusted GF/F filters (Whatman International Ltd., Maidstone, England) for
analysis of ash-free dry mass (AFDM).
CHAPTER 2. SUPPLEMENT
35
Figure S1 Experimental set-up and dung used in mesocosms: (a) allocation of dung treatments in three blocks
driven independently by paddle wheels, (b and c) layout and details of mesocosms, (d) hippo dung, and (e)
cattle dung.
Block A
Block B
Block C
H100
18
mesocosms
Experimental design
H100
H100
H0H20
H60 H40
H60
H60
H80
H20
H20
H0
H0H40
H40 H80
H80
(a) (b)
(c) (d) (e)
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
36
3. Electronic supplementary material S3: Dung treatment effects on
nutrients and organic matter
Water samples for ammonium, nitrate, nitrite, and SRP were filtered on site through pre-combusted
(450°C for 4 h) and pre-washed Whatman GF/F filters into acid-washed HDPE bottles, and stored
at 4°C until analysis within 48 hr. For TSS and POM, water was filtered on site through pre-
combusted and pre-weighed GF/F filters. Water samples for DOC concentration and composition
were filtered on site through a double layer of pre-combusted Whatman GF/F filters (pore size 45
µm) followed by GF/75 filters (pore size 3 µm) into acid-washed and pre-combusted glass vials.
DOC samples were then acidified with 2 N hydrochloric acid (HCl) to pH 2 and refrigerated at 4°C
until analysis. TP and TN was determined following the persulfate digestion method (APHA 1998).
We measured SRP, TN, TP, NO3-2 and NH4+ in water samples using standard colorimetric methods
(APHA 1998). We measured DOC concentration using a Shimadzu TOC-V-CPN fitted with an
inorganic C removal unit. We extracted Chl-a in 90% ethanol and determined concentrations
spectrophotometrically (APHA 1998). We measured TSS concentration (g L 1) by drying filters
with the adhered sediments and subtracting the filter weight. POM in TSS was further determined
gravimetrically after ashing filters at 450 °C for 4 h, re-weighing them, and subtracting the ashed
weight from TSS. Biofilm biomass (AFDM) was measured similarly to POM using the filtered
slurry from the scraped tiles and expressed per unit area.
CHAPTER 2. SUPPLEMENT
37
(a) Dung treatment effects on nutrient concentrations
Figure S2 Influence of dung treatment on (a) soluble reactive phosphorus (SRP), (b) nitrite, (c) ammonium,
and (d) nitrate concentrations. Asterisks are displayed for significant linear relationships across low-high
proportions of cattle dung for each sampling occasion (α 0.05). *P < 0.05, **P < 0.01, ***P < 0.001.
Dung treatment (% cattle dung)
020 40 60 80 100
Nitrate (mg L-1)
0
2
4
6
8Day 1
Day 7
Day 14, R2 = 0.41**
Day 21
Day 28
Day 35, R2 = 0.35*
Day 42
Dung treatment (% cattle dung)
020 40 60 80 100
Nitrite (mg L-1)
0.00
0.05
0.10
0.15
0.20
0.25
Day 1, R2 = 0.53***
Day 7, R2 = 0.69***
Day 14, R2 = 0.55***
Day 21, R2 = 0.35*
Day 28, R2 = 0.28*
Day 35, R2 = 0.42**
Day 42
Dung treatment (% cattle dung)
Ammonium (mg L-1)
0.0
0.1
0.2
0.3
0.4
Day 1, R2 = 0.86***
Day 7
Day 14
Day 21
Day 28
Day 35
Day 42
Dung treatment (% cattle dung)
SRP (mg L-1)
0.0
0.5
1.0
1.5
2.0 Day 1, R2 = 0.54***
Day 7, R2 = 0.71***
Day 14
Day 21
Day 28
Day 35
Day 42
(a)
(d)
(c)
(b)
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
38
Figure S3 Influence of time on (a) soluble reactive phosphorus (SRP), (b) nitrite, (c) ammonium, and (d)
nitrate concentrations among dung treatments
.
Time in days
010 20 30 40
Nitrite (mg L-1)
0.00
0.05
0.10
0.15
0.20
0.25
0.30
H0
H20
H40
H60
H80
H100
Time in days
010 20 30 40
Ammonium (mg L-1)
0.0
0.1
0.2
0.3
0.4
0.5
H0
H20
H40
H60
H80
H100
Time in days
010 20 30 40
SRP (mg L-1)
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6
H0
H20
H40
H60
H80
H100
Time in days
010 20 30 40
Nitrate (mg L-1)
0
2
4
6
H0
H20
H40
H60
H80
H100
(a)
(d)
(c)
(b)
CHAPTER 2. SUPPLEMENT
39
(b) Dung treatment effects on organic matter
Figure S4. Influence of dung treatment on a) DOC, b) chlorophyll-a (Chl-a), c) ash-free dry mass (AFDM),
d) total suspended solids (TSS), and e) particulate organic matter (POM) concentrations. Asterisks and model
fits are displayed for significant linear relationships (α 0.05). *P < 0.05, **P < 0.01, ***P < 0.001.
Dung treatment (% cattle dung)
020 40 60 80 100
POM (mg L-1)
0
10
20
30
40
50
60 Day 1
Day 7
Day 14, R2 = 0.82***
Day 21, R2 = 0.69***
Day 28, R2 = 0.88***
Day 35, R2 = 0.86***
Day 42, R2 = 0.90***
Dung treatment (% cattle dung)
DOC (mg L-1)
10
20
30
40 Day 1, R2= 0.36**
Day 7, R2= 0.70***
Day 14, R2 = 0.57***
Day 21, R2 = 0.31*
Day 28, R2 = 0.36**
Day 35, R2 = 0.19
Day 42, R2 = 0.62**
Dung treatment (% cattle dung)
020 40 60 80 100
TSS (mg L-1)
0
20
40
60
Day 1, R2 = 0.30*
Day 7, R2 = 0.30*
Day 14, R2 = 0.37**
Day 21, R2 = 0.57***
Day 28, R2 = 0.40**
Day 35, R2 = 0.53***
Day 42, R2 = 0.77***
Dung treatment (% cattle dung)
AFDM (mg cm-2)
0
10
20
30
40 Day 1
Day 7
Day 14, R2 = 63***
Day 21, R2 = 67***
Day 28, R2 = 81***
Day 35, R2 = 52***
Day 42, R2 = 49**
Dung treatment (% cattle dung)
020 40 60 80 100
Chl-a ( g L-1)
0.0
50.0
100.0
150.0
200.0
250.0
Day 1
Day 7
Day 14, R2 = 0.60***
Day 21, R2 = 0.50***
Day 28, R2 = 0.63***
Day 35, R2 = 0.47**
Day 42, R2 = 0.40**
(a)
(c)
(b)
(d)
(e)
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
40
4. Electronic supplementary material S4: DOM composition
Animal dung releases dissolved organic matter of carbon (DOC) into water with nutrients. DOC in
water contains thousands of molecules (Coble 2007) that influence ecosystem processes through
light attenuation and nutrient availability (Ishii and Boyer 2012). For instance, the optically active
part of DOC, which is known as coloured dissolved organic carbon (CDOC), is several times that of
chlorophyll in coastal areas (Coble 2007). Determining the composition of DOC allows the study of
factors such as land use and land management practices, as they affect spatial and temporal
variations in stream biogeochemistry and ecosystem functioning (Fellman et al. 2010; Ishii and
Boyer 2012; Masese et al. 2017; Mwanake et al. 2019). Here, we studied DOC released by leachates
of cattle dung and hippo dung in order to understand and compare their properties and influence
on ecosystem processes.
We characterized the optically active DOC fraction by absorbance and fluorescence analyses, which
provide proxies for DOC source and/or biological availability (Fellman et al. 2010; Jaffé et al. 2008).
DOC absorbance spectra (250600 nm, every 5 nm) and fluorescence excitationemission matrices
(EEMs, excitation wavelength from 250 to 600 nm, in 5 nm increments and emission range of 250
550 nm in 1.77 nm increments) were measured simultaneously on a Horiba Aqualog (Horiba Ltd,
Kyoto, Japan) spectrophotometer using a 1 cm quartz cuvette and a scan speed of 12,000 nm min-1
with a response time of 0.01 s. MilliQ water was used as an optical blank. Naperian absorption
coefficients were calculated from absorbance scans (Green and Blough 1994) and used to calculate
a number of indices. A ratio of absorption coefficients E2:E3 (a250:a365), which declines with increasing
molecular size, was used to provide further information on DOC aromaticity and molecular weight
(Helms et al. 2008). The spectra slope ratio (SR), which is a ratio of the short wavelength slope (S275-
295) and the long wavelength slope (S350-400), served as an indicator of molecular weight and
photodegradation-induced shifts (Helms et al. 2008). The DOC-standardized specific UV
absorption at 254 nm (SUVA254), which is commonly used as an indicator of aromaticity (Weishaar
et al. 2003), was computed by dividing decadal absorbance by cuvette path length (in m) and by
DOC concentration (in mg C L-1).
EEMs were corrected for the water Raman scatter, RayleighTyndall effect and the inner filter
effect (McKnight et al. 2001; Parlanti et al. 2000), and used to calculate three fluorescence indices:
fluorescence index (FIX) (McKnight et al. 2001), freshness index (β/α) (Wilson and Xenopoulos
2009a), and humification index (HIX; unitless) (Ohno 2002). The FIX provides information on DOC
origin, distinguishing terrestrially derived DOC (FIX~1.2) from microbially derived DOC
(FIX~1.9), and was calculated as the ratio of emission intensity at 450500 nm for an excitation of
CHAPTER 2. SUPPLEMENT
41
370 nm (McKnight et al. 2001). β/α indicates the proportion of recently produced DOC relative to
more decomposed DOC (Parlanti et al. 2000; Wilson and Xenopoulos 2009a). β/α values >1
indicate that DOC is primarily of autochthonous origin and values 0.6-0.8 indicate primarily
allochthonous origin (Huguet et al. 2009a). HIX is directly proportional to the humic content of
DOC, where HIX values around 12 are associated with non-humified plant material and values >
10 are commonly reported for fulvic acid extracts (Ohno 2002; Zsolnay et al. 1999).
We used parallel factor analysis (PARAFAC) to decompose 349 EEMs into fluorescent components
of DOC (Stedmon and Bro 2008). PARAFAC was conducted using DOMFluor toolbox 1.7
following Stedmon & Bro (2008) in Matlab 7.11.0 (MathWorks, Massachusetts, USA). The number
of components was determined by using split half validation and assessed with random initialization
fits and residual analysis (Stedmon and Bro 2008). We further characterized DOC using size-
exclusion chromatography (SEC) (Huber et al. 2011a), which separates three size fractions: humic
substances (HS), high-molecular weight non-humic substances (HMWS) and low molecular weight
substances (LMWS).
Fluorescence EEMs were very dissimilar and occurred over a wide range of excitation (ca. 250450
nm) and emission (ca. 270600 nm) wavelengths (Figures S4 and S5). The PARAFAC model
consisted of seven components (referred as C1C7) whose fluorophores were compared with
literature (Table S2). The position and spectral shape for the seven components are shown in
Figures S4 and S5. Four humic-like (C1, C4, C5 & C6), one reduced humic-like (C2) and two
protein-like (C3 and C7) fluorescence components were identified across our dataset, with C1, C3,
C5, and C6 being among the most commonly observed components in aquatic ecosystems (Murphy
et al. 2014). C1 and C4 are located in the fluorescence region that usually define the ubiquitous
humic-like Peaks C and A, respectively (Coble 1996), and are related to high molecular weight
humic substances of terrestrial origin (Fellman et al. 2010). In addition, component 4 has been
shown to be resistant to photodegradation (Stedmon and Markager 2005a). C5 was similar to peak
M, and resembled components of high molecular weight, humic-like, terrestrial material (Fellman
et al. 2010) with increased aromatic carbon content, indicating higher plant material as a likely
source (Cory and McKnight 2005). C6 had both a primary excitation peak (ca 250270 nm) and a
secondary excitation peak (340420 nm), which have been associated with large molecular size,
hydrophobic compounds (Wu et al. 2003). Protein-like C3 and C7 spectra resemble those of
tryptophan and tyrosin free amino acids, respectively, and have been classified as originating from
microbial DOM sources (Cory and McKnight 2005; Fellman et al. 2010). C7 was also the most
redshifted component in our study, resembling peak T (Fellman et al. 2010).
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
42
Figure S5 Observed excitation and emission wavelengths for maximum fluorescence of the 7 PARAFAC
components identified in our dataset.
Figure S6 Emission and excitation loadings of the 7 PARAFAC components
Component 1
Component 5
Component 4Component 3
Component 2
Component 7Component 6
Excitation
Emission
Table S4 Fluorescent components of DOM as identified by parallel factor analysis (PARAFAC). Given are observed excitation and emission
wavelengths for maximum fluorescence, alignment with distinct fluorescence peaks and PARAFAC components identified in previous studies, probable
sources of DOC and a literature-based component descriptiona.
PARAFAC
component
(this study)
Excitation
maximum
(nm)
Emission
maximum
(nm)
Peak name and
PARAFAC
component s
(previous studies)
Probable
sources*
Description
C1
<250, 250
428-444
CCa,Cb,Cd, MCd, βP, 1Sma,
4SMb, 1Ma, 11CMK
T, A, M
UVA humic-like component. Low
molecular weight, biological activity,
widespread
C2
<250, 250
516-530
(500-550)
4CMK
T, M
Hydroquinone-like component. reduced
humic-like component
C3
270-276
320-332
BCa, δP, 8CMK, 6SMa,
7SMb, 5SMB, 7Ma, 6Mb,
4CK
T, A, M
Protein- and tryptophan-like component,
microbial-produced, widespread
C4
<250, 250
436-456
ACa,Cb, ACb, αP
T
UVC humic-like, fulvic acid component.
C5
<250, 250
378-382
ACb, MCd, βP, 1Sma,
4SMb, 1Ma
T, A, M
UVA humic-like component. Polycyclic
aromatic, increased aromatic carbon
content.
C6
256-262
(366-378)
446-472
ACa,Cd, CCa,Cd, αP
T
UVC humic-like + UVA humic-like
component. reduced humics, widespread.
C7
254
302
BCb,Cd, TCd, γP, 13CMK,
4SMa, 8SMb, 1Ma, 7Mb
T, A, M
Protein- and tyrosine-like component. may
indicate more degraded peptide material
aValue in parentheses is secondary maximum. See text for discussion of probable origins. * T, terrestrial plant or soil organic matter; A, autochthonous
production; M, microbial processing.
ca Coble et al. (1990); cbCoble (1996); cdCoble et al. (1998); PParlanti et al. (2000); SMaStedmon and Markager (2005b); SMbStedmon and Markager (2005a);
MaMurphy et al. (2008); MbMurphy et al. (2011); CMKCory and McKnight (2005); SMBStedmon et al. (2003); CKCory and Kaplan (2012).
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
44
5. Electronic supplementary material S5: Modeling metabolism
We estimated flume-scale GPP and ER following Fuss et al. (2017) by fitting a differential
equation model (Hotchkiss and Hall 2014; Van de Bogert et al. 2007) to diel DO concentration
measured at a single site (Marzolf et al. 1998; Odum 1956). The model simulates temporal
changes in DO concentration (dDO/dt) as the result of parameterized GPP, ER and reaeration
(RF, eqn 1):
𝑑DO
𝑑𝑡 =(GPPER+RF)×1
𝑧 (1)
where GPP adds DO to the water by photosynthesis; ER consumes DO and RF is the gas
exchange at the waterair interface. GPP (g O2 m-2 min-1) was modelled with light saturation
(Ratkowsky, 1986; Uehlinger, König & Reichert, 2000) as:
GPP=PAR
P1+P2+PAR (2)
where PAR (W m-2) is the observed, instantaneous PAR. P1 (W min g-1 O2) is the inverse of the
slope of a photosynthesisirradiance curve at low light intensity and P2 (m2 min g-1 O2) is the
inverse maximum photosynthesis rate. Daily GPP (GPP24, g O2 m-2 day-1) was integrated from
P1, P2, the light record and the time step t between light measurements:
GPP24=𝑃𝐴𝑅𝑡
𝑃1+𝑃2+𝑃𝐴𝑅𝑡
𝑡 𝑒𝑛𝑑
𝑡=𝑡0 × ∆𝑡 (3)
Since ER (g O2 m-2 min-1) is a strongly temperature-dependent process (Kirschbaum 1995), it
was modelled with the van’t HoffArrhenius equation (Parkhill and Gulliver 1999):
ER=ER20
(24 ×60) × 𝜃(T−20) (4)
where ER2420 (g O2 m-2 day-1) is the daily rate of ER standardized to 20 °C and T (°C) is the
observed, time specific ambient stream temperature, and 𝜃 (theta) is the temperature dependance
on respiration. Because different authors have used different values of 𝜃 (e.g., Demars et al.
2015), and our modeling efforts were not successful with the commonly used value of 1.045, we
decided to model this value and obtained a value of 1.1085 that we used in our model. Since
diurnal variations in temperature in the mesocosms was high (mean daily range 14 °C - 26 °C),
using a higher value for theta was more relevant for our analysis. Moreover, our model outputs
were greatly improved. In order to investigate ER at in situ temperature, we translated ER2420
to ER24insitu (g O2 m-2 day-1) using recorded in situ temperature measurements T (°C) for every
time interval t:
CHAPTER 2. SUPPLEMENT
45
ER24𝑖𝑛𝑠𝑖𝑡𝑢 =𝐸𝑅20
(24×60)
𝑡 𝑒𝑛𝑑
𝑡=𝑡0 × 1.1085(𝑇𝑡20)×∆𝑡 (5)
The reaeration flux RF (g O2 m-2 min-1) was computed as
RF =𝑘 × DOdeficit (6)
where k is the temperature-dependent vertical gas exchange velocity (m min-1) and DOdeficit (g
m-3) is the difference of the observed DO concentration (DO) to DO at 100% saturation (DOSat):
DOdeficit =DOSat DO (7)
DOSat was calculated from observed, time-specific ambient stream temperature and atmospheric
pressure (Benson and Krause Jr 1984). The vertical gas exchange velocity k (m min-1) is related
to the reaeration coefficient K (min-1) by multiplication with depth (m) (Marzolf et al. 1998;
Raymond et al. 2012). We used a reaeration coefficient measured in 6 mesocosms (2 each for
each block) by degassing water by boiling and then cooling in air-tight containers before
carefully filling the mesocosms with minimal bubbling. The slope of the linear increase in DO
concentration was used as an estimate of re-aeration. Temperature dependence of gas exchange
was calculated according to Elmore (1961) and Bott (Bott 1996):
𝐾𝑇=K20 × 1.024𝑇20 (8)
where KT and K20 are reaeration coefficients at ambient stream temperature T and at 20 °C,
respectively. For model fitting, the time derivative dDO/dt of eqn (1) was approximated by
differences in DO/t across the observed time intervals, and a discretized time series of DO
was predicted using observed, time-specific temperature and light conditions, barometric
pressure and a chosen parameter set P1, P2, ER2420 and K20 (Fuss et al. 2017; Hotchkiss and
Hall 2014; Van de Bogert et al. 2007):
DO𝑡+1 =DO𝑡+(GPP𝑡 ER𝑡+RF𝑡)×∆𝑡×1
𝑧 (9)
DOt+1 (g O2 m-2) was computed from DO𝑡 and GPP, ER and RF were computed from
temperature and light conditions at the previous time point t. ∆𝑡, the time interval between t
and t + 1, is needed to scale up the minute-specific rates accordingly and is chosen in agreement
with the observed time series. Equation (9) was obtained by forward differencing or Eulerian
integration of eqn (1) (Soetaert & Herman, 2009). A first observed DO measurement is used as
a starting value (DO𝑡0 ), from which all subsequent DO𝑡 values are computed. To fit P1, P2,
ER2420 and K20 to empirical data, we used eqn (9) in an inverse modelling approach that
repeatedly models a DO time series with updated parameter values and minimizes the sum of
squared residuals of the modelled to the observed DO time series. We estimated a reaeration
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
46
coefficient (k) by filling 6 clean mesocosms (2 for each block) with degassed (boiled and cooled)
water and then used recorded DO and temperature to model reaeration (K20) without GPP and
ER. K20 was then used as a starting value to reliably model P1, P2, ER2420 and K20.
Over the last decade, temperature depencency of ER is an active topic of discussion and different
authors have used different values (theta) for this dependence (Demars et al. 2015; Perkins et al.
2012; Sand-Jensen et al. 2007). Our attempts to use a value of 1.045 (Riley and Dodds 2013)
were unsuccessful, so we decided to use a higher modeled value of 1.1085. To arrive at this theta
value (1.1085), we selected 50 days from different dung treatments and different days from
among the 44 days experimental period (6 weeks) and modeled theta along with P1, P2 and ER
(4-parameter model) and used a fixed reaeration coefficient (k) that we measured in our
mesocosms. An average theta value was then obtained from successfully modeled days (see
below), which we then fixed for a 3-parameter model (P1, P2 and ER modeled and k and theta
fixed) we subsequently used to model all days of the experiment. Since ER increases with
temperature, using a higher value for theta was more relevant for our data, which displayed a
wide range in water temperature (mean daily range 14 °C - 26 °C).
A number of checks were done to pick the number of days that were successfully modeled and
whose results were used for subsequent analyses. First, we used nlm in the metabolism FIT
function to minimize the negative log-likelihood between measured and modeled DO values.
Low values (< -100) of sum of squared residuals for each model were considered indicative of a
successful and constrained fit. Secondly, model fits (graphs) were inspected to confirm that the
modeled DO values perfectly or closely matched measured DO values (Figure S5). Finally, the
modeled outputs for GPP and ER were inspected to make sure that they made sense. For
instance, cases where GPP values were negative or ER values were zero or positive were
discarded.
Sensitivity analysis
To determine the effect of using different values of theta on our estimates of GPP and ER, we
performed a sensitivity analysis and re-run the model using a value of theta (1.045) that is
common in the literature. By using a higher value of theta (1.1085), our model outputs were
better constrained, i.e., the sum of squared residuals of the modeled to the measured DO time
series obtained using a theta value of 1.1085 were lower for most streams compared with when
a theta value of 1.045 was used (Figure S5). Better performance of the higher value of theta was
also confirmed by the higher number of days that were successfully modeled: Of the 567 days
out of 774 days (18 streams x 43 days) that had complete data, 400 days (70.5%) were
successfully modeled by a theta value of 1.1085, while only 311 days (54.9%) were successfully
modeled by the common theta value of 1.045.
CHAPTER 2. SUPPLEMENT
47
The metabolism results obtained using the two theta were different, but trends in GPP, ER,
GPP:ER ad NEP in response to dung treatment were generally similar (Figures S6 and S7). In
both cases (Figures S6 and S7), GPP, GPP:ER and NEP increased with increasing proportions
of cattle dung. However, in all cases the ranges of values were much reduced for the lower theta
value (1.045). For instance, for GPP, the highest value obtained using a theta of 1.045 was
around 4 O2 m-2 day-1 with most of the values below 3 O2 m-2 day-1, while for the higher theta
value (1.1085), the highest value was twice as high (around 8 O2 m-2 day-1). Similar trends in low
ranges for the lower theta value were observed for ER, GPP:ER and NEP. Moreover, the range
in ER was very low (0.2-0.5 O2 m-2 day-1) (Figure S7b). This lack of variation in ER, which is
very sensitive to temperature variation, to a low theta value (1.045) gave more credence to our
use of a higher theta value (1.1085). Moreover, the higher theta value enabled us to successfully
model more days, which enabled us to more effectively evaluate the effect of dung treatment on
ecosystem metabolism in our mesocosms.
Figure S7 Performance of different values of theta in modeling metabolism in our experimental
mesocosms. A higher value of theta (1.1085, upper panel) performed better for most streams when
compared with a common literature value of 1.045 (lower panel). a and b are model fits for day 1, and c
and d are model fits for day 10 in the hippo dung treatment (100 % hippo dung). The black bold line is for
measured dissolved oxygen concentration (mg/L) while the red line is for the modeled dissolved oxygen
concentration. The red dotted line is measured temperature and the blue dotted line is light intensity. The
green dotted line is for oxygen saturation. Modeling for each day was performed from mid-night (0
minutes, 24:00 hrs) to mid-night, 1440 minutes, 23:59 hrs).
a
b
c
d
Time in minutes
Dissolved oxygen concentration (mg/L)
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
48
Figure S8 Model outputs using a theta value of 1.1085. Weekly measures of flume-scale gross primary
production (GPP), (a) flume-scale ecosystem respiration (ER; b), GPP:ER (c) and net ecosystem
production (NEP; d) using a theta value of 1.1085. The dotted line indicate NEP = 0, and most of the
mesocosms were net heterotrophic on until day 7 and then switched.
Dung treatment (% cattle dung)
020 40 60 80 100
NEP (O2 m-2 day-1)
-2
0
2
4
6
8
10
12
14
Week 1
Week 2
Week 3
Week 4
Week 6
Week 7
Dung treatment (% hippo dung)
GPP (O2 m-2 day-1)
0
2
4
6
8
10
12
Week 1
Week 2
Week 3
Week 4
Week 5
Week 6
Dung treatment (% cattle dung)
020 40 60 80 100
GPP : ER
0
5
10
15 Week 1
Week 2
Week 3
Week 4
Week 5
Week 6
Dung treatment (% hippo dung)
ER (O2 m-2 day-1)
0.0
0.5
1.0
1.5
2.0 Week 1
Week 2
Week 3
Week 4
Week 5
Week 6
(a)
(d)
(c)
(b)
CHAPTER 2. SUPPLEMENT
49
9o99
Figure S9 Model outputs using a theta value of 1.045. Weekly measures of flume-scale gross primary production
(GPP), (a) flume-scale ecosystem respiration (ER; b), GPP:ER (c) and net ecosystem production (NEP; d) using a
theta value of 1.045. The dotted line indicate NEP = 0, and most of the mesocosms were net heterotrophic on until
day 7 and then switched.
Dung treatment (% cattle dung)
020 40 60 80 100
NEP (O2 m-2 day-1)
0
2
4
6Week 1
Week 2
Week 3
Week 4
Week 6
Week 7
Dung treatment (% cattle dung)
020 40 60 80 100
GPP : ER
0
2
4
6
8
10
12
14 Week 1
Week 2
Week 3
Week 4
Week 5
Week 6
Dung treatment (% cattle dung)
ER (O2 m-2 day-1)
0.0
0.2
0.4
0.6
0.8
1.0
Week 1
Week 2
Week 3
Week 4
Week 5
Week 6
Dung treatment (% cattle dung)
GPP (O2 m-2 day-1)
0
1
2
3
4
5
6Week 1
Week 2
Week 3
Week 4
Week 5
Week 6
(a)
(d)
(c)
(b)
Hippopotamus are distinct from domestic livestock in their resource subsidies to and effects on aquatic ecosystems
50
6. Electronic supplementary material S6: Weekly measures of Ecosystem
Metabolism
To investigate weekly changes in ecosystem metabolism (GPP, ER, GPP/ER and net ecosystem
production [NEP]), weekly means (1 value per stream per week, total 6 weeks) were used.
Significant differences among dung treatments were tested using generalized additive mixed
models (GAMMs, Zuur et al. 2007) after residuals in GLMM displayed non-linear responses
to dung treatment. GAMM models included dung treatment as a fixed effect, and block and
stream as random effects. Models were fitted using the the mgcv-package (Wood and Wood
2015) in the R platform (R Core Team 2017).
Table S5: Summary of generalized additive mixed modeling (GAMM) analyses to determine the effect of
dung treatment on ecosystem metabolism - gross primary production (GPP, mg O2 m-2 day-1), ecosystem
respiration (ER, ER, mg O2 m-2 day-1), GPP:ER and net ecosystem production (NEP, mg O2 m-2 day-1),
which displayed nonlinear responses to dung treatments.
SE= standard error; EDF = estimated degrees of freedom; F = ANOVA F-test value between the fitted
and a null model. Significance: *P < 0.05, **P < 0.01, ***P < 0.001
Measures of ecosystem metabolism
Variables
GPP
ER
GPP:ER
NEP
Intercept (estimate(SE); t
value
4.05(0.36);
11.10***
0.77(0.04);
20.90***
4.50(0.36);
12.59***
3.41(0.34);
10.08***
Dung Treatment
(estimate(SE); t value
-0.07(0.01); -
4.85***
-0.01(<0.01);
-5.17***
-0.07(0.01); -
4.67***
-0.07(0.01); -
4.67***
Dung Treatment x Time
(estimate(SE); t value
0.01(<0.01); -
4.81***
<0.01(<0.01);
-7.65***
0.01(<0.01); -
4.65***
0.01(<0.01); -
4.29***
Block (EDF(F))
<0.01 (0)
0.81(1.81)
<0.01 (0)
<0.01 (0)
Adj. R2
0.41
0.40
0.44
0.44
Explained deviance (%)
48.7
43.8
51.7
51.7
CHAPTER 3
51
3
Dissolved organic matter signatures in
urban surface waters: spatio-temporal
patterns and drivers
This study was published as:
This is the postprint version of the article.
3.1 Abstract
Advances in analytical chemistry have facilitated the characterization of dissolved organic
matter (DOM), which has improved understanding of DOM sources and transformations in
surface waters. For urban waters, however, where DOM diversity is likely to be high, the
interpretation of DOM signatures is hampered by a lack of information on the influence of land
cover and anthropogenic factors such as nutrient enrichment and release of organic
contaminants. Here we explored the spatiotemporal variation of DOM composition in
contrasting urban water bodies, based on spectrophotometry and fluorometry, size-exclusion
chromatography and ultrahigh-resolution mass spectrometry, to identify linkages between
DOM signatures and potential drivers. The highly diverse DOM we observed distinguished
lakes and ponds, which are characterized by a high proportion of autochthonous DOM, from
rivers and streams where allochthonous DOM is more prevalent. Seasonal variation in DOM
composition was apparent in all types of water bodies, apparently due to interactions between
phenology and urban influences, such as nutrient supply, the percentage of green space
surrounding to the water bodies and point source pollution. Optical DOM properties also
revealed the influence of effluents from wastewater treatment plants, suggesting that simple
optical measurements can be useful in water-quality assessment and monitoring, informing
about processes both within water bodies and their catchments.
Romero González-Quijano, C., S. Herrero Ortega, P. Casper, M. Gessner, and G. Singer.
2022. Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns
and drivers. Biogeosciences 2022:1-34.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
52
3.2 Introduction
Urban freshwaters typically receive high loads of organic carbon, nutrients and micropollutants,
ranging from pharmaceuticals and personal care products to industrial chemicals and more
(Schwarzenbach et al. 2006). Although routine wastewater treatment is increasingly effective,
chemical stressors in urban freshwaters remain widespread. Prominent reasons are pollution
legacies (Baume and Marcinek 1993 ; Ladwig et al. 2017) and continued uncontrolled inputs,
particularly by stormwater runoff (Council 2009). In addition, urban surface waters tend to
suffer from severe hydromorphological modifications. This includes the lateral and vertical
disconnection from floodplains and aquifers and results in large impacts on the extent and
complexity of riverine habitat (White and Walsh 2020). Furthermore, the disruption of
connectivity limits the self-purification capacity of urban surface waters (D'Arcy et al. 2007),
which can lead to turbid water and visually unpleasant and potentially harmful algal
blooms(Carpenter et al. 1998). This and the limited recognition of urban freshwaters as
providers of ecosystem services (Huser et al. 2016) calls for improved water management
strategies that consider ecological in addition to hygienic and chemical criteria (Gessner et al.
2014).
The concentration and chemical composition of dissolved organic matter (DOM), generally
quantified as dissolved organic carbon (DOC), are key characteristics of aquatic ecosystems.
Both concentration and composition are governed by allochthonous inputs and internal
biological production and transformation processes (Williams et al. 2016). Typically, however,
water quality monitoring only considers concentration and bulk quality properties (e.g.
biological oxygen demand, BOD) as measures of DOM availability to, and degradation by,
heterotrophic microbes (Jouanneau et al. 2014). This focus is at odds with the extreme diversity
of DOM observed in freshwaters, where thousands of compounds can be chemically
distinguished (Kellerman et al. 2014; Peter et al. 2020; Stanley et al. 2012). This high diversity
and the strong spatio-temporal variation of DOM composition suggests much potential for
DOM characteristics to provide insights into the state of freshwater ecosystems in water quality
assessment and monitoring. In fact, additional insights into freshwater ecosystems may be
gained if the very high diversity of DOM can be used to inform about water quality for
ecosystem assessment and monitoring purposes.
Recent progress in analytical methods has increasingly enabled the detailed characterization of
DOM to elucidate the sources and fates in surface waters (Xenopoulos et al. 2021). Optical
properties can inform not only about the chemical characteristics of DOM but also, for example,
about large-scale gradients in aquatic networks (Creed et al. 2015) or the degree of aquatic-
terrestrial ecosystem coupling (Catalán et al. 2013; Lambert et al. 2015; Sankar et al. 2020;
Yamashita et al. 2010). Fluorescence excitation-emission matrices (EEM) can be processed by
parallel factor analysis (PARAFAC) to identify independently fluorescing DOM components
CHAPTER 3
53
(Cory and McKnight 2005). Size-exclusion chromatography partitions bulk DOM into
molecular size fractions, which also tend to differ in origin and bioavailability (Huber et al.
2011b). Finally, the advent of ultrahigh-resolution mass spectrometry (FT-ICR-MS or
Orbitrap-MS) has greatly refined the characterization of DOM, revealing associations between
compositional turnover of DOM differing in molecular diversity and landscape-scale
environmental gradients in lakes (Kellerman et al. 2014) and rivers (Peter et al. 2020).
In the present study we explored variation in the chemical composition of DOM over time and
space in contrasting urban surface waters, hypothesizing that a detailed chemical
characterization of DOM yields signatures of various human influences. To this end, we
explored linkages between chemical composition of DOM and potential drivers determining
DOM signatures, including land cover, eutrophication and chemical pollution, which we
captured by using a suite of proxies. Our specific goals were to: (i) describe spatio-temporal
patterns of DOM composition across a range of urban freshwaters encompassing streams, rivers,
ponds and lakes; (ii) identify environmental factors accounting for the observed patterns; and
thereby (iii) explore how information on DOM composition could be included in urban
freshwater assessment and monitoring, complementing approaches and metrics currently used.
3.3 Methods
3.3.1 Study sites
The study was conducted in 32 freshwater sites located in the city of Berlin, Germany. Nearly
6.5% of the municipal area (889 km2) is covered by freshwaters. These comprise 60 lakes (>1
ha), about 500 ponds, the two slow-flowing lowland rivers Spree and Havel, and numerous
streams, ditches and canals. Selection of the 32 study sites followed a stratified random sampling
design (Figure 1a, Table S1). Based on geographical information for Berlin`s water bodies, we
randomly selected 7 sites in each of 4 strata: lakes, ponds, rivers and streams. Rivers and streams
were classified according to a width cutoff of 5 m. Monitoring data on water chemistry (Berlin
city administration, SenUVK 2009-2014) were used in a cluster analysis to identify highly
polluted sites. These were excluded from the pool used for randomly selecting study sites.
Instead, two organically polluted rivers (H1 and H2) and streams (H3 and H4) were deliberately
added to lengthen the environmental gradient. Sites H1 and H2 received WWTP effluents
(Figure 1a, Table S1) and sites H3 and H4 presented high levels of diffuse pollution. Other sites
for, for some of which monitoring data were unavailable (streams and ponds), were also affected
by pollution (Table S1): Pond P4 was formerly connected to an old waste water treatment plant
and still receives stormwater inflow during heavy rain events; S5 is located immediately
downstream of a WWTP; and R7 became a receiving stream in 2015 (Nega et al., 2019), which
was too recent for the site to become classified as polluted based on the monitoring data. Land
use data obtained from the Berlin city administration (Senate Administration for Environment,
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
54
2017) were used to calculate the proportion of paved areas and green spaces within a 50-m
perimeter around the selected water bodies using open-source geoinformation software (QGIS
Development Team 2017). The 50-m perimeter was chosen to capture influences in the
immediate vicinity of the sites, such as of the riparian zone and slightly beyond, but not of the
whole catchments, which are highly variable in size and tend to be difficult to define in urban
areas. Delineation of the 50-m perimeter enabled us to distinguish particularly between urban
sites adjacent to paved surfaces vs. green spaces. Tufekcioglu (2020) and Johnson (2005) used
buffer zones of similar size and a study on ponds using perimeters of up to 3200 m found 50 and
100 m to be most appropriate to assess land-cover effects (Declerck et al., 2006). All samples
were taken during base flow conditions (Figure S5).
CHAPTER 3
55
Figure 1 Map of 32 sampling sites in the city of Berlin, including 7 lakes (dark green), 7 ponds (light
green), 9 streams (light blue), and 9 rivers (dark blue), including two heavily polluted stream sites and
two heavily polluted river sites. Wastewater Treatment Plants (WWTP) are shown in orange, arrows
point to locations where the effluents are discharged (a). Scores of a Principal Component Analysis (PCA)
of DOM characteristics are shown as color gradients for all sites sampled in four seasons (b,c). The PCA
is based on DOC concentrations, all absorbance and fluorescence data, absolute component-specific
fluorescence intensities from PARAFAC, and data from size-exclusion chromatography. Different colours
indicate differences in DOM composition. Site codes are given in Table S1. Sites marked by asterisks (*)
were restricted to 3 seasons and hence excluded from the PCA.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
56
3.3.2 Physico-chemical field measurements and water sampling
We repeatedly sampled all 32 sites in each of four campaigns conducted over an annual cycle,
first in spring (April-May 2016), then in summer (July-August 2016), autumn (September-
October 2016) and winter (February-March 2017). All field visits occurred during base flow
conditions (Figure S5), We measured water temperature, pH, the dissolved oxygen (DO)
concentration and electrical conductivity using a hand-held WTW Multiprobe 3320 (pH320,
OxiCal-SL, Cond340i, Weilheim, Germany) or a smarTROLL probe (In-Situ, Fort Collins, CO,
USA). We also collected integrative water samples (2 L) from the upper 0.5 m water layer for
chlorophyll-a and DOM analyses. The water was kept cool in acid-washed polycarbonate
Nalgene bottles placed in a cooling box pending filtration in the laboratory (GF75, 0.3 μm
average pore size; Advantec, Tokyo, Japan) within 6 hours after sampling. Additional volumes
of surface water were filtered through pre-combusted glass fiber filters (GF75) directly in the
field. These filters were placed in acid-washed, pre-combusted (450 °C, 4 h) glass vials (15-20
mL) sealed with a PTFE septum in a screw-cap for later measurements of dissolved organic
carbon (DOC) concentrations, DOM fluorescence and absorbance, and DOM molecular size
distribution. The water passed through the filter was collected in acid-washed polyethylene
tubes for analyses of soluble reactive phosphorus (SRP), nitrate (NO3-), nitrite (NO2-),
ammonium (NH4+) and trace organic compounds (TrOCs). We also took unfiltered water
samples for total phosphorus (TP) analysis. For each variable, we collected three replicate
samples at each site in each season. We stored all samples in the dark in a cooling box during
transport. To preserve samples and remove all inorganic carbon, we acidified (pH 2) the water
for DOC, NO3-, NO2- and NH4+ analyses with 2 M HCl within 6 hours after sample collection.
DOC concentrations and DOM fluorescence and absorbance were measured within 24 h.
Filtered water for analyses of SRP, NO3-, NO2-, NH4+ and TrOCs was frozen at -20 °C.
3.3.3 DOM characterization
We determined total DOC concentrations by high-temperature catalytic combustion and
infrared spectrometry on a TOC-V Analyzer (Shimadzu, Kyoto, Japan), with a 0.5 mg L-1 limit
of quantification and a typical analytical precision of 3%. DOM absorbance and fluorescence
were simultaneously determined on an Aqualog instrument (Horiba Ltd, Kyoto, Japan) using
ultra-pure water as a blank. From each site and season, we measured three analytical replicates
of each of the three independent samples. We generated nine measurements (each of three
process replicates was measured 3 times) immediately after 3 blanks. The high level of
replication allowed identification of artefactual measurements and outlier removal following a
visual check of absorbance spectra and fluorescence excitation-emission matrices (EEMs). The
fluorescence data was expressed in Raman units, removing the need for an external
quantification standard.
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Iron can form stable complexes with DOC and interfere with optical DOC measurements, so
that the two variables are not independent (Maranger et al., 2003). We found that the quotient
of light absorbance at 420 nm (a420) and DOC concentration, a measure of the optical signal
returned per unit DOC (Weyhenmeyer et al., 2014), was indeed significantly correlated (p =
0.002) with the Fe concentration measured in the monitoring program of the Senate of Berlin
in two of our lakes (L5 and L7: 0.06 ± 0.03 mg/L), four of the rivers (H1, R1, R6 and R7: 0.30
± 0.14) and two of the streams (H3 and H4: 0.31 ± 0.14). The relationship explained 31% of the
overall variation (Figure S6). Consequently, Fe could have influenced our optical estimates of
DOC concentration. However, because our analysis rests on differences in DOM composition as
opposed to concentration (see below), it is unlikely that the presence of Fe notably influenced
the spatial and temporal patterns observed in our study.
We calculated several indices from the absorbance spectra (Table S3): the specific UV absorption
(SUVA254) as a proxy for DOM aromaticity (Weishaar et al. 2003), the ratio of absorbance at
250 and 365 nm (E2:E3) as an (inverse) indicator of molecular size (Peuravuori and Pihlaja
1997), the ratio of E4:E6 as an indicator of humification (Chen et al. 1977), and the ratio of slopes
(SR) computed from short and long wavelength regions (Loiselle et al. 2009) as another negative
correlate with DOM molecular weight. We used the fluorescence data to compute the freshness
index β/α (Table S3) (Wilson and Xenopoulos 2009b), which indicates the relative importance
of recently produced DOM (Parlanti et al. 2000). Furthermore, we calculated the fluorescence
index (FI) as the ratio of fluorescence intensities at the emission wavelengths of 470 and 520 nm
(obtained at an excitation wavelength of 370 nm), which has proved useful to distinguish the
relative contributions of terrestrial plants (FI~1.2) and microbes or algae (FI~1.4) as sources of
DOM (Cory and McKnight 2005; Cory et al. 2010; Fellman et al. 2010; Jaffé et al. 2008). Finally,
we computed the humification index (HIX) as a proxy for humic substances (Ohno 2002). EEMs
were used for PARAFAC, a multivariate three-way modeling approach decomposing EEMs into
individual fluorophores (Bro 1997; Stedmon and Bro 2008). We derived 7 components from a
total of 116 EEMs and compared their loading spectra with the OpenChrom/OpenFluor
database (http://www.openfluor.org) (Murphy et al. 2014). Prior to PARAFAC, we interpolated
missing data in Rayleigh scatter regions to expedite the modeling process (Bro 1997). The
calculations for PARAFAC were performed using Matlab (version 7.11.0, MathWorks) and the
DOMFluor Toolbox (1.7) following Stedmon & Bro (2008). We limited the number of
components to 10, rigorously checked residual EEM plots, and assessed the final models by
split-half validation (Figure S1) as recommended by Stedmon and Bro (2008).
The molecular size distribution of DOM was analyzed by liquid size-exclusion chromatography
in combination with UV and IR detection of organic carbon and UV detection of organic
nitrogen (LC-OCD-OND) (Huber et al. 2011b). The instrument was calibrated with IHSS
Suwannee River I Humic Acid and Fulvic Acid standards (International Humic Substance
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
58
Society, St Paul, MN, USA). Carbon and nitrogen detectors were calibrated with potassium
hydrogen phthalate (C) and sodium nitrate (N). Limits of quantification were 0.1 mg C L-1, and
0.01 mg N L-1, analytical precision based on repeated standard measurements was better than
3%. We determined concentrations of three molecular size fractions: humic-like substances (HS-
C and HS-N reported in mg C L-1 and mg N L-1, respectively), high-molecular weight non-humic
substances (reported as HMWS-C and HMWS-N, in mg C L-1 and mg N L-1) and low-molecular
weight substances (LMWS, in mg C L-1).
To examine the molecular composition of DOM, we used ultrahigh-resolution Fourier-
Transform Ion Cyclotron Mass Spectrometry (FT-ICR-MS). We extracted DOM on Agilent
Bond Elut PPL solid-phase columns (Dittmar et al., 2008) from 1 L of filtered water acidified to
pH 2. We then diluted extracts to 10 µg L-1 C in 1/1 ultrapure water/methanol before broadband
mass spectrometry on a 15 Tesla Solarix FT-ICR-MS (Bruker Daltonics, Bremen, Germany) in
electrospray ionization negative mode (300 accumulated scans, ion accumulation time of 0.1 s,
flow rate of 240 µL/h). We performed internal mass calibration and exported the raw mass lists
from 150 to 1000 Da for further data processing using previously established R code (del Campo
et al. 2019). Briefly, we first applied a method detection limit similar to Riedel & Dittmar (2014)
before aligning m/z values across samples (Del Campo et al., 2019). Subsequently, we assigned
chemical formulas to mean m/z values assuming single-charged deprotonated molecular ions
and Cl-adducts for a maximum elemental combination of C100H250O80N4P2S2, respecting
chemical constraints. To eliminate doubtful formula assignments, we performed (i) an accurate
assessment of mass error including its partitioning into random and systematic components
(Savory et al. 2011): (ii) an exploration for stable isotope validation by daughter peaks (Koch et
al. 2007), and (iii) a homologous series assessment based on CH2, CO2 and H2O as chemical
building blocks for aliphatic, acid-based and alcohol-based elongation (Koch et al., 2007). To
condense the mass-spectrometric data, we grouped formulas into 12 non-overlapping molecular
groups (Lesaulnier et al. 2017) based on elemental composition and calculated the average
molecular mass, number of formulas (molecular richness) and total intensity for each of them.
In addition, we computed the double-bond equivalents (DBE) and the aromaticity index (AI) as
indicators of unsaturated compounds, and the molecular lability boundary (MLB) as a measure
of lability. Finally, we used van Krevelen plots to present the sum formulas derived from the
FT-ICR-MS data in a space defined by O:C (oxygen richness) and H:C (saturation) ratios. We
used random order of plotting to avoid bias due to systematic overplotting of thousands of
compounds with identical O:C and H:C ratios.
3.3.4 Additional water-chemical analyses
NO3-, NO2- and NH4+ were analyzed on a FIAcompact (MLE GmbH, Dresden, Germany). TP
was measured using the same technique with unfiltered water samples that were digested with
K2S2O8 (30 min at 134 °C). We measured chlorophyll-a concentrations spectrophotometrically
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(HITACHI U2900, Tokyo, Japan) following hot ethanol extraction (Jespersen and
Christoffersen, 1987) of three GF75 filters from each individual water sample. Concentrations
of 18 trace organic compounds (TrOCs) were determined by HPLC-MS/MS (Shimadzu, Kyoto,
Japan) (Zietzschmann et al., 2016). These included chemicals such as acesulfame (a sweetener),
benzotriazole (a corrosion inhibitor), and drug residues like carbamazepine and gabapentin
(Table S7).
3.3.5 Data analysis
We used repeated-measures ANOVA to test for differences among types of water bodies and
sampling periods (referred to as seasons hereafter) for a variety of response variables; as the
interaction between water body type and season was not significant we recomputed models
including main effects only. Furthermore, we assessed the importance of seasonal variation in
each water body type by computing a respective variance component using a type-II ANOVA
(aka variance component analysis) for data from each water body type with season and site ID
as random factors; this approach facilitates the assessment of temporal variation as a fraction of
total variation within each water body type. Normal distribution was assessed graphically by
quantile plots and histograms. For ANOVA, data were log(x) or √x -transformed to achieve
conditions of normality and variance homogeneity of the residuals.
For constrained multivariate analyses we considered land cover adjacent to the water bodies,
trophic state and micropollutant load as drivers of variation in DOM chemical composition. We
used the percentages of urban green space and paved areas as proxies for land cover,
concentrations of TP, NH4+, NO3- and chlorophyll a as a measure of trophic state; and the mean
TrOC concentration as a proxy for micropollutant load. We also performed a principal
component analysis with all the TrOCs.
We followed a three-step approach to analyze the spatio-temporal patterns of DOM
composition: First we identified major axes of variation in DOM composition by a PCA based
on quantitative indicators of DOM, analytically accessible fractions thereof or quantitative
proxies: DOC concentration, all absorbance and fluorescence indices, component-specific
fluorescence intensities from PARAFAC normalized to DOC, and the size-exclusion
chromatography data. Only the 27 sites sampled in all four seasons were included in this
analysis. All variables were standardized to a mean of zero with a variance of 1 to ensure equal
weighting, and projected onto the ordination space using Pearson correlations of the variables
with PCA axes in a distance biplot (sensu Legendre and Legendre, 2012). To explore spatial
patterns, we mapped PC1 and PC2 scores onto Berlin´s landscape using QGIS (QGIS
Development Team, 2017).
Second, we used the same dataset as the dependent matrix in a redundancy analysis (RDA) with
the set of potential drivers described above used as predictor variables. The goal of the RDA
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
60
was to identify potential drivers of DOM composition and thereby assess, reciprocally, whether
various DOM descriptors are ecologically informative. We started with the full RDA model and
forward-selected drivers (Legendre and Legendre 2012). For hypothesis tests in the RDA,
permutations were restricted to account for repeated measurements at the same sites across
seasons by first permuting sets of four seasonal measurements across sites and then permuting
across seasons within each site. To check our ability to identify drivers behind major variation
observed in DOM composition, we used Procrustes analysis to assess the similarity of PCA and
RDA ordinations, including a permutation-based test of the non-randomness of the achieved
superimposition (Mardia 1979; Peres-Neto and Jackson 2001).
Third, we exploited results of the FT-ICR-MS to facilitate interpretation of the two major axes
of variation in DOM chemical composition resulting from the PCA. The FT-ICR-MS data were
only available for three seasons and were purely compositional (relative intensities), as the many
thousands of compounds contained in the spectra cannot be calibrated to yield concentrations.
To link the quantitative and compositional datasets, we correlated PCA scores with compound-
specific relative intensities of the mass spectra. The compound-specific correlation coefficients
were then used as colour codes in van Krevelen plots. FT-ICR-MS-derived information such as
the richness or average weight of specific molecular groups was also projected onto the PCA
ordination space as arrows, provided correlation coefficients were >0.2. All statistical analyses
and graphs were made with R 3.2.4 (R Core Team 2016).
3.4. Results
3.4.1 Physico-chemical characteristics
Among all physico-chemical variables, only DOC concentration and temperature differed
significantly among types of water bodies (p<0.05 and p<0.001, respectively). Temperature
varied strongly across seasons, but still proved significantly different among water body types,
with lakes and rivers being warmer than ponds and streams. DOC concentrations did not vary
across seasons, but were significantly higher in ponds and streams than in lakes and rivers.
Ponds also showed the highest chlorophyll-a concentrations and rivers the lowest, but these
differences were not significant.
Separate ANOVAs for each water body type showed that seasonal variation in TP and NH4+
concentrations was highest in rivers and streams (Table S2). Seasonal variation in NO3-
concentrations was generally high, but systematic differences were neither detected among
seasons nor sites (Table S2). Seasonal variation of chlorophyll-a concentrations was also high
and similar across types of water bodies.
The analysis of TrOCs identified acesulfame, a widely used artificial sweetener (Buerge et al.,
2009), in 72 out of a total of 120 samples taken at 32 sites across all seasons (Table S8). Similarly,
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two corrosion inhibitors, benzotriazole and methylbenzotriazole (Cotton and Scholes 1967;
Tamil Selvi et al. 2003), occurred in 68 and 63 samples, respectively. Fifteen other TrOCs were
detected in at least 2 and up to 62 samples (Table S9). Rivers showed the highest concentrations
throughout the year. The first principal component of the PCA considering all TrOCs explained
61% of the total variance (Figure S3) and separated streams and rivers with higher
concentrations from ponds and lakes where concentrations of TrOCs were lower and often
undetectable, particularly in ponds (Table S9). The strong positive correlations between most
of the TrOCs suggested the applicability of a simple average TrOC concentration as a proxy for
micropollutant load in further analysis; this mean was computed across all TrOCs after z-
standardization of each TrOC for equal weighting.
3.4.2 DOM composition
PARAFAC modeling resulted in 7 components referred to as C1-C7 (Table S4, Figure S1).
Components C6 and C7 were previously found to be protein-like, whereas all other components
have been reported as humic-like (Table S4). In contrast to the standard physico-chemical
variables and results from size-exclusion chromatography (Table S7), the PARAFAC
components and absorbance and fluorescence indices generally showed significant differences
among water body types (Table S5 and S6).
The first axis of the PCA analyzing spatio-temporal patterns of DOM chemical composition
explained 34% of the total variance (Figure 2). PC1 was largely defined by the negative loadings
for C1 and C2 (representing humic substances originating from wastewater treatment),
SUVA254 and LMWS (Figure 2b). Furthermore, PC1 correlated positively with the absorption
slope ratio, E2:E3 (molecular size), β/α and HMWS-C. This axis separated water body types,
from lakes on the right to ponds, rivers, and finally streams on the left. The optical proxies
identified PC1 as a gradient spanning from lakes, where DOM had lower aromaticity and
contained more freshly produced material, to streams, which showed high aromaticity and low
proportions of fresh DOM. Pond P4, which was identified as an outlier because of particularly
high NH4+ concentrations, also showed a rather distinct DOM composition.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
62
Figure 2 Ordination of sites (a) by PCA based on DOM characteristics (b): (i) indices derived from
measurements of absorbance (E2:E3 indicating molecular size, E4:E6 representing the humification ratio,
the slope ratio SR, and SUVA254) and fluorescence (freshness index β:α, fluorescence index FI, and
humification index HIX), (ii) PARAFAC components C1 to C7, and (iii) data from size exclusion
chromatography (humic-like substances HS, high-molecular weight non-humic substances HMWS, low-
molecular weight substances LMWS). (c) Potential drivers of DOM composition, that were used as
constraints in the RDA, were mapped onto the PCA ordination, with the significant constraints marked
by an asterisk (*). (d) FT-ICR-MS-derived indices and molecular groups mapped onto the PCA ordination
representing only groups correlated with PC1 or PC2 (r>0.2; oxygen richness O:C, saturation level
indicated by H:C, double-bond equivalents DBE, aromaticity index AI, molecular lability boundary MLB,
molecular groups g1 and g2 indicating black carbon without and with heteroatoms, g5 consisting of
unsaturated aliphatics, g7 representing saturated fatty acids, g8 and g9 denoting carbohydrates without
and with heteroatoms N, S or P, and g10 comprising peptides). The molecular group measures are either
average masses (marked by ‘_a’) or counts of molecules (marked by ‘_c’).
PC2 explained an additional 21% of the total variance and correlated positively with HMWS
(mg N/L) and β/α, and negatively with HIX. An exploration of spatio-temporal variation by
plotting site-specific PC scores (Figure 3) identified PC2 as the axis capturing temporal
variation, with the four seasons aligning vertically at most sites. Winter and summer had the
lowest and highest PC2 scores, respectively, with transitional seasons located in between. Thus,
higher proportions of humic substances in winter contrast with more labile DOM in summer.
In agreement with the variable-specific seasonal variance components, the degree of seasonal
differentiation differed among water body types also in multivariate space, being higher in
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streams and ponds than in the larger lakes and rivers (Figure 3b). Except for site H3, seasonal
variability was poorly reflected by PC1, which largely captured variation among individual
water bodies or water body types, separating flowing from standing waters. Visual inspection
of PCA scores mapped across Berlin (Figure 1b,c) did not reveal a spatial signature transcending
types of water bodies. RDA identified the areal percentage of green space adjacent to the water
bodies, TP, NH4+, NO3- and the mean TrOC concentration as significant predictors of DOM
composition (Figure S4). The resulting PCA and RDA ordinations for DOM were strongly
correlated (Procrustes rotation 0.73, p<0.001), suggesting that the considered predictors were
indeed major drivers of variation in DOM chemical composition.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
64
Figure 3 (a) PCA biplot based on DOM absorbance and fluorescence indices, PARAFAC components and
size exclusion chromatography data from 4 contrasting types of urban freshwater bodies, including lakes,
ponds, rivers, and streams, in addition to two streams and two rivers specifically selected as highly
polluted sites. Each of the ellipses represents one sampling site that was visited 4 times, once in each
season. Site codes are given in Table S1. (b) Visual comparison of site-specific seasonal variation based on
the size, shape and orientation of ellipses, plotted separately per site. (c) Seasonal variation across sites
illustrated by ranking the sampling dates at each site according to the PC2 scores, as shown in the inset.
The stacked histograms show frequencies of the seasons across the four ranks. Summer samples tend to
produce high scores at most sampling sites, whereas winter samples tend to score low.
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High-resolution mass spectrometric analyses of samples from three seasons provided additional
insights into the chemical composition of DOM. Overall, we detected 6446 molecular formulas,
most of them representing molecular groups typical of humic material derived from soils. This
includes highly unsaturated O-rich compounds, polyphenols and other aromatic structures,
followed by unsaturated aliphatic polyphenols, and polycyclic aromatic compounds with
aliphatic chains. The van Krevelen plots revealed a positive correlation of lignin-like molecules
and carbohydrates with PC1 of DOM and identified these molecules as abundant in lakes (Figure
S2). In contrast, the negative association of proteins with PC1 was typical of streams.
Information on the molecular groups identified by FT-ICR-MS and projected on the PCA space
(Figure 2d) showed carbohydrates and sugars containing N, S or P to be positively related to
PC1. Furthermore, PC1 was negatively related to black carbon, polyphenols and polycyclic
aromatic compounds with aliphatic chains, which are all typical of soil-derived humic material,
as well as with unsaturated aliphatics, saturated fatty acids and peptides, indicating that all of
these molecular groups were more important in streams. Lastly, the computed molecular lability
boundary (MLB), carbohydrates, sugars without heteroatoms (N, S or P) and unsaturated
aliphatics were positively related to PC2, while AI, DBE, black carbon and polyphenols were
negatively related to PC2.
3.5. Discussion
3.5.1 Spatial patterns and drivers of DOM signatures
Our results show that the chemical composition of DOM in contrasting surface waters of the
metropolitan area of Berlin, Germany, is highly diverse. This reflects both aquatic-terrestrial
linkages and DOM transformations within the aquatic systems (Fonvielle et al. 2021). Clear
differences among the four types of water bodies we investigated were due to distinct signatures
of streams and rivers vs. ponds and lakes. This was revealed especially by the first principal
component (PC1) of a PCA (Figure 2), which reflects the dominant gradient defined by variation
in DOM composition across the 32 urban sites included in the study. Since optical measurements
play an important role in our analysis of DOM, it is important to consider potential interference
by iron. Elevated iron concentrations lead to brownification, similar to effects of allochthonous
DOM, and Fe and DOC also form stable complexes, so that the two variables are not
independent (Maranger et al., 2003). However, Fe data available from the Senate of Berlin for
two of our lakes (L5 and L7: 0.06 ± 0.03 mg/L), four of the rivers (H1, R1, R6 and R7: 0.30 ±
0.14) and two of the streams (H3 and H4: 0.31 ± 0.14), all concentrations were below the
threshold of 1 mg/L, suggesting that Fe increases may result in a420/DOC increases
(Weyhenmeyer et al., 2014).
Stream DOM exhibited higher aromaticity (as indicated by SUVA254) and lower amounts of
recently produced, low-molecular DOM (as indicated by the freshness index or the slope ratio)
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
66
than lakes at the opposite end of the gradient. This pattern matches results from agricultural
streams near Berlin, where SUVA254 values up to 3 L m-1 mg-1 were reported (Graeber et al.
2012) and from an urban river in southwestern Korea (SUVA254 values of 2.5 L m-1 mg-1) (Park
2009). The distinct signature is also reflected in other DOM components, such as the
fluorophore C2, which was more important in streams and identified as terrestrial humic
material (Murphy et al. 2011). Streams also showed higher levels of humic-like (C1) and protein-
like (C7) compounds, whereas higher values of the freshness index characterized lakes. These
patterns consistently indicate that the arrangement of sites along PC1 reflects a gradient of
allochthonous vs autochthonous sources of DOM. A corollary of this finding is that despite the
potentially pervasive influence of the urbanized surroundings, urban streams in particular are
more tightly linked to the terrestrial environment than urban lakes, just as is the case for flowing
and standing waters in natural landscapes (Larson et al. 2014).
In contrast to natural landscapes, however, the linkage of urban waters with their terrestrial
surroundings is mediated by paved surfaces and engineered flow paths, including roof run-off
into rain gutters, extensive (partially leaky) sanitation networks and sewage overflows in
WWTPs that are activated following heavy rainfall or snowmelt. The urban gradient from
allochthonous to autochthonous DOM sources we document could thus be driven by surface
run-off rather than soil seepage and subsequent delivery of DOM to surface waters via
groundwater Although we did not sample after major storms (Figure S5), we would expect
legacy effects of past runoff events to differ among sites, depending on the extent of green space
and impervious surface area in the surroundings of the sites. This interpretation is supported
by higher levels of proteins (Figure 2) characterizing the urban streams and rivers, as opposed
to soil-derived humic DOM signatures typical of unimpacted streams and rivers (Hutchins et al.
2017). The proteins could originate from surface runoff integrating various sources of urban
pollution but they might also derive from WWTPs, as implied by the nature of some of the
PARAFAC components (Table S4). For instance, the humic fluorophore C2 has been reported
in WWTP effluents that may be discharged into urban surface waters (Murphy et al. 2011).
Point-source inputs were also identified as drivers of DOM composition by the influence of
TrOCs in our RDA and their correlations with C2 and C7, all of which are components of
WWTP effluents.
Lakes differ from streams by a typically greater importance of autochthonous production. Since
this production is fostered by abundant nutrient supply (given sufficient light), elevated nutrient
concentrations should coincide with DOM signatures indicative of autochthonous carbon
sources. This pattern has been found in agricultural streams, where the freshness index β:α
indicating autotrophic activity was related to high nitrogen concentrations (Wilson and
Xenopoulos 2009b). However, it contrasts with the negative relation between nitrogen
concentration and the proportion of fresh DOM found across our study sites, where high
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nutrient concentrations were instead strongly related to DOM components of WWTP effluents.
This typically resulted in an allochthonous DOM character at high-nitrogen sites. Notably,
signatures like lower β/α in WWTP-impacted sites may also be a consequence of the highly
processed nature of DOM that underwent degradation in a WWTP.
Similarly, the TP concentration was significantly related to DOM composition in our RDA,
where phosphorus-rich water bodies also proved to have more allochthonous than
autochthonous DOM. This points to inputs from urban surface runoff rather than groundwater
inflow where long flow paths and residence times provide ample opportunities for phosphorus
immobilization. As with N, additional phosphorus may derive from WWTP effluents, as
suggested by the positive relationship between TP concentration and the fluorophore C2 as a
putative tracer of WWTP effluents (Murphy et al. 2011). Overall, the negative relationships
between nutrient availability and the importance of autochthonous components in the DOM
pool suggests that while streams and rivers may efficiently collect N and P from the urban
environment; lakes are more efficient at channeling nutrients into autochthonous production.
Thus, the autochthonous DOM signature in urban lakes appears to be largely independent of
nutrient supply and rather be facilitated by longer water residence times, higher water
temperature and favorable light conditions.
Our results on urban surfaces driving urban allochthonous DOM composition meet our
expectation that land cover notably influences the composition of DOM in urban surface waters
(Sankar et al. 2020; Williams et al. 2016). This conclusion is supported by results of our RDA,
which identified the presence of green spaces in the perimeter of the water bodies as a significant
influence. However, the relationship between land cover and DOM composition must be
interpreted with caution because all lakes were situated in areas with green spaces in their
surroundings, whereas streams ran through areas dominated by buildings and paved surfaces.
The urban running waters, more than lakes and ponds, thus received high surface runoff during
rain events, including high inputs of pollutants and allochthonous DOM.
Except for ponds and some lakes, all investigated water bodies had direct surface water
connections, which could result in spatial autocorrelation. In addition, spatial patterns may arise
from the prominent land cover gradients in Berlin, ranging from forested areas to densely
populated urban centers. Since the sampling design of our study does not lend itself to a formal
analysis of spatial autocorrelation, we explored spatial patterns with DOM proxies in maps
(Figure 1b,c) but found no obvious relationships. Instead, type-specific characteristics of the
water bodies were pronounced, largely independent of hydrological connections. Factors
potentially contributing to the resulting heterogeneity across the surface waters in the city
include specific local stressors such as point-source inputs of pollutants, spatially variable urban
surface runoff delivering allochthonous DOM, and hydraulic-engineering structures such as
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
68
sluices. Thus, our map of DOM composition (Figure 1b,c) could be interpreted as visualizing
heterogeneity in the conditions of urban surface freshwaters.
3.5.2 Seasonal patterns and drivers of DOM signatures
Seasonal variation in DOM signatures occurred in all types of water bodies mostly independent
from variation among the four water body types. With a few exceptions, H3 being the most
prominent example, seasonal variation of DOM composition was consistent across all water
body types. (Figure 3a,b), Assessed separately at each site (Figure 3b), DOM was generally
fresher in summer and autumn than in winter and spring, as indicated by higher ratios of β:α
and more HMWS-N as indicators of polysaccharides and proteins (Thurman 1985), whereas
humic matter was more abundant in winter, and the pattern in spring was not clear-cut. Our
rank-based analysis of PC2 scores (Figure 3c) suggests a consistent seasonal pattern of changes
in DOM composition across sites, which emerged even though the variation within individual
sites was limited along PC2.
At least four potential processes could account for the observed seasonal turnover in DOM
composition: exudates of aquatic primary producers, microbial and sunlight-induced
transformation of DOM, and terrestrial inputs from riparian vegetation (Cory et al. 2015;
Spencer et al. 2009), all of which could be influenced by the urban environment. Seasonal
variation in light conditions could be important in influencing DOM composition by primary
producers, independent of nutrient supply (see above), and temperature changes might also play
a role, especially in determining rates of microbial DOM transformations. Pulses of leaf litter
falling or swept or blown into urban water bodies could be an additional source of DOM varying
with season (Gessner et al. 1999). This holds particularly for urban green spaces and water
courses lined by woody riparian vegetation. However, quantification of the relative importance
of different drivers of seasonal patterns remains difficult based on the data currently available
for urban settings.
The ponds and streams included in our study showed higher and less predictable seasonal
changes in DOM composition than the lakes and rivers, as revealed by the pattern along PC2
(Figure 3). This indicates that the nature and degree of aquatic-terrestrial coupling in urban
settings leaves an imprint on seasonal changes in DOM composition. Therefore, the more
extensive the time series data from surveys of DOM dynamics, the better can they inform about
ecosystem conditions, complementing established procedures in water quality assessment and
monitoring.
3.5.3 DOM composition as a potential basis for urban surface water
monitoring
The fact that our analysis of DOM composition revealed specific characteristics of individual
water bodies underlines the potential value of DOM descriptors as indicators that could be
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included in water-quality assessment and monitoring. Some sites deviated from the general
pattern observed for water bodies of the same type. P4, for example, was formerly connected to
an old waste water treatment plant and appeared to be influenced by previously unrecognized
stormwater runoff. This legacy matches the particularly high levels of nutrients characterizing
this site, especially NH4+, combined with a distinct DOM composition. Similarly, S5, located
immediately downstream of a WWTP, although not specifically selected as a highly polluted
site, also showed a distinct DOM composition as reflected by its highly negative PC1 score
(Figure 2a), indicating that the allochthonous influence was likely the strongest among all sites.
Site R7 showed the same pattern as S5, and although not initially recognized as being affected
by a WWTP, its DOM composition revealed that it had received WWTP effluents, which has
actually happened since the end of 2015 (Nega et al., 2019). The distinct signatures at these
individual sites are thus a promising starting point for incorporating information on DOM
composition in water-quality assessment and monitoring. DOM optical indices would be highly
cost-effective to apply and yield information that is not easily obtained by classic approaches.
Robustness of such assessments would further increase when they are based on continuous time
series. This could strengthen the implementation of current legal frameworks such as the EU
Water Framework Directive aiming at an integrative water-quality assessment, including of
urban water bodies.
3.6. Conclusion
The composition of DOM analyzed in a suite of contrasting water bodies of a large metropolitan
area, the city of Berlin in Germany, is diverse, varying widely in molecular size and other
features related to the degree of allochthonous inputs and conveying a distinct urban character.
DOM features clearly differentiated water body types, from lakes with highly abundant
autochthonous DOM to streams with more allochthonous DOM. Seasonal variation of DOM
was prevalent in all water body types but likely to be driven not only by phenology but also by
urban influences such as nutrient supply, WWTP effluents, reduced leaf litter input or flashy
runoff resulting from sealed surfaces. Nutrient supply, the percentage of green space and
concentrations of trace organic pollutants (as proxies for point source influences) were identified
as drivers of DOM composition. In particular, simple optical measurements of DOM
characteristics were sufficient to detect WWTP effluents, a result that was corroborated by our
data on TrOCs. This suggests that optical analysis of DOM could be a useful approach to
complement current water-quality assessments and monitoring. Such analyses are fast,
inexpensive and easily implemented, and could be further supported by more sophisticated,
potentially automated analyses such as the mass-spectrometric quantification of TrOCs. DOM
composition can inform about processes both within water bodies and in the terrestrial
surroundings; therefore, water-quality assessments could benefit from integrating information
on DOM composition. Robustness of the approach would increase if the DOM assessments were
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
70
based on time series or even continuous monitoring, for which knowledge and technology are
already available; this could indeed strengthen assessments as implemented in legal frameworks
such as the EU Water Framework Directive.
Author contributions. All authors contributed to designing the study. CR and SH collected the
data. CR did the optical analysis and the PARAFAC modeling, GS carried out the FT-ICR-MS
analysis. CR and GS conducted the statistical analysis. CR led the manuscript writing, jointly
with GS. All authors discussed results and edited the manuscript.
Competing interests. The authors declare not to have a conflict of interest.
Supplement. The supplement related to this article is available online.
Data availability. The data is available at https://doi.org/10.5281/zenodo.6563595
Acknowledgments. We thank A. Köhler at the Senate Berlin (SenUVK) for water quality data,
authorities and private land owners for providing access to the study sites, C.N. Stratmann for
obtaining permissions, U. Mallok for nutrient analyses, C. Schmalsch for the LCOCD analysis,
S. Krocker and T. Fuss for the DOC analysis and T. Goldhammer for advice with chemical
analyses. C.N. Stratmann, Meinhold, I. Ajamil, G. Idoate, L. Thuile-Bistarelli, A. Sultan, R.
Schulte, E. Tupper, T. Fuss, R. del Campo, A. Wieland, and M. Bethke for field assistance. G.
Aschermann and A. Putschew kindly enabled TrOC analyses. Access to FT-ICR-MS and
associated expertise was generously provided by T. Dittmar during a stay of G. Singer at the
University of Oldenburg that was funded by the Hanse-Wissenschaftskolleg Delmenhorst.
Thank you also to K. Pypkins for support with GIS and to B. Kleinschmit for thoughts on the
sampling strategy and data analysis. This project was funded by the German Research
Foundation (DFG) through the Research Training Group ‘Urban Water Interfaces’ (UWI;
GRK 2032).
CHAPTER 3. SUPPLEMENT
71
Supplement of Chapter 3
Dissolved organic matter signatures in
urban surface waters: spatio-temporal
patterns and drivers
Table S1 Coordinates, land cover, origin and special features. Longitude is given in decimal degrees East
and latitude in decimal degrees North.
Site
ID
Site name
Water
body
type
Latitude
Longitud
e
Agri-
culture
(%)
Fo-
rest
(%)
Urba
n
pave-
ment
(%)
Urban
green
space
(%)
Origin
Special
features
H1
Teltowkanal
River
52.44239
13.32454
0
0
60
30
Artificial
Channelized,
WWTP
H2
Teltowkanal
River
52.42642
13.52039
0
0
100
0
Artificial
Channelized,
WWTP
H3
Wuhle
Stream
52.52562
13.57913
50
0
50
0
Natural
H4
Tegeler Fliess
Stream
52.63442
13.38013
50
0
10
40
Natural
L1
Biesdorfer See
Lake
52.50331
13.5497
0
0
50
50
Artificial
L2
Obersee
Lake
52.54856
13.48972
0
0
50
50
Artificial
L3
Ploetzensee
Lake
52.5438
13.33049
0
0
0
100
Natural
L4
Gross
Glienicker
Lake
52.46417
13.11489
0
10
0
90
Natural
L5
Havel
Lake
52.4431
13.14453
0
0
100
0
Natural
L6
Schlachtensee
Lake
52.44066
13.21183
0
60
30
10
Natural
L7
Müggelsee
Lake
52.43837
13.6451
0
70
30
0
Natural
P1
Hoheheideteic
h
Pond
52.57694
13.16428
0
100
0
0
Natural
Protected
area
P2
Hamburger
Teich
Pond
52.56738
13.44549
0
0
30
70
Artificial
P3
Ruhwaldteich
Pond
52.52573
13.25998
0
0
50
50
Artificial
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
72
P4
Kienhorstbec
ken
Pond
52.57724
13.34556
0
0
0
100
Artificial
Former
WWTP
runoff input
P5
Mittelfeldteich
Pond
52.61208
13.23045
0
100
0
0
Artificial
Protected area
P6
Neurandteich
Pond
52.63883
13.27377
0
0
65
35
Artificial
P7
Möwensee
Pond
52.55282
13.33545
0
0
30
70
Artificial
R1
Müggelspree
River
52.42985
13.68912
0
0
100
0
Natural
Channelized
R2
Landwehrkan
al
River
52.51935
13.31959
0
0
80
20
Artificial
Channelized
R3
Spree
River
52.53613
13.21622
0
0
100
0
Natural
Channelized
R4
Kuhlake
River
52.57817
13.16509
0
100
0
0
Natural
Protected
area
R5
Neukölln
Canal
River
52.48936
13.43949
0
0
30
70
Artificial
Channelized
R6
Spree
River
52.47137
13.49683
0
0
100
0
Natural
Channelized
R7
Panke
River
52.5369
13.36759
0
0
60
40
Natural
Channelized,
WWTP
(from 2015)
S1
Zingergraben
Stream
52.58209
13.38594
0
0
95
5
Artificial
Channelized
S2
Schwarzer
Graben
Stream
52.56488
13.34918
0
0
50
50
Natural
Channelized
S3
Graben 1
Buch
Stream
52.62384
13.46883
0
100
0
0
Artificial
S4
Graben 73
Buchholz
Stream
52.62881
13.45315
100
0
0
0
Artificial
S5
Erpe
Stream
52.45888
13.61245
0
50
50
0
Natural
WWTP
S6
Koppelgraben
Stream
52.62065
13.41089
50
0
30
20
Unknown
S7
Plumpengrabe
n
Stream
52.41513
13.5628
0
0
100
0
Natural
Channelized
CHAPTER 3. SUPPLEMENT
73
Table S2 Physico-chemical characteristics (mean ± SD and % variance explained) of four contrasting
types of water bodies in the city of Berlin. Means and standard deviations were computed across all
seasons and sites. The percentages of variance explained (% Var) refer to the effect of season within each
water body type, calculated by type-II ANOVA (aka variance component analysis), with season treated as
a random factor. F-values refer to results of repeated-measures ANOVAs testing for differences among
water body types (*** p<0.001, * p<0.05, ns = not significant).
Water
body
Temperature
DOC
TP
NH4+
NO3-
Chlorophyll
a
Type
(°C)
%
Var
(mg/
L)
%
Var
(mg/L)
%
Var
(mg/L)
%
Var
(mg/L)
%
Var
(μg/L
)
%
Var
Lakes
14.6 ±
6.9
94
7.5 ±
2.7
23
0.05 ±
0.05
34
0.07 ±
0.07
26
0.22 ±
0.36
48
6.2 ±
14.2
61
Ponds
13.7 ±
5.3
94
10.3
± 3.0
32
0.09 ±
0.07
30
0.27 ±
0.67
30
0.03 ±
0.06
52
7.3 ±
7.7
55
Rivers
15.2 ±
6.2
92
8.0 ±
1.6
13
0.10 ±
0.08
43
0.15 ±
0.14
68
1.12 ±
1.66
46
2.1
±2.9
51
Streams
11.3 ±
4.9
87
11.7
± 5.5
42
0.26 ±
0.31
21
0.36 ±
0.65
76
0.91 ±
1.53
43
5.3 ±
9.7
53
Fwater body
9.4***
3.8*
2.8ns
1.3ns
2.5ns
1.0ns
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
74
Table S3 Description of absorbance and fluorescence indices.
Variable
Description
SUVA254
Proxy for DOM aromaticity (Weishaar et al. 2003)
E2:E3
Ratio of absorbance at 250 and 365 nm, as an (inverse) indicator of molecular size
(Peuravuori and Pihlaja 1997) (Chen et al. 1977)
E4:E6
Indicator of humification (Chen et al. 1977)
SR
Ratio of slopes (SR) computed from short and long wavelength regions as another
negative correlate with DOM molecular weight (Loiselle et al. 2009)
FI
Fluorescence index (FI) Ratio of the fluorescence intensities at the emissions 470 and
520 (obtained at excitation wavelength of 370nm). Indicator of DOM derived from
terrestrial plants (FI around 1.2) or from microbes or algae (FI around 1.4) (Cory
and McKnight 2005; Cory et al. 2010; Fellman et al. 2010; Jaffé et al. 2008)
HIX
Humification index (HIX) as a proxy for humic substances (Ohno 2002)
β/α
Freshness index β/α (Wilson and Xenopoulos 2009b), which indicates the relative
importance of recently produced DOM (Parlanti et al. 2000)
CHAPTER 3. SUPPLEMENT
75
Table S4 Designation, excitation (Ex) and emission (Em) wavelengths of PARAFAC components, and
the number of studies with matching components reported in OpenFluor (checked on the 28th March
2022) (Murphy et al. 2014).
PARAFAC
component
Ex
Em
OpenFluor
reference
matches (0.95)
Explanation and selected
references
C1
250
446
12
Humic-like, peak A (Coble 1996);
humic-like and recalcitrant (C1)
(Hansen et al. 2016)
C2
250
500
70
Terrestial humic-like in waste water
treatment impacted water, (G1)
(Murphy et al. 2011); ubiquitous and
recalcitrant humic (C2) (Chen et al.
2017)
C3
306
408
20
Humic-like, peak M (Coble, 1996);
humic-like (C3) (Stedmon and
Markager 2005b)
C4
256
444
8
Terrestrial humic-like, suggested as
photo-refractory (Yamashita et al.
2010); (C2) terrestrial humic-like (C3)
(Williams et al. 2010)
C5
250
382
12
Anthropogenic, microbial humic-like
(C6) (Williams et al. 2016)
C6
294
352
33
Similar to tryptophan (C3) (Catalán et
al. 2015); protein-like, linked to
autochthonous production (C3)
(Amaral et al. 2016)
C7
276
326
68
Protein-like, peak B (Coble, 1996);
waste water treatment protein (C2)
(Teymouri 2007)
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
76
Table S5 Variables of absorbance and fluorescence analyses (mean ± SD and % variance explained) in
contrasting types of urban surface waters. Means and standard deviations were computed across all
seasons and sites. The percentages of variance explained (% Var) refer to the effect of season within each
water body type, calculated by a type-II ANOVA (aka variance component analysis), with season treated
as a random factor. F-values refer to results of repeated-measures ANOVA testing for differences among
water body types (***p<0.001, **p<0.01, *p<0.05, ns = not significant). Abbreviations explained in
Table S3.
Water
body
type
SUVA254
E2:E3
E4:E6
SR
FI
HIX
β/α
%
Var
%
Var
%
Var
%
Var
%
Var
%
Var
%
Var
Lakes
1.55
±
0.39
20
8.99
±
2.14
6
3.02±
1.34
67
1.38 ±
0.27
12
1.61 ±
0.08
69
0.77 ±
0.08
9
0.86
±
0.09
12
Ponds
2.14
±
0.51
37
6.65
±
1.24
14
3.12±
0.74
46
1.20 ±
0.19
29
1.52 ±
0.06
61
0.83 ±
0.04
47
0.70
±
0.04
35
Rivers
2.25
±
0.15
55
7.04
±
0.98
12
4.40±
14.27
80
0.017 ±
0.002
76
1.68
±0.11
10
0.85 ±
0.03
24
0.79
±
0.09
19
Streams
2.50
±0.52
65
6.32
8 ±
0.87
6
54
3.53±
2.31
75
0.97 ±
0.13
22
1.63 ±
0.14
11
0.86 ±
0.05
21
0.73
±
0.10
24
Fwater
body
11.8*
**
5.8*
*
2.6 ns
9.2***
3.5*
4.9**
5.5**
CHAPTER 3. SUPPLEMENT
77
Table S6 PARAFAC components (mean ± SD and % variance explained) in contrasting types of urban
surface waters. Means and standard deviations were computed across all seasons and sites. The
percentages of variance explained (% Var) refer to the effect of season within each water body type,
calculated by a type-II ANOVA (aka variance component analysis), with season treated as a random factor.
F-values refer to results of repeated-measures ANOVA testing for differences among water body types
(***p<0.001, **p<0.01, *p<0.05, ns = not significant).
Water
body
type
C1
C2
C3
C4
C5
C6
C7
%
Var
%
Var
%
Var
%
Var
%
Var
%
Var
%
Var
Lakes
0.17 ±
0.10
17
0.13 ±
0.06
14
0.24 ±
0.12
20
0.28
±
0.12
14
0.31 ±
0.18
11
0.19 ±
0.10
15
0.18
±
0.11
9
Ponds
0.24 ±
0.14
73
0.24 ±
0.11
80
0.40 ±
0.22
63
0.46
±
0.21
63
0.52 ±
0.38
73
0.16 ±
0.11
65
0.25
±
0.14
45
Rivers
0.51 ±
0.34
8
0.34 ±
0.17
12
0.66 ±
0.37
10
0.44
±
0.12
32
0.61 ±
0.26
30
0.32 ±
0.22
14
0.25
±
0.14
14
Streams
0.76 ±
0.47
16
0.57 ±
0.30
53
1.00 ±
0.58
30
0.85
±
0.63
64
1.08 ±
0.73
16
0.37 ±
0.29
25
0.35
±
0.18
45
Fwater
body
6.3**
10.4**
*
7.6***
7.2*
**
8.4***
2.2n.s
2.6n.s
.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
78
Table S7 Results of size exclusion chromatography (mean ± SD and % variance explained) of samples
from contrasting types of urban surface waters. Means and standard deviations were computed across all
seasons and sites. The percentages of variance explained (% Var) refer to the effect of season within each
water body type, calculated by a type-II ANOVA (aka variance component analysis), with season treated
as a random factor. F-values refer to results of repeated-measures ANOVA testing for differences among
water body types (***p<0.001, **p<0.01, *p<0.05, ns = not significant). HS, humic-like substances;
HMWS, high-molecular weight non-humic substances; and LMWS, low-molecular weight substances.
Water
body type
HMSW
HMSW
HS
HS
LMWS
(mg C/L)
%
Var
(mg N/L)
%
Var
(mg C/L)
%
Var
(mg N/L)
%
Var
(mg C/L)
%
Var
Lakes
0.96 ± 0.74
27
0.11 ± 0.07
9
4.14 ± 1.49
19
0.25 ± 0.11
12
0.83 ± 0.26
18
Ponds
1.32 ± 0.60
41
0.16 ± 0.06
36
6.29 ± 2.42
26
0.33 ± 0.13
17
1.19 ± 0.46
45
Rivers
0.59 ± 0.20
60
0.09 ± 0.03
24
5.21 ± 0.97
33
0.31 ± 0.09
31
1.10 ± 0.41
22
Streams
0.73 ± 0.45
52
0.10 ± 0.05
41
7.21 ± 3.75
25
0.41 ± 0.27
9
1.48 ± 0.62
39
Fwater body
4.2*
2.9ns
2.9ns
1.3ns.
3.7*
CHAPTER 3. SUPPLEMENT
79
Figure S1 Emission and excitation wavelengths of PARAFAC components. Solid lines represent
emission spectra, dashed lines excitation spectra. Lines in different shades of grey refer to models using
different sample sub-sets of a split-half validation analysis.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
80
Figure S2 Van Krevelen plots showing all molecules (sum formulas) identified by FT-ICR-MS analysis
of DOM samples collected at 32 urban sites over three seasons (summer, autumn and winter). Colour
indicates molecule-specific Spearman correlation coefficients of the relative intensities of each compound
with the first (a) and second (b) axis of the PCA shown in Figures 2 and 3. The data points were plotted
in random order to avoid bias resulting from identical O:C and H:C ratios for many sum formulas.
CHAPTER 3. SUPPLEMENT
81
Table S8 Trace organic compounds (TrOCs) analyzed in samples collected in urban surface waters. LLoQ
= Limit of Quantification. Frequency refers to the number of occasions where concentrations exceeded
the LLoQ.
Acrony
m
LLo
Q
(µg
/L)
Frequency
Name
Description
ACS
0.1
72
Acesulfame
Sweetener
ATS
0.05
42
Amidrotrizoic
Radiocontrast agent
BTA
0.1
68
Benzotriazole
Corrosion inhibitor
BZF
0.1
6
Benzafibrate
Lipid-lowering agent
CBZ
0.05
44
Carbamazepine
Anticonvulsant
DCF
0.05
30
Diclofenac
Analgesic/anti-inflammatory agent
FAA
0.1
46
4-formylamin
metabolite of
metamizol
Analgesic
GAB
0.1
62
Gabapentin
Drug for epilepsy treatment/pain
killer
GPL
0.05
39
Gabapentin-lactam
Derivate of gabapentin
IOM
0.1
40
Iomeprol
Radiocontrast agent
IOP
0.01
52
Iopromide
Radiocontrast agent
MBT
0.1
63
Methylbenzotriazole
Corrosion inhibitor
MTP
0.1
31
Metoprolol
Beta blocker
PRI
0.05
31
Primidone
Anticonvulsant
SMX
0.1
2
Sulfamethoxazole
Antibiotic
VAL
0.1
30
Valsartan
At1-receptor antagonist
VLX
0.1
3
Venlafaxine
Antidepressant
VSA
0.1
62
Valsartan acid
Antihypertensive agent
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
82
Table S9 Mean concentrations and standard deviations of Trace Organic Compound (TrOC) per water
body type. See Table S8 for full names. BZF, SMX and VLX were always below the limit of quantification
(LLoQ) and are hence omitted from the table.
TrOC concentration (µg/L)
Acronym
Lakes
Ponds
Rivers
Streams
ACS
0.23 ± 0.17
0.15 ± 0.16
0.28 ± 0.17
0.78 ± 1.35
ATS
0.08 ± 0.12
<LLoQ
0.74 ± 1.12
0.43 ± 0.88
BTA
0.34 ± 0.51
0.38 ± 0.91
2.37 ± 3.31
2.16 ± 3.61
CBZ
0.07 ± 0.08
<LLoQ
0.37 ± 0.48
0.41 ± 0.66
DCF
<LLoQ
<LLoQ
0.97 ± 1.38
0.88 ± 2.14
FAA
0.15 ± 0.23
<LLoQ
1.25 ± 1.66
2.10 ± 4.25
GAB
0.27 ± 0.36
<LLoQ
0.42 ± 0.43
0.74 ± 1.12
GPL
0.10 ± 0.17
<LLoQ
0.19 ± 0.42
0.13 ± 0.18
IOM
0.18 ± 0.28
<LLoQ
1.18 ± 2.36
1.44 ± 2.91
IOP
0.09 ± 0.19
0.01 ± 0.02
0.27 ± 0.32
1.46 ± 3.79
MBT
0.27 ± 0.39
0.11 ± 0.24
0.91 ± 1.01
0.69 ± 1.27
MTP
<LLoQ
<LLoQ
0.47 ± 0.58
0.63 ± 1.55
PRI
0.03 ± 0.02
<LLoQ
0.16 ± 0.22
0.26 ± 0.52
VAL
<LLoQ
<LLoQ
0.39 ± 0.44
0.97 ± 3.65
VSA
0.70 ± 1.02
<LLoQ
3.22 ± 3.84
3.33 ± 5.72
CHAPTER 3. SUPPLEMENT
83
Figure S3 Principal Component Analysis (PCA) of 32 urban sites in the city of Berlin over four seasons
(a) and Trace Organic Compounds (TrOCs) (b). Site S5 had extreme PC1 and PC2 scores; the site was
included in the analysis but is not presented in the biplot to better visualize variability among the other
sites. Abbreviations of the TrOCs (B) are explained in Table S7.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
84
Figure S4 Redundancy Analysis (RDA) of urban sampling sites (a) visited 4 times over one year, the
DOM characteristics included in the analysis (b) and the predictor variables (c), the last marked by an
asterisk (*) when significant. DOM characteristics include (i) absorbance and fluorescence indexes (E2:E3,
molecular size, E4:E6, indicator of humification, SR, slope ratio, β:α, freshness index, SUVA254 and HIX,
humification index), (ii) PARAFAC components (C1 to C7), and (iii) fractions derived from size exclusion
chromatography (HS, humic-like substances; HMWS, high-molecular weight non-humic substances; and
LMWS, low-molecular weight substances).
CHAPTER 3. SUPPLEMENT
85
Figure S5 Precipitation and flow at a site within the city of Berlin during the study period, with the grey
boxes indicating the four sampling periods.
Dissolved organic matter signatures in urban surface waters: spatio-temporal patterns and drivers
86
Figure S6 Relationship between iron (Fe) and the absorbance at 420nm relative to DOC(a420/DOC)
CHAPTER 4
87
4
Carbon dioxide emissions across an urban
aquatic network
This study was submitted to Limnology and Oceanography as:
This is the preprint version of the article.
4.1 Abstract
Freshwater carbon dioxide (CO2) emissions represent a globally important carbon flux.
However, despite rapid urbanization, the CO2 fluxes from urban waters remain poorly
constrained and challenges remain for reliable upscaling, particularly due to the diversity of
urban aquatic ecosystems. Using floating chambers to measure instantaneous fluxes as well as
monitor them over multiple days, we estimated emissions seasonally at 32 sites across Berlin,
encompassing ponds, lakes, streams, and rivers. As potential drivers of CO2 emissions, we
evaluated land cover, nutrients, dissolved organic matter (DOM) composition, chlorophyll-a,
and micropollutant concentrations. CO2 fluxes from ponds and lakes ranged from -22 to 585
gC-CO2m-2y-1, aligning with previous studies. Rivers and streams exhibited lower fluxes (22 to
809 gC-CO2 m-2y-1), likely attributable to low gas exchange in the channelized lowland running
waters. Fluxes were higher with more aromatic DOM, pointing to respiration of labile
allochthonous DOM, likely sourced from wastewater. Contrary, fluxes were lower at abundant
fresh DOM and higher phosphorus concentration, suggesting drawdown of CO2 by primary
production. This coincided with a higher percentage of urban paved area. Extrapolation to
Berlin's aquatic network yielded an annual emission estimate of 8.5 Gg of C-CO2 from urban
streams. An implication of this study is that urban rivers, lakes, and ponds should be considered
when establishing global budgets of CO2 emissions from surface waters.
Romero González-Quijano, C., Herrero Ortega, S., del Campo, R., Casper, P., Gessner,
M. O., Goldhammer, T. & Singer, G. A. Carbon dioxide emissions across an urban aquatic
Network. Submitted to Limnology and Oceanography
Carbon dioxide emissions across an urban aquatic network
88
4.2 Introduction
Accurate quantification of the global carbon (C) cycle remains a priority in the current era of
climate change (IPCC 2023). Although covering only 3% of the global land surface (Vachon et
al. 2020a), inland waters contribute a sizeable share to Earth’s C budget (Butman et al. 2016;
Cole et al. 2007; Le Quéré et al. 2018; Tranvik et al. 2009). Lakes, ponds, streams and rivers act
as intermediaries between the continents to the oceans, transporting an estimated 0.95 Pg C
yr1 of terrestrially derived C to the sea (Borges et al. 2015; Drake et al. 2018; Holgerson and
Raymond 2016; Sawakuchi et al. 2017), but at the same time assuming important roles in the
sequestration, transformation and outgassing of various C species. This includes the emission
of gaseous carbon species such as carbon dioxide (CO2) received by inland waters from soils and
groundwater influx, a portion of which is subsequently vented to the atmosphere (Raymond et
al. 2013). In addition, inland waters receive sizeable amounts of dissolved and particulate
organic carbon from their catchments, part of which is eventually converted to CO2 before being
emitted to the atmosphere as well (Butman and Raymond 2011; McDonald et al. 2013; Raymond
et al. 2013; Striegl et al. 2012).
An important consequence of inland waters receiving and transforming inorganic and organic
carbon is that most are oversaturated with dissolved CO2, which results in diffusive CO2 fluxes
to the atmosphere due to concentration gradients at the water-air interface. The first global
estimates of CO2 evasions from inland waters with a focus on rivers (Cole and Caraco 1998;
Richey et al. 1980) have regularly been updated (Aufdenkampe et al. 2011; Battin et al. 2023;
Battin et al. 2009; DelSontro et al. 2018; Raymond et al. 2013; Tranvik et al. 2009). As a result,
the latest report of the Intergovernmental Panel of Climate Change (IPCC 2023) recognizes
inland waters as a significant component of the global C cycle, functioning as a net source of
CO2 to the atmosphere. However, all estimates of global CO2 emissions from inland waters
suffer from large uncertainties. This is partly due to methodological reasons but also because of
biases towards natural and rural environments especially in Europe and North America (Pickard
et al. 2021), whereas data on urban environments are scarce.
Another important source of uncertainty is the notoriously large temporal variability of CO2
fluxes on different time scales. This variability hampers the consolidation of datasets, including
measurements made at various temporal and spatial scales, which are needed to deliver robust
long-term estimates over large areas. Importantly, dissolved CO2 concentrations in inland
waters are influenced by various event-driven changes that superimpose variation at the daily
and seasonal time scale (Clow et al. 2021; Ulseth et al. 2018). However, studies capturing
seasonal and annual variability of CO2 emissions from freshwaters are limited (Finlay et al. 2019;
Huotari et al. 2011; Shao et al. 2015). Furthermore, nighttime emissions have been found to
exceed emissions during the day in both lakes (Shao et al. 2015) and rivers (Gómez-Gener et al.
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2021), although the data available to date are insufficient to consider incorporating diel variation
of CO2 fluxes in large-scale estimates (Gómez-Gener et al. 2021). Improving the temporal
resolution of gas flux measurements during day and night time would thus deliver better models
to map current and project future emissions (Martinsen et al. 2018).
A strategy to improve upscaling estimates of CO2 fluxes is through the analysis of drivers and
the use of mechanistic models. Identifying the potential drivers of CO2 fluxes in inland water
bodies is critical for accurate inclusion in global CO2 budgets, understanding the drivers of
spatial and temporal variability will deliver better sampling strategies and will help improve
upscaling models (Ray et al. 2023).
More than half of the world's population currently lives in cities, and this number is projected
to increase in the future, with 68% of the world population expected to be urban by 2050 (UN,
2018). Stressors such as inputs of pollutants and nutrients or land-cover changes involving soil
imperviousness and a range of other catchment characteristics potentially make urban waters
important hotspots of CO2 emissions (Gallo et al. 2014; Kaushal et al. 2014b). Multiple evidence
indicates indeed that rapidly urbanizing areas may enhance CO2 emissions from water bodies
(Park et al. 2018; Wang et al. 2017; Yu et al. 2017). Quantifications of their contribution to CO2
emissions (Gu et al. 2022; Wang et al. 2021) have been linked to trophic state (Sepulveda-
Jauregui et al. 2018a; Vachon et al. 2020b). However, multiple other factors and their interaction
characterizing urban environments may play an additional role in controlling emission rates
from urban lakes, ponds, rivers and streams. Identifying these drivers and sources of CO2 in
urban aquatic ecosystems will help to better understand the underlying biogeochemical
processes and improve total emission estimates (Smith et al. 2017).
In the present study, we aim to estimate CO2 fluxes from an urban aquatic network comprising
lakes, ponds, rivers and streams in a major metropolitan area, taking into account variation at
both the daily and seasonal scale. We hypothesize flowing water bodies will have higher
emission fluxes because of their greater supply of C and nutrient resources from the city. On the
contrary, we hypothesize higher temporal variability will occur in lentic ecosystems due to
stronger changes in functioning at daily scale (e.g. changes of primary production by light).
Fluxes might be influenced by urban stressors as nutrients or organic matter. Finally, we want
to derive an upscaled estimate of the aquatic CO2 fluxes from a whole city.
Carbon dioxide emissions across an urban aquatic network
90
4.3 Methods
4.3.1 Sampling design
We sampled 32 sites within the city boundaries of Berlin, Germany (Figure 1, Table S4,
Supporting Information). The site selection is detailed in Herrero Ortega et al. (2019) and
Romero González-Quijano (2022). Briefly, we sampled seven randomly chosen lakes, ponds,
rivers and streams each and also included four additional sites identified as polluted based on
monitoring data. Two of them were classified as streams (H3 and H4) and two as rivers (H1 and
H2). To characterize the sites, we calculated the percentage of urban paved areas, green areas,
forested areas and agricultural land for a 50 m buffer zone around each site using QGIS (QGIS
Development Team, 2017). The spatial data were kindly provided by the Senate of Berlin.
Figure 1 Map of Berlin, Germany, showing the city’s aquatic network, land use, and the 32 sampling
sites selected in the present study.
4.3.2 Estimation of CO2 fluxes
We estimated CO2 fluxes with two complementary approaches to cover two different time scales
(Table 1), as detailed further below. Briefly, in the first approach, we deployed a floating flux
chamber connected to a Los Gatos ultraportable greenhouse gas analyzer (UGGA 24P and
30P; Los Gatos Research, Inc., Mountain View, CA, USA) to measure instantaneous CO2 flux.
We sampled at each site once per season over one year from April 2016 to March 2017. We
continuously recorded the CO2 concentration in the chamber headspace for at least 15 min at
each site and repeated this procedure three times to obtain triplicate direct flux estimates (Table
1). In the second approach, we used inexpensive CO2 sensors mounted inside custom-built
floating equilibration chambers that were exposed for approximately one week, measuring every
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5 minutes, at each site and in each season, except in winter when the sensors failed at the low
temperatures during this time (Table 1). We used these continuous measurements to indirectly
estimate continuous time series of CO2 flux over one week, which we then used to estimate the
CO2 flux representative for an average day in each season. These measurements also allowed us
to determine diel variation of CO2 flux by calculating the average daily variance of the flux over
one week. We explored the influence of water body type and season on the CO2 fluxes
determined with both approaches and extrapolated the measured fluxes to the whole city of
Berlin.
Table 1 Comparison of CO2 flux measurement methodologies using two types of floating chambers
deployed at 32 sites in the city of Berlin.
Flux
measurement
approach
Instantaneous, direct
Continuous, indirect
Chamber type
Floating flux chamber
Floating equilibration chamber
Sensor
Los Gatos portable gas analyzer
connected to flux chamber
Senseair CO2 logger mounted in
equilibration chamber headspace
Method
Direct flux measurement using the
floating-chamber method
Computation of flux by the boundary
layer method based on reconstructed
time series of CO2 concentrations in
water and air concentrations
Time scale
Three flux estimates per site and
season within one hour between 8 and
12 am,1 measurement per second over
a duration of 15 min
Flux estimates derived from CO2
concentrations measured at 5 min
intervals to capture diel and daily
variation over periods of 1 week
Advantages
Rapid instrument deployment and
data collection, no risk of sensor loss,
accurate data
More representative estimate of mean
fluxes, capture of flux variation at diel
and daily time scale, cheap sensors
Disadvantages
Low temporal and spatial resolution,
lack of replication, expensive
instrument
Limited data accuracy, sensor failure at
low temperature, risk of sensor loss or
damage, need of many sensors and
chambers to cover spatial and temporal
variability
Carbon dioxide emissions across an urban aquatic network
92
4.3.3 Theory of chamber operation and flux estimations
The temporal change of the CO2 partial pressure inside the headspace of flux chambers results
from a dynamic equilibration process. Short-term measurements taken immediately after
deployment of a flux chamber on a water body oversaturated with CO2 typically shows an
approximately linear increase in CO2 concentration followed by a plateau when CO2
concentration reaches equilibrium between water-air interface. The pseudo-linear increase at
the beginning is used to measure emission rates with flux chambers, whereas the equilibrium
level reached in the equilibration chambers deployed for a prolonged period serves to compute
the CO2 concentration in the water. However, if gas exchange between water and air is slow
and CO2 concentrations vary greatly over time, for instance because of light-dependent
fluctuations of photosynthetic carbon fixation, then equilibrium conditions (i.e. periods of zero
net exchange) may only be transient, because the CO2 partial pressure measured in the
headspace constantly lags behind the concentration in the water. Furthermore, the resulting
incomplete equilibration leads to a dampened amplitude in the time series of CO2 concentration
in the water.
The gas flux F (mol m-2 s-1) across the water-air interface is given by:
𝐹 =(𝐶𝑂2(𝐴𝑄)𝐶𝑂2(𝐻𝑆)) 𝑘 Eq (1),
where k is the gas exchange velocity (m s-1), CO2(AQ) the concentration in the water, and CO2(HS)
the equilibrium concentration in the water at a given concentration in the air (mol m-3). Positive
and negative fluxes indicate whether the water is a net source or sink of CO2 to the atmosphere.
CO2(HS) can be computed from the relative concentration in air (ppm) commonly used to report
trace gas concentrations and atmospheric pressure:
𝐶𝑂2(𝐻𝑆)=𝑘𝐻𝑥𝐶𝑂2(𝐻𝑆)10−6 𝑃 Eq (2),
where kH is Henry's constant (mol m3 atm1), xCO2(HS) is the measured molar (or volumetric)
fraction (ppm) in the chamber headspace, and P is the atmospheric pressure (atm).
In the confined chamber headspace, the flux F (mol m-2 s-1) across the water surface leads to a
dynamic change of CO2 concentration:
𝑑𝑥𝐶𝑂2(𝐻𝑆)
𝑑𝑡 =𝐹𝐴∙𝑉𝑚106
𝑉 Eq (3),
where V (m3) and A (m2) are the volume and area of the chamber, respectively, Vm is the molar
gas volume (m3 mol-1) computed from the ideal gas law, as R*T/P. The change of xCO2 in the
headspace is thus directly proportional to the flux F, which in turn depends on the concentration
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gradient between water and headspace. This leads to non-linear behavior of xCO2HS over time
that is best described by combining Eq 1 and 3:
𝑑𝑥𝐶𝑂2(𝐻𝑆)
𝑑𝑡 𝑉
𝐴∙𝑉𝑚106=(𝐶𝑂2(𝐴𝑄) 𝑘𝐻𝑥𝐶𝑂2(𝐻𝑆)10−6 𝑃)𝑘 Eq (4).
Given an increasing (or decreasing) trend of xCO2(HS) in the headspace of a floating chamber,
this equation can be rearranged,
𝑘𝐻𝑥𝐶𝑂2(𝐻𝑆)10−6 𝑃 = 𝑑𝑥𝐶𝑂2(𝐻𝑆)
𝑑𝑡 𝑉
𝐴∙𝑉𝑚1061
𝑘+𝐶𝑂2(𝐴𝑄) Eq (5),
to determine k and CO2(AQ) by linear regression with Y=ki×X+b, where Y=kH×xCO2(HS)×10-
6×P, X=-dxCO2(HS)/dt×V/(A×Vm×106), ki=1/k, and d=CO2(AQ). The differential quotient
dxCO2(HS)/dt is approximated by xCO2(HS)/t computed as the difference between consecutive
data points in the time series or as a local slope estimate spanning a larger time window.
As most time series show a prolonged phase of linear increase of xCO2HS directly after chamber
deployment (i.e., dxCO2HS/dt remains quasi-constant), a simplified approach can be used that
consists of directly applying Eq (3) (Cole et al. 2010; Lorke et al. 2015):
𝐹 =𝑑𝑥𝐶𝑂2(𝐻𝑆)
𝑑𝑡 𝑉
𝐴∙𝑉𝑚106=𝑑𝑥𝐶𝑂2(𝐻𝑆)
𝑑𝑡 𝑃∙𝑉
𝐴∙𝑅∙𝑇106 Eq (6),
where dxCO2HS/dt is the slope of the time series during its pseudo-linear initial phase. R is the
universal gas constant (0.082 L atm K1 mol1), T is the air temperature (K), and A is the area
covered by the chamber (m2).
Eq (4) also allows dynamic modeling of CO2(AQ) when extended time series and an estimate for
k are available. Eq (4) is rearranged for this purpose to:
𝐶𝑂2(𝐴𝑄)=𝑑𝑥𝐶𝑂2(𝐻𝑆)
𝑑𝑡 𝑉
𝐴∙𝑉𝑚106∙𝑘 +𝑘𝐻𝑥𝐶𝑂2(𝐻𝑆)10−6 𝑝 Eq (7),
where dxCO2(HS)/dt can again be approximated as xCO2(HS)/t, xCO2(HS) is the average of the
two considered time points, and k is the temperature-corrected (see Eq (8) below) gas-exchange
velocity. The resulting CO2(AQ) is valid for the midpoint between the consecutive time points.
This approach allows translating the xCO2(HS) time series into two time series for xCO2(AQ) and
CO2(AQ)
4.3.4 Direct measurements of instantaneous CO2 flux
To determine instantaneous fluxes, we connected a flux chamber to an ultraportable
greenhouse gas analyzer (UGGA 24P and 30P; Los Gatos Research, Inc., Mountain View, CA,
Carbon dioxide emissions across an urban aquatic network
94
USA) in a closed loop and measured the CO2 concentration every second during three 15-min
periods on a single day per site and season. We lifted the chamber between measurements to
assure atmospheric background concentration at the start of each run. All measurements were
made in the morning between 8 and 12 a.m. to minimize the risk of any diel changes confounding
comparisons among sites. The resulting data supported application of Eq (6) to estimate flux.
We then used these flux estimates to calculate the gas exchange velocity (k) according to Eq (1),
using actual measurements of CO2(HS) and CO2(AQ) made with the Los Gatos analyzer. CO2(AQ)
was measured by equilibrating a volume of water with air in the headspace of a closed vial by
vigorous shaking before injecting a gas sample from the headspace into a closed loop connected
to the Los Gatos analyzer (Wilkinson et al. 2018) (see Supporting Information, heading one).
To enable comparisons of gas transfer velocities among sites, we standardized k to k600 using
Schmidt number scaling:
𝑘600 =𝑘(600
𝑆𝑐)−0.5 Eq (8),
where k is the temperature-specific gas exchange velocity and Sc is the temperature-adjusted
Schmidt number (Jähne et al. 1987).
4.3.5 Indirect estimation of continuous flux using equilibration chambers
To determine flux rates indirectly over an extended period, we deployed equilibration chambers
equipped with ELG CO2 loggers (SenseAir AB, Delsbo; Sweden) (Bastviken et al. 2015) for
about one week at each site per season and recorded the CO2 molar fraction in the chamber
headspace (xCO2(HS)) at 5 min intervals. The ELG CO2 loggers use a non-dispersive infrared
CO2 sensor covering a concentration range of 05000 ppm. Due to losses of chambers or sensors
during deployment in the field, the final dataset comprised data from 37 weeks. The one-week
time series of xCO2(HS) per site and season were used to derive a continuous time series of CO2
flux, using Eq (7) to compute CO2AQ and Eq (1) to Eq (2) to compute fluxes.
To estimate the gas exchange velocity k, we employed different approaches to account for
differences between standing and flowing waters. We considered various empirical models using
combinations of fetch (Vachon and Prairie 2013) and wind speed (Cole and Caraco 1998) for
ponds and lakes, and slope, flow velocity, water depth and channel width for streams and rivers
(Raymond and Cole 2001) (Table S6, Supporting Information). Slopes of streams and rivers
were derived from a topographic map, assuming a minimum slope of 0.01 m/m for very flat
terrain. Selection of the most appropriate empirical model was guided by comparing the k600
values (Table S6, Supporting Information) with k600 calculated from the instantaneous flux
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measurements. For lakes and ponds, we followed Vachon (2013), which resulted in estimates of
k600 according to:
𝑘600 =2.51+1.48 𝑈10 +0.39𝑈10 𝑙𝑜𝑔10 𝐴𝐿 Eq (9),
where U10 is the wind speed at 10 m above surface (m s-1) and AL refers to the lake area (m2).
These k600 values were positively correlated (r=0.43 p< 0.05) with the estimates of k600 obtained
with the flux-chamber method. Wind speed at 10 m above surface (U10) was extrapolated from
wind speeds measured at 5 m above ground (see Supporting Information, heading two) at a
monitoring station close to Lake Müggelsee (site L7, Table S4, Supporting Information). This
resulted in a time series of k600 for each lake and pond.
Since none of the calculated k600 values for streams and rivers (Table S6, Supporting
Information) was correlated to the k600 values measured with the flux chamber, we used the k600
obtained with the flux chamber method. Wind speed appears not to influence k in streams and
rivers, where water velocity and thus discharge-related characteristics are most influential,
which we assumed not to change during one-week deployment periods. This assumption was
supported by our field observations of constant discharge and is further justified by (i) the rather
low influence of evapotranspiration by riparian vegetation in urban streams and (ii) lack of major
precipitation events during our measurements. Thus, we obtained a weekly time series of k for
each stream and river for each season, where temporal variability was only due to temperature
fluctuations.
Finally, we assessed variability of the fluxes from two different points of view: Firstly, we
explored the temporal variability of CO2 fluxes at different time intervals ranging from season
to ours: seasonal variability, day to day variability and diel variability.
We calculated seasonal standard deviation (SD), day-to-day SD and diel SD. Additionally, we
assessed the percentages of variance explained (% Var), that refer to the effect of season, day to
day and time of the day within each water body type, computed by type-II ANOVA (variance
component analysis), with season, day and time of the day treated as random factors. Secondly,
we explored whether variability of the fluxes resulted from the dynamics of the CO2
concentration gradients, or from k. Finally, we calculated the percentage of variability
explained by k and ΔCO2.
4.3.6 Field sampling and laboratory analyses
We used a WTW Multiprobe 3320 (pH320, OxiCal-SL, Cond340i, Weilheim, Germany) or a
smarTROLL probe (In-Situ, Inc., Fort Collins, CO, USA) for field measurements of pH,
temperature, electrical conductivity and dissolved oxygen concentration, once per season. We
Carbon dioxide emissions across an urban aquatic network
96
also measured water depth and wind speed at each occasion. Furthermore, we collected triplicate
water samples that were filtered (MFS GF75, 0.3 μm nominal pore-size, Advantec Co., Ltd.,
Tokyo, Japan, pre-combusted at 450°C for 4 hours) and stored in a dark cool box until analysis.
Additional unfiltered water samples were collected for analysis of total phosphorus (TP) and
chlorophyll a. Filtered samples for the analysis of dissolved organic carbon (DOC) concentration
and the fluorescence, absorbance and molecule size distribution of dissolved organic matter
(DOM) were stored in acid-washed and pre-combusted (450 °C for 4 hours) glass vials sealed
with a PTFE septum cap. Filtered water for analyses of nitrate (NO3-), nitrite (NO2-), ammonium
(NH4+) and trace organic compounds (TrOCs) was collected in Falcon tubes and frozen until
analysis. We acidified samples for DOC, NO3-, NO2- and NH4+ with 2M HCl to pH 2 within 6
hours after collection. Samples were analyzed for NO3-, NO2-, NH4+ with an analytical module
FIAcompact (MLE GmbH, Dresden, Germany). TP was analyzed in the same way, after
digestion of unfiltered water samples with K2S2O8 (30 min at 134 °C).
Chlorophyll-a concentration was determined spectrophotometrically (Hitachi U2900; Tokyo,
Japan) following filtration of 1-L water samples in the laboratory within 6 hours after collection
and extraction with ethanol (Jepersen 1987). DOC concentration and DOM absorbance and
fluorescence were measured within 24 hours after collection on a a Shimadzu TOC-V Analyzer
and a Horiba Aqualog, respectively. The fluorescence data were used for PARAFAC modelling
which was carried out in a previous study (Table S1, Supporting information) (Romero
González-Quijano et al. 2022). Furthermore, we analyzed the molecular size distribution of
DOM by liquid size-exclusion chromatography in combination with UV combustion and IR
detection of organic carbon and UV detection of organic nitrogen (LC-OCD-OND) (Huber et
al. 2011b; Romero González-Quijano et al. 2022). Finally, concentrations of a total of 18 trace
organic compounds (TrOCs) were determined by high performance liquid chromatography-
tandem mass spectrometry (HPLC-MS/MS, Shimadzu, Kyoto, Japan) following Zietzschmann
et al. (2016).
4.3.7 Data analysis
We used linear mixed models to test for differences in log-transformed CO2 fluxes among
seasons and water body types, and the interaction of both, considering site as a random effect.
We analyzed the importance of seasonal and daily variability in each water body type by
calculating a variance component using a Type-II ANOVA (variance component analysis) for
data from each water body type with day, season and site ID as random factors; this approach
facilitated the assessment of seasonal and daily variability as a fraction of total variation within
each water body type. We then calculated the variance component from gas exchange velocity
(k) and the concentration gradient (ΔCO2). We graphically evaluated whether the assumptions
of normal distribution and variance homogeneity of the residuals were met by inspecting
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97
histograms and quantile plots of log(x)- or √x-transformed data. To investigate the controls on
the CO2 flux, we condensed all potential predictor variables by three complementary principal
component analyses (PCA). The first PCA used variables describing DOM composition,
including DOM indices derived from absorbance and fluorescence analyses, size-exclusion
chromatography and PARAFAC. The second PCA used physical and water-chemical variables
(NH4+, NO3-, NO2-, chl a, TP), as well as land cover, water temperature and water depth. Finally,
the third PCA focused on Trace Organic Compounds (TrOC). We z-standardized all variables
to ensure equal weighting before running the PCAs. We then used the principal components
(PC) with eigenvalues >1 from the three PCAs as predictors in three Random Forest (RF)
analyses, a flexible, non-parametric regression belonging to the Classification and Regression
Tree analysis (CART) family (Feld et al. 2016). We carried out a separate analysis for each of
the three response variables: instantaneous CO2 flux, average of the one-week continuous flux
measurements, and daily variance of the one-week continuous flux measurements.
We also extrapolated the CO2 fluxes to the total surface water area of Berlin to obtain the total
CO2 emission footprint for one year. This was achieved by calculating the total surface area of
each type of water body in the city and multiplying it by the estimated total seasonal emission
from each water body type the number of days in each season, excluding 55 days in winter when
the sites were ice-covered, and finally summing up the seasonal estimates across the four types
of water bodies. We then estimated the total annual emissions from each type of water body by
multiplying the seasonal total emission from each water body type (g C-CO2 m-2) with its
respective total surface area. We finally calculated the total CO2 emission footprint of Berlin's
surface waters as the sum of the annual emissions from each of the four types of water body.
The uncertainties were calculated using error propagation rules at each step of the calculations.
4.4 Results
4.4.1 Effects of water body type and season on CO2 fluxes
Fluxes varied greatly over the seasons and between types of water bodies (Figure 2). Average
fluxes from lakes and ponds exceeded those for rivers and streams showing much higher rates
but also a much higher variation for instantaneous than for continuous measurements (Table
2). Instantaneous and continuous fluxes were positively correlated (R = 0.69, p < 0.001; Figure
S1, Supporting Information), but differed markedly in magnitude: Instantaneous fluxes were on
average 2.5 times higher than the average continuous fluxes. However, differences depended on
the type of water body. Estimates were strongly correlated with a slope near 1 for streams and
rivers (Figure S1, Supporting Information, Table 2), whereas the correlation for ponds and lakes
was not significant (Figure S1, Supporting Information).
Carbon dioxide emissions across an urban aquatic network
98
Figure 2 Map of instantaneous CO2 fluxes (g C-CO2 m-2 d-1) at 32 sites distributed across the city of
Berlin, Germany, in four seasons.
Linear mixed models did not reveal significant differences among seasons or types of water
bodies for any of the fluxes, although average CO2 fluxes from streams in summer and autumn
tended to be higher than from the three other types of water bodies. However, fluxes
significantly differed when we merged flowing and standing waters (p < 0.05 for instantaneous
fluxes, p < 0.01 for continuous fluxes), with higher average fluxes determined by continuous
measurements than standing waters throughout the year (Table 2, Figure 3). CO2 fluxes
determined by instantaneous measurements ranged from -0.45 (lake L2 in summer) to 7.32 g C-
CO2 m-2 d-1 (stream H4 in spring) with an average of 0.65 ± 0.91 g C-CO2 m-2 d-1 across the four
seasons and 32 sites. Continuously measured fluxes ranged from -0.18 (lake L4 in spring) to
1.52 g C-CO2 m-2 d-1 (stream H3 in spring) with an average across sites and seasons of 0.41 ±
0.07 g C-CO2 m-2 d-1 (Figure 3). Most of the sites were net sources of CO2; however, a few lakes,
ponds and streams acted as CO2 sinks during summer (Figure 3) when fluxes were assessed by
instantaneous measurements. On the contrary, only one lake acted as a CO2 sink, and that only
in spring when fluxes were continuously measured for a week.
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Figure 3 Summary of instantaneous and continuous measurements of CO2 fluxes from four different types
of water bodies in the city of Berlin, Germany, determined in four seasons.
4.4.2 Variability of CO2 fluxes
The collection of continuous measurements of CO2 fluxes also allowed us to compare the
variability of the measured xCO2HS with the computed xCO2AQ. The average variance of xCO2AQ
was 4.2 times higher than that of xCO2HS (Figure 4 C,D). Differences in variance for xCO2AQ and
xCO2HS depended on water body type. When k at a given site was high, the amplitude of xCO2AQ
exceeded that at sites where k was low.
In general, continuous flux measurements showed much higher day-to-day and diel variability
for lakes and ponds than for streams and rivers, where diel variability was near 0 (Figure S2,
Supporting Information, Table 2). In contrast, seasonal variability of continuous measurements
was very similar across all water bodies. Instantaneous measurements also gave very similar
estimates of seasonal variability among water body types. Only rivers showed lower seasonal
variability than the other three types of water bodies.
Carbon dioxide emissions across an urban aquatic network
100
Figure 4 Selected high-resolution time courses of water temperature and wind speed (A,B), xCO2(AQ) and
xCO2(HS) (C,D), and CO2 and k from an urban stream (S3) in spring (A,C,E) and an urban pond (P5) in
summer (B,D,F), illustrating variability at different scales.
For standing waters, k generally accounted for a greater portion of the variability in CO2 flux
than ΔCO2, especially for the continuous flux measurements (Table 2). This contrasts with
flowing waters, where most of the variability was caused by ΔCO2 for both types of flux
measurements (Table 2).
Table 2 Mean and SD of CO2 fluxes from surface waters in the city of Berlin, Germany, made by instantaneous and continuous measurements. Seasonal SD, day-to-
day SD and diel SD. The percentages of variance explained (% Var) refer to the effect of season, day to day and time of the day within each water body type, calculated
by type-II ANOVA (variance component analysis), with season, day and time of the day treated as random factors. The percentage of variability explained by k and
ΔCO2. NA* Data insufficient for calculations
Instantaneous flux measurements
Continuous flux measurements
Water
body type
Mean flux
(g C-CO2
m-2 d-1)
SD of
seasonal
flux (g C-
CO2 m-2 d-
1)
k600
(%)
ΔCO2 (%)
Mean flux (g
C-CO2 m-2 d-1)
SD of
seasonal
flux
(g C-CO2
m-2 d-1)
Seasonal
variance
(%)
SD of day-to-day flux
(g C-CO2 m-2 d-1)
Day-to-
day
variance
(%)
SD of daily
flux (g C-CO2
m-2 d-1)
Diel
variance
(%)
k600 (%)
ΔCO2 (%)
Lake
0.41 ±
0.80
0.49 ±
0.41
48 ± 5
52 ± 5
0.27 ± 0.48
NA*
NA*
0.033 ± 0.032
NA*
0.037 ± 0.042
NA*
92.0 ± 0.5
8.0 ± 0.5
Pond
0.56 ±
0.56
0.44 ±
0.25
56 ± 17
43 ± 17
0.24 ± 0.13
0.46 ± 0.25
72 ± 40
0.075 ± 0.065
28 ± 40
0.083 ± 0.046
0.11 ±
0.16
15.5 ± 0.5
River
0.46 ±
0.38
0.48 ±
0.39
37 ± 1
63 ± 1
0.51 ± 0.44
1.54 ± 0.50
100 ± 0
0.001 ± 0.001
0 ± 0
0.006 ± 0.006
0 ± 0
30.2 ± 2.7
69.8 ± 2.7
Stream
0.79 ±
0.59
0.81 ±
0.95
42 ± 5
58 ± 5
0.68 ± 0.51
1.93
100
0.002 ± 0.001
0
0.007 ± 0.007
0
26.0 ± 5.4
74.1 ± 5.4
n
121
121
121
121
32
7
7
32
7
32
7
32
32
Carbon dioxide emissions across an urban aquatic network
102
4.4.3 Comparison of Berlin CO2 fluxes with previous studies
Flux estimates from Berlin´s standing waters based on instantaneous and continuous
measurements ranged from -0.45 to 3.38 g C-CO2 m-2 d-1, similar to the range of rates
determined in other standing waters distributed across 150 sites around the world (-0.18 to 2.90
g C-CO2 m-2 d-1) (Figure 5, Table S8, Supporting Information). Fluxes from Berlin´s flowing
waters covered ranged from -0.13 to 7.32 g C-CO2 m-2 d-1, however, values reported from other
flowing water ranged 0.34 to 19.2 g C-CO2 m-2 d-1. (Figure 5).
Figure 5 Instantaneously (A) continuously measured CO2 fluxes (B) from water bodies in the city of
Berlin, Germany, in comparison to fluxes reported in published studies (C).
4.4.4 Annual CO2 emission from an urban aquatic network
Extrapolation of the fluxes measured continuously over one-week periods per season to a whole
year resulted in emission estimates that differed greatly among types of water bodies, (Table 3).
Extrapolation of the instantaneous flux measurements led to broadly similar results (Table 3).
These differences were mainly driven by the large differences in the surface area covered by the
different types of water bodies. Extrapolation to the entire aquatic network of the city results in
an annual emission estimate of 8.5 ± 1.3 Gg C-CO2 for the instantaneous and 4.9 ± 2.0 Gg C-
CO2 for the continuous flux measurements (Table 3).
CHAPTER 4
103
Table 3 Estimates of annual CO2 emissions 95% CL) from four types of water bodies in the city of
Berlin based on fluxes measured at four occasions either during 15-min deployments of flux chambers
(instantaneous measurements) or during continuous one-week measurements with equilibration
chambers.
Water
Annual CO2 emissions (Gg C-CO2)
Total surface
body type
Instantaneous
measurements
Continuous
measurements
area (km2)
Lakes
3.6 ± 0.7
0.8 ± 1.2
29.7
Ponds
0.4 ± 0.1
0.2 ± 0.2
2.1
Rivers
4.3 ±0.3
3.7 ± 0.3
21.4
Streams
0.2 ± 0.2
0.2 ± 0.3
0.8
Total
8.5 ± 1.3
4.9 ± 2.0
54.0
4.4.5 Drivers of CO2 fluxes and flux variability
The PCAs performed to summarize DOM data (Tables S1-S2, Supporting Information) and
physico-chemical (Table S3, Supporting Information) as potential drivers of CO2 (Figure 6,
Table 4) resulted in up to four principal components (PC) with eigenvalues >1. The PCA on the
DOM data explained 36% (PC1), 19% (PC2), 15% (PC3) and 12% (PC4) of the total variance,
and the four PCs from the PCA on the physico-chemical data explained 21, 14, 11 and 10% of
the variance, respectively. In the PCA on the TrOC data, only PC1 and PC2 had an eigenvalue
>1, explaining 35% (PC1) and 15% (PC2) of the total variance.
Carbon dioxide emissions across an urban aquatic network
104
Figure 6 Principal component analyses (PCA) summarizing potential drivers of CO2 fluxes from four
types of urban water bodies: A) Analysis based on dissolved organic matter (DOM) characteristics derived
from absorbance/fluorescence measurements, size-exclusion chromatography and PARAFAC (Table S1-
S2 Supporting Information; B) analysis based on water depth and temperature as well as land-cover and
physico-chemical variables such as NH4+, NO3-, NO2-, chl a, and TP (Table S3, Supporting Information;
and C) analysis based trace organic compounds as summarized in Table S5, Supporting Information.
CHAPTER 4
105
Table 4 Description and interpretation of PCA axes identified in the final random forest (RF) models as
potential drivers of CO2 fluxes. DOM: dissolved organic matter, CHEM: physico-chemical variables.
PC axis
PCA
Variables
PC description
Interpretation
PC1
DOM
Negative: PARAFAC
components C1, C2,
C3, SUVA254
Highly aromatic, humic-
like DOM of terrestrial
origin (including
wastewater treatment
plant effluents)
Gradient from allochthonous
aromatic DOM in streams and
rivers (-PC1) to
autochthonous labile DOM in
lakes (+PC1)
Positive: slope ratio,
E2:E3, β/α, HMWS-
C
Low molecular weight
DOM of aquatic microbial
origin
PC1
CHEM
Negative: urban paved
and TP
Gradients of depth and
land-use.
Depth-land cover gradient,
ranging from deep standing
waters in green spaces (+PC1)
to shallow water bodies, with
large surrounding paved areas
and high TP concentrations (-
PC1)
Positive: depth and
percentage of natural
areas in the
surroundings
PC2
CHEM
Negative: agricultural
land use
Chlorophyll-a gradient
Water temperature and
primary production gradient
Positive: water
temperature,
chlorophyll-a
concentration
PC4
CHEM
Negative: Wind
Separation of water bodies
by main abiotic factors
explaining k in lakes (wind)
or streams (temperature)
Separation of lakes with high
wind influence to warm
streams
Positive: water
temperature
The RF analysis of instantaneous CO2 fluxes identified PC1 from the DOM PCA and PC4 from
the PCA based on physico-chemical data as the most important drivers (Table S7, Supporting
Information). Partial plots from RF showed that instantaneous fluxes decreased with negative
PC1 scores of the DOM PCA and remained relatively constant when the scores were positive,
indicating that fluxes decreased along the aromaticity gradient. Elevated fluxes were associated
with low proportions of fresh DOM low and high DOM aromaticity (Figure 7). Partial plots
also showed that instantaneous fluxes were relatively constant with negative PC4 scores of the
physico-chemical PCA, but to increase with positive PC4 scores (Figure 7). This result indicates
that instantaneous fluxes were positively related to temperature (Table 4, Table S7, Supporting
Information).
Carbon dioxide emissions across an urban aquatic network
106
Similarly, the RF model for the continuous flux measurements was mainly explained by PC1 of
the DOM and physico-chemical PCAs. Continuous fluxes were also negatively related to PC1
of the DOM PCA and positively related to PC1 from the physico-chemical PCA (Figure 7),
indicating higher fluxes at deeper sites.
Figure 7 Partial plots of the main drivers identified in random forest models for instantaneousCO2 fluxes,
continuous fluxes, and daily variability of the continuous fluxes.
Daily variability of the continuously measured CO2 fluxes was mainly explained by PC2 and
PC1 of the physico-chemical PCA (Figure 7 E, F). Daily variability was positively related to
PC2; however, it mainly increased with positive PC2 scores, indicating higher daily variability
at elevated temperature and chlorophyll a concentration (Figure 7E). Daily variability decreased
with PC1 scores, indicating higher daily variability at sites with high proportion of paved areas
and low TP concentrations (Figure 7). None of the response variables (CO2 fluxes and daily flux
variability) showed a relationship with PC1 of the TrOC PCA, PC2, PC3 or PC4 from the DOM
PCA, nor PC3 from the physico-chemical PCA.
CHAPTER 4
107
4.5 Discussion
4.5.1 Temporal patterns
The current global estimate of aquatic CO2 emissions is poorly constrained at present (Pilla et
al. 2022). Large-scale CO2 flux estimates have traditionally been derived from CO2
concentrations in water (DelSontro et al. 2018; Raymond et al. 2013), generally calculated from
pH or alkalinity, an approach that typically overestimates fluxes (Abril et al. 2015) and
underrates flux variability (Attermeyer et al. 2021). Improving the accuracy of estimates thus
requires both improved methods and a consideration of temporal and spatial variability. The
two complementary methods used in the present study address this gap by assessing temporal
variation of CO2 fluxes at the seasonal, daily and diel scale across multiple sites in a large city.
We found that lotic and lentic water bodies responded differently to temporal variations on CO2
fluxes. Streams responded strongly to seasonal effects by increasing CO2 fluxes during summer
and autumn. Warmer temperatures during the summer and autumn can increase the metabolic
activity of aquatic organisms and microbial communities, leading to higher rates of organic
matter decomposition and CO2 production (Findlay 2021). Furthermore, the higher input of
organic material, such as plant litter, into the streams in autumn (Lidman et al. 2017; Pozo et al.
1997) can also boost microbial decomposition, contributing to higher CO2 fluxes (Amaral et al.
2021). On the other hand, lakes and ponds reacted stronger to diel and day-to-day variation.
The longer water residence times in lentic ecosystems compared to rivers and streams, allows
for more time for biogeochemical processes to occur (Brooks et al. 2014). This can lead to
increased diel and day-to-day variation in CO2 fluxes in lakes and ponds. Additionally, lakes and
ponds often have a higher density of aquatic plants and algae. These organisms can undergo
photosynthesis during the day, leading to CO2 uptake, and then release CO2 through respiration
at night, resulting in diel variation in CO2 fluxes. Rivers and streams, with faster flow rates, may
have lower densities of these organisms and, as a result, exhibit relatively stable CO2 fluxes on
a daily basis. Therefore, for accurate estimates, it is essential to sample both day and night in
lakes and ponds on multiple days or use an integrative method that averages across diel and
daily time scales, as demonstrated in our study.
Water bodies did not only differ on temporal variability but also on the mechanisms driving
GHG emissions. Wind speed exerted a strong control on gas exchange velocity in lakes and
ponds of Berlin, thus regulating CO2 daily dynamics in lentic waters (Prytherch and Yelland
2021). On the other hand, in rivers and streams, the variability related to the concentration
gradient (ΔCO2) had a greater impact on CO2 fluxes than the variability associated with gas
exchange velocity (k). This result contrasts with some previous studies on streams, such as
(Kokic et al. 2015) and (Wallin et al. 2011) which found gas exchange velocity to be more
influential. The difference in our findings could be attributed to the location of our research sites
Carbon dioxide emissions across an urban aquatic network
108
in an urban setting within a flat lowland terrain. In this type of environments, river
channelization, along with very gentle channel slopes, can significantly reduce the gas exchange
velocity by limiting the natural turbulence needed for efficient gas exchange. Our study
highlights the nature of CO2 flux regulation in aquatic ecosystems. Understanding these nuances
is essential for accurate modeling and management of carbon dynamics in these diverse aquatic
environments.
4.5.2 Spatial patterns
Rivers and streams are often subject to a higher input of allochthonous organic matter but also
dissolved inorganic carbon, which can explain the increased CO2 emissions observed here in
comparison to lakes and ponds. The higher spatial connectivity of streams and rivers with the
landscape make them great conduits for terrestrial CO2 emissions (Hotchkiss et al 2015). In
addition, in these flowing water bodies, the decomposition of externally derived organic material
plays a significant role in CO2 production (Saarela et al. 2022) , as opposed to lakes and ponds,
where CO2 production is predominantly reliant on autochthonous sources of organic matter,
such as aquatic plants and algae (Tranvik et al. 2009). Interestingly, our observations revealed
distinct patterns of CO2 dynamics across various aquatic environments. Some lakes, ponds, and
streams only acted as carbon sinks during the spring season, while rivers emitted carbon dioxide
consistently throughout the year. This difference in carbon flux behavior underlines the need
for a comprehensive approach to capture the intricacies of CO2 dynamics.
While we could compare instantaneous carbon fluxes across all sites, it is important to note that
our ability to obtain continuous flux data was limited due to the loss of several flux chambers,
particularly at the lake sites. The choice between utilizing instantaneous flux measurements or
continuous measurements depends on the research objectives and priorities. If achieving broad
spatial coverage is of utmost importance, instantaneous flux measurements may be appropriate.
On the other hand, if capturing daily and day-to-day variations in CO2 flux is the primary goal,
continuous flux measurements, are crucial for a more comprehensive understanding of carbon
dynamics in these aquatic ecosystems.
4.5.3 Potential drivers of CO2 fluxes
DOC quantity has been previously related to the concentration of CO2 in streams (Kaushal et
al. 2014a; Lapierre et al. 2013; Lennon 2004; Zhu et al. 2012); however, is still unclear how DOM
composition may affect CO2 fluxes from freshwaters to the atmosphere, especially in urban
settings. We found DOM composition to have a stronger influence on CO2 fluxes than simply
DOC concentration. In this study, fluxes were higher when aromatic compounds were
prominent in the DOM pool, and lower when fresh DOM was abundant, possibly driven by the
respiration of labile allochthonous DOM supplied, particularly with effluents from wastewater
CHAPTER 4
109
treatment plants. Indeed, we found C2, a humic-like component related to WWTP effluents,
was positively related to the CO2 fluxes. This result reinforces other studies indicating that
labile organic matter of anthropogenic origin may increase CO2 production and emissions from
urban surface waters (Griffith and Raymond 2011; Zhao et al. 2016) or that high concentrations
of CO2 in effluents from WWTPs lead to increased CO2 outgassing (Alshboul et al. 2016b). In
contrast to our results, respiration of relatively fresh DOM, less than 5 years old, was found to
be the dominant source of CO2 outgassing from rivers (Mayorga et al. 2005).
The percentage of urban paved area and TP concentration were negatively related to CO2 fluxes
in our study, in contrast with the positive relationship of CO2 emissions and TP concentration
previously found in lakes (Allesson et al. 2021). Physical characteristics of the water bodies we
examined also appeared to be important determinants of CO2 fluxes, especially water depth,
which was positively related to CO2 fluxes, although it must be acknowledged that the deepest
water bodies were larger lakes located mainly in forested areas, where the extent of paved
surfaces was small and nutrient concentrations lower than in the other urban water bodies we
investigated. Depth has been previously recognized as a factor influencing CO2 fluxes for
standing waters (Kankaala et al. 2013; Macklin et al. 2018). Percentage of paved surface was
negatively related to CO2 fluxes in our study, on the contrary, percentage of urban land has been
previously positively related to CO2 emissions from rivers (Gu et al. 2022). Temperature was
another influencing factor of CO2 fluxes in our study, fluxes were higher with higher
temperatures, as has been previously reported (Audet et al. 2020; Peacock et al. 2021). Other
environmental factors such as flow velocity, discharge or channel slope, which all affect water
exchange velocity, proved not to play important roles in our study. This lack of influence is in
contrast to more natural rivers and streams and could be due to the extensive channelization
and lowland character of the running waters we investigated. Regarding the drivers of the
variability of the fluxes, elevated temperatures generally stimulate microbial activity, which, in
turn, leads to more dynamic daily fluctuations in CO2 production and release, as we found in this
study. Additionally, higher chlorophyll-a levels were associated with increased daily fluctuations
in CO2 fluxes. Chlorophyll-a is an indicator of phytoplankton abundance (Boyer et al. 2009), and
its elevated presence often signifies greater biological activity, which can contribute to higher
CO2 variability. Interestingly, the location of water bodies played a significant role in daily
variability. Areas with a low percentage of paved surfaces, buildings, and other impervious
structures exhibited higher daily variability in CO2 fluxes. Paved surfaces and impervious
structures tend to increase runoff and disrupt natural processes that can influence the
concentration variability of CO2. In more natural or less urbanized areas, the ability of water
bodies to regulate carbon dioxide dynamics was more pronounced, leading to greater daily
variability. In summary, our findings indicate that physical factors, such as water temperature,
chlorophyll-a concentration, and the urban environment's influence on runoff, play a crucial role
Carbon dioxide emissions across an urban aquatic network
110
in shaping the daily variability of CO2 fluxes. Understanding the interplay between these factors
is essential for a comprehensive grasp of carbon dynamics in aquatic ecosystems.
Our study attempted to cover the aquatic network of a whole city, including all types of water
bodies, which is rarely reported in the literature. The streams and rivers showed lower emission
rates than found in other studies (Table S8, Supporting Information). Low discharge, flow
velocities and inflow of groundwater supersaturated with CO2 resulting from respiration during
soil and groundwater passage likely contributed to this outcome. Our results are similar to a
recent study carried out in the municipality of Beijing, where rivers from the urban area showed
lower emissions than global average (Wang et al. 2023). These results highlight the importance
of considering urban water bodies as a distinct group when estimating large-scale GHG
emissions from freshwaters. Traditionally, urban surface waters have not been considered when
estimating global CO2 fluxes, our estimation showed that freshwaters account for 0.17% of the
total estimated emissions from the city of Berlin in 2017 (UBA 2017).
4.5 Conclusion
The data we collected in four seasons across the aquatic network of the city of Berlin suggest
that the magnitude and variability of CO2 emissions from urban freshwaters may differ from
emissions typical of water bodies in natural and agricultural landscapes. An implication of this
finding is that urban streams, rivers, lakes and ponds should be considered distinct categories of
water bodies when establishing global budgets of CO2 emissions from surface waters. Rapid
growth of urban sprawl is a global phenomenon and urban waters in Berlin and elsewhere are a
net source of CO2 to the atmosphere, even though the total emissions we estimated were lower
than in other studies.
Acknowledgments. We thank A. Köhler at the Senate Berlin (SenUVK) for water quality data,
authorities and private land owners for providing access to the study sites, C.N. Stratmann for
obtaining permissions, U. Mallok for nutrient analyses, C. Schmalsch for the LCOCD analysis.
C.N. Stratmann, Meinhold, I. Ajamil, G. Idoate, L. Thuile-Bistarelli, A. Sultan, R. Schulte, E.
Tupper, T. Fuss, R. del Campo, A. Wieland, and M. Bethke for field assistance. G. Aschermann
and A. Putschew kindly enabled TrOC analyses. This project was funded by the German
Research Foundation (DFG) through the Research Training Group ‘Urban Water Interfaces’
(UWI; GRK 2032).
Author contributions. CR, SH, MOG, PC and GS designed the study. CR adapted the CO2 sensors
and together with SH, collected the data. CR did the flux calculations, the optical analysis and
the PARAFAC modeling. CR and GS conducted the statistical analysis. CR led the manuscript
writing, with guidance by GS and RdC. All authors discussed the results and edited the
manuscript. Data accessibility statement. Data will be available at ZENODO.
CHAPTER 4. SUPPLEMENT
111
Supplement of Chapter 4
Carbon dioxide emissions across an urban
aquatic network
1.
p
CO2 calculation: loop method
We measured pCO2 using the loop method according to (Wilkinson et al. 2018), where the gas
concentration (XCO2 in ppm) in the injected gas sample (Xsample) is calculated from the
difference between the average equilibrium and baseline values:
𝑋𝑠𝑎𝑚𝑝𝑙𝑒 =∆X𝑉𝑙𝑜𝑜𝑝 +𝑉𝑠𝑎𝑚𝑝𝑙𝑒
𝑉𝑠𝑎𝑚𝑝𝑙𝑒
Where, Vloop is the sum of the internal loop volume of the instrument and the volume of the
external loop connection and the volume of the external loop connection.
2. Wind speed calculation
To calculate wind speed at 10m (U10 ms-1) we used the empirical power law (Elliot, 1979):
U10 = Uz* (10 / z) 1/7
Uz is the measured wind speed (ms-1), z is the height it was measured.
Carbon dioxide emissions across an urban aquatic network
112
3. Tables
Table S1 Designation, excitation (Ex) and emission (Em) wavelengths of PARAFAC components, and
the number of studies with matching components reported in OpenFluor (checked on the 28th March
2022) (Murphy et al. 2014). From Romero González-Quijano 2022
PARAFA
C
componen
t
E
x
E
m
OpenFluor
reference
matches
(0.95)
Explanation and selected references
C1
2
5
0
4
4
6
12
Humic-like, peak A (Coble 1996) humic-like and
recalcitrant (C1) (Hansen et al. 2016)
C2
2
5
0
5
0
0
70
Terrestial humic-like in waste water treatment
impacted water, (G1) (Murphy et al. 2011);
ubiquitous and recalcitrant humic (C2) (Chen et al.
2017)
C3
3
0
6
4
0
8
20
Humic-like, peak M (Coble, 1996); humic-like (C3)
(Stedmon and Markager 2005b)
C4
2
5
6
4
4
4
8
Terrestrial humic-like, suggested as photo-refractory
(Yamashita et al. 2010); (C2) terrestrial humic-like
(C3) (Williams et al. 2010)
C5
2
5
0
3
8
2
12
Anthropogenic, microbial humic-like (C6) (Williams
et al. 2016)
C6
2
9
4
3
5
2
33
Similar to tryptophan (C3) (Catalán et al. 2015);
protein-like, linked to autochthonous production (C3)
(Amaral et al. 2016)
C7
2
7
6
3
2
6
68
Protein-like, peak B (Coble, 1996); waste water
treatment protein (C2) (Teymouri 2007)
Table S2 Description of absorbance and fluorescence indices (from Romero González-Quijano 2022)
Variable
Description
SUVA254
Proxy for DOM aromaticity (Weishaar et al. 2003)
E2:E3
Ratio of absorbance at 250 and 365 nm, as an (inverse) indicator of molecular size
(Chen et al. 1977; Peuravuori and Pihlaja 1997)
E4:E6
Indicator of humification (Chen et al. 1977)
SR
Ratio of slopes (SR) computed from short and long wavelength regions as another
negative correlate with DOM molecular weight (Loiselle et al. 2009)
FI
Fluorescence index (FI) Ratio of the fluorescence intensities at the emissions 470 and
520 (obtained at excitation wavelength of 370nm). Indicator of DOM derived from
terrestrial plants (FI around 1.2) or from microbes or algae (FI around 1.4) (Cory and
McKnight 2005; Cory et al. 2010; Fellman et al. 2010; Jaffé et al. 2008)
HIX
Humification index (HIX) as a proxy for humic substances (Ohno 2002)
β/α
Freshness index β/α (Wilson and Xenopoulos 2009b) , which indicates the relative
importance of recently produced DOM (Parlanti et al. 2000)
CHAPTER 4. SUPPLEMENT
113
Table S3 Physico-chemical variables across water body types.
Variable
Lakes
Ponds
Rivers
Streams
Temperature
14.6 ± 6.9
13.7 ± 5.3
15.2 ± 6.2
11.3 ± 4.9
DOC (mg/L)
7.47 ± 2.70
10.34 ± 3.00
7.96 ± 1.62
11.67 ± 5.45
TP (mg/L)
0.05 ± 0.05
0.09 ± 0.07
0.10 ± 0.08
0.26 ± 0.31
NH4+ (mg/L)
0.07 ± 0.07
0.27 ± 0.67
0.15 ± 0.14
0.36 ± 0.65
NO3- (mg/L)
0.22 ± 0.36
0.03 ± 0.06
1.12 ± 1.66
0.91 ±1.53
Chlorophyll a
(μg /L)
6.24 ± 14.18
7.33 ± 7.7
2.09 ±2.93
5.28 ± 9.74
Carbon dioxide emissions across an urban aquatic network
114
Table S4 Sites coordinates and land uses. Longitude is given in decimal degrees East and latitude in
decimal degrees North. Land cover was calculated with QGIS- layer, for a 50 m buffer around water
bodies using the software QGIS (QGIS Development Team, 2017) and data provided by the Senate
Administration for Environment, Transport and Climate Protection of Berlin.
ID
Name
Type
Latitude
Longitude
Agricul-
tural(%)
Fores-
ted(%)
Urban
Pavement
(%)
Urban
Green(%)
H1
Teltowkanal
river
52.44239
13.32454
0
0
60
40
H2
Teltowkanal
river
52.42642
13.52039
0
0
100
0
H3
Wuhle
stream
52.52562
13.57913
50
0
50
0
H4
Tegeler Fliess
stream
52.63442
13.38013
50
0
10
40
L1
Biesdorfer See
lake
52.50331
13.5497
0
0
50
50
L2
Obersee
lake
52.54856
13.48972
0
0
50
50
L3
Ploetzensee
lake
52.5438
13.33049
0
0
0
100
L4
Gross Glienicker
lake
52.46417
13.11489
0
10
0
90
L5
Havel
lake
52.4431
13.14453
0
0
100
0
L6
Schlachtensee
lake
52.44066
13.21183
0
60
30
10
L7
Müggelsee
lake
52.43837
13.6451
0
70
30
0
P1
Hoheheideteich
pond
52.57694
13.16428
0
100
0
0
P2
Hamburger
Teich
pond
52.56738
13.44549
0
0
30
70
P3
Ruhwaldteich
pond
52.52573
13.25998
0
0
50
50
P4
Kienhorstbecken
pond
52.57724
13.34556
0
0
0
100
P5
Mittelfeldteich
pond
52.61208
13.23045
0
100
0
0
P6
Neurandteich
pond
52.63883
13.27377
0
0
65
35
P7
Möwensee
pond
52.55282
13.33545
0
0
30
70
R1
Müggelspree
river
52.42985
13.68912
0
0
100
0
R2
Landwehrkanal
river
52.51935
13.31959
0
0
80
20
R3
Spree
river
52.53613
13.21622
0
0
100
0
R4
Kuhlake
river
52.57817
13.16509
0
100
0
0
R5
Neukölln Ship
Canal
river
52.48936
13.43949
0
0
30
70
R6
Spree
river
52.47137
13.49683
0
0
100
0
R7
Panke
river
52.5369
13.36759
0
0
60
40
S1
Zingergraben
stream
52.58209
13.38594
0
0
95.35
4.65
S2
Schwarzer
Graben
stream
52.56488
13.34918
0
0
50
50
S3
Graben 1 Buch
stream
52.62384
13.46883
0
100
0
0
S4
Graben 73
Buchholz
stream
52.62881
13.45315
100
0
0
0
S5
Erpe
stream
52.45888
13.61245
0
50
50
0
S6
Koppelgraben
stream
52.62065
13.41089
50
0
30
20
S7
Plumpengraben
stream
52.41513
13.5628
0
0
100
0
CHAPTER 4. SUPPLEMENT
115
Table S5 List of trace organic compounds analyzed
TrOC
abreviat
ion
Lower
Limit of
Quantific
a-tion
(LLoQ)
number of
sites with
conc >
LLoQ
Name
Description
ACS
0.1
72
acesulfame
sweetener
ATS
0.05
42
amidrotrizoic
radiocontrast agent
BTA
0.1
68
benzotriazole
corrosion inhibitor
BZF
0.1
6
benzafibrate
lipid-lowering agent
CBZ
0.05
44
carbamazepine
anticonvulsant
DCF
0.05
30
diclofenac
analgesic/anti
inflammatory
FAA
0.1
46
4-formylamin
metabolite of
metamizol
analgesic
GAB
0.1
62
gabapentin
epilepsy treatment
/pain killer
GPL
0.05
39
gabapentin-
lactam
-
IOM
0.1
40
iomeprol
radiocontrast agent
IOP
0.01
52
iopromide
radiocontrast agent
MBT
0.1
63
methylbenzotri
azole
corrosion inhibitor
MTP
0.1
31
metoprolol
beta blocker
PRI
0.05
31
primidone
anticonvulsant
SMX
0.1
2
sufamethoxazol
e
antibiotic
VAL
0.1
30
valsartan
AT1- receptor
antagonist
VLX
0.1
3
venlafaxine
antidepressant
VSA
0.1
62
valsartan acid
high blood preasure
Carbon dioxide emissions across an urban aquatic network
116
Table S6 Summary of all the k600 calculated for this study.
Name_k600
Formula
Comments
k600_chamber
𝑘 = 𝐹
𝑘𝐻(𝐶𝑂2_𝑤𝑎𝑡𝑒𝑟 𝐶𝑂2_𝑎𝑖𝑟)
𝑘600 =𝑘(600
𝑆𝑐)−0.5
Floating chamber method.
(Duc et al.
2013)
k600_wind_field
𝑘600=2.07+0.215𝑈101.7 ·( 𝑆𝑐
600)−0.5
U10 calculated from wind
measured in the field at 0.5m
(Cole and
Caraco 1998)
k600_wind_mug
𝑘600=2.07+0.215𝑈101.7 ·( 𝑆𝑐
600)−0.5
U10 calculated from wind
measured at Müggelsee station
at 5m
(Cole and
Caraco 1998)
k600_fetch_field
𝑘600=2.13+2.18·𝑈10+0.82·𝑈10
·𝑙𝑜𝑔10𝑓𝑒𝑡𝑐
Fetch in km. U10 calculated
from wind measured in the
field at 0.5m
(Vachon and
Prairie 2013)
k600_fetch_mug
𝑘600=2.13+2.18·𝑈10+0.82·𝑈10
·𝑙𝑜𝑔10𝑓𝑒𝑡𝑐
Fetch in km. U10 calculated
from wind measured at
Müggelsee station at 5m
(Vachon and
Prairie 2013)
k600_area_field
𝑘600=2.51+1.48·𝑈10+0.39·𝑈10
·𝑙𝑜𝑔10𝐿𝐴
U10 calculated from wind
measured in the field at 0.5m
(Vachon and
Prairie 2013)
k600_area_mug
𝑘600=2.51+1.48·𝑈10+0.39·𝑈10
·𝑙𝑜𝑔10𝐿𝐴
U10 calculated from wind
measured at Müggelsee station
at 5m
(Vachon and
Prairie 2013)
k600_ray_1
𝑘600=(𝑉𝑆)0.89 ·𝐷0.54 ·5037
Velocity (V) as an average of
V estimated from depth (D)
and width (W).
(Raymond et
al. 2012)
k600_ray_3
𝑘600=𝑉0.85 ·𝑆0.77 ·1162
V as an average of V estimated
from depth (D) and width (W).
(Raymond et
al. 2012)
k600_ray_4
𝑘600=(𝑉𝑆)0.76 ·951.5
V as an average of V estimated
from depth (D) and width (W).
(Raymond et
al. 2012)
k600_ray_5
𝑘600=𝑉𝑆·2841+2.02
V as an average of V estimated
from depth (D) and width (W).
(Raymond et
al. 2012)
CHAPTER 4. SUPPLEMENT
117
Table S7 Random Forest (RF) models. Variables used as predictors were PC axes with Eigenvalues >1
from three separate PCAs based on DOM characteristics; water depth, land cover and physico-chemical
variables (CHEM); and Trace Organic Compounds. Only variables with a relative influence in the RF
>10% are shown.
Measurement method
Variance
explained (%)
Predictor
Variable
Deviance explained
by model (%)
Instantaneous CO2 flux
in flux chambers
42
PC1 DOM
PC4 CHEM
61
16
Continuous CO2 flux in
equilibration chambers
33
PC1 DOM
PC1 CHEM
46
12
Daily CO2 flux
variability in
equilibration chambers
29
PC2 CHEM
PC1 CHEM
48
20
Carbon dioxide emissions across an urban aquatic network
118
Table S8 Literature values of CO2 fluxes for the comparison with our fluxes
Study
Yea
r
lenti
c/lo
tic
in gC-CO2
m2y-1
(Kling et al. 1992) in (Abnizova et al. 2012)
1992
lenti
c
91.25
(Hamilton et al. 1994) in (Abnizova et al.
2012)
1994
lenti
c
368.65
(Hamilton et al. 1994) in (Abnizova et al.
2012)
1994
lenti
c
1095
(Roulet et al. 1997) in (Abnizova et al. 2012)
1997
lenti
c
616.85
(Cole and Caraco 1998) in (Abnizova et al.
2012)
1998
lenti
c
29.2
(Cole and Caraco 1998) in (Abnizova et al.
2012)
1998
lenti
c
51.1
(Striegl and Michmerhuizen 1998) in
(Abnizova et al. 2012)
1998
lenti
c
3.65
(Duchemin et al. 1999) in (Abnizova et al.
2012)
1999
lenti
c
248.2
(Riera et al. 1999) in (Abnizova et al. 2012)
1999
lenti
c
135.05
(Riera et al. 1999) in (Abnizova et al. 2012)
1999
lenti
c
200.75
(Riera et al. 1999) in (Abnizova et al. 2012)
1999
lenti
c
0
(Riera et al. 1999) in (Abnizova et al. 2012)
1999
lenti
c
21.9
(Casper et al. 2000) in (Abnizova et al. 2012)
2000
lenti
c
175.2
(Cole et al. 2000) in (Abnizova et al. 2012)
2000
lenti
c
-65.7
(Cole et al. 2000) in (Abnizova et al. 2012)
2000
lenti
c
219
(Hope et al. 2001)
2001
lotic
662.26
(Huttunen et al. 2002a) in (Abnizova et al.
2012)
2002
lenti
c
51.1
(Huttunen et al. 2002b) in (Abnizova et al.
2012)
2002
lenti
c
149.65
(Huttunen et al. 2002b) in (Abnizova et al.
2012)
2002
lenti
c
153.3
(Richey et al. 2002) in (Butman and
Raymond 2011)
2002
lotic
830
(Huttunen et al. 2003) in (Abnizova et al.
2012)
2003
lenti
c
76.65
(Huttunen et al. 2003) in (Abnizova et al.
2012)
2003
lenti
c
58.4
(Huttunen et al. 2003) in (Abnizova et al.
2012)
2003
lenti
c
62.05
(Huttunen et al. 2003) in (Abnizova et al.
2012)
2003
lenti
c
83.95
(Huttunen et al. 2003) in (Abnizova et al.
2012)
2003
lenti
c
40.15
CHAPTER 4. SUPPLEMENT
119
Study
Year
lentic
/lotic
in gC-CO2
m2y-1
(Åberg et al. 2004) in (Abnizova et al.
2012)
2004
lentic
105.85
berg et al. 2004) in (Abnizova et al.
2012)
2004
lentic
94.9
(Repo et al. 2007) in (Abnizova et al.
2012)
2007
lentic
51.1
(Repo et al. 2007) in (Abnizova et al.
2012)
2007
lentic
160.6
(Repo et al. 2007) in (Abnizova et al.
2012)
2007
lentic
149.65
(Yao et al. 2007) in (Butman and
Raymond 2011)
2007
lotic
830-1560
(Blodau et al. 2008) in (Abnizova et al.
2012)
2008
lentic
7.3
(Shirokova et al. 2009) in (Abnizova et al.
2012)
2009
lentic
109.5
(Humborg et al. 2010) in (Butman and
Raymond 2011)
2010
lotic
1850
(Dubois et al. 2010) in (Butman and
Raymond 2011)
2010
lotic
1182
(Aufdenkampe et al. 2011)
2011
lentic
240
(Aufdenkampe et al. 2011)
2011
lentic
80
(Aufdenkampe et al. 2011)
2011
lentic
130
(Butman and Raymond 2011)
2011
lotic
-882 to 4008
(Aufdenkampe et al. 2011) in (Butman and
Raymond 2011)
2011
lotic
1675
(Butman and Raymond 2011)
2011
lotic
2370
(Aufdenkampe et al. 2011)
2011
lotic
1600
(Aufdenkampe et al. 2011)
2011
lotic
2720
(Aufdenkampe et al. 2011)
2011
lotic
720
(Aufdenkampe et al. 2011)
2011
lotic
2630
(Aufdenkampe et al. 2011)
2011
lotic
260
(Aufdenkampe et al. 2011)
2011
lotic
560
(Alin et al. 2011) in (Lauerwald et al.
2015)
2011
lotic
2065
(Alin et al. 2011) in (Lauerwald et al.
2015)
2011
lotic
1478
(Striegl et al. 2012) in (Lauerwald et al.
2015)
2012
lotic
750
(Tian et al. 2012) in (Gu et al. 2021)
2012
lotic
1898
(Crawford et al. 2013)
2013
lotic
1930.03
Carbon dioxide emissions across an urban aquatic network
120
Study
Year
lentic
/lotic
in gC-CO2
m2y-1
(de Fátima F. L. Rasera et al. 2013) in
(Lauerwald et al. 2015)
2013
lotic
1880
(de Fátima F. L. Rasera et al. 2013) in
(Lauerwald et al. 2015)
2013
lotic
2079
(Wallin et al. 2013) in (Gu et al. 2021)
2013
lotic
1423.5
(Natchimuthu et al. 2014)
2014
lentic
4.818
(Khadka et al. 2014) in (Gu et al. 2021)
2014
lotic
91.25
(Giesler et al. 2014) in (Gu et al. 2021)
2014
lotic
292
(Sepulveda-Jauregui et al. 2015)
2015
lentic
43.34
(Lauerwald et al. 2015)
2015
lotic
2004
(Lauerwald et al. 2015)
2015
lotic
1075
(Lauerwald et al. 2015)
2015
lotic
543
(Lauerwald et al. 2015)
2015
lotic
305
(Lauerwald et al. 2015)
2015
lotic
1351
(Lauerwald et al. 2015)
2015
lotic
648
(Lauerwald et al. 2015)
2015
lotic
2829
(Lauerwald et al. 2015)
2015
lotic
1403
(Lauerwald et al. 2015)
2015
lotic
193
(Lauerwald et al. 2015)
2015
lotic
758
(Lauerwald et al. 2015)
2015
lotic
2035
(Lauerwald et al. 2015)
2015
lotic
1849
(Lauerwald et al. 2015)
2015
lotic
2215
(Lauerwald et al. 2015)
2015
lotic
1946
(Lauerwald et al. 2015)
2015
lotic
459
(Lauerwald et al. 2015)
2015
lotic
831
(Smith and Kaushal 2015) in (Gu et al.
2021)
2015
lotic
83.95
(Jones et al. 2016)
2016
lentic
13
(Holgerson and Raymond 2016)
2016
lentic
154.08
CHAPTER 4. SUPPLEMENT
121
Study
Year
lentic
/lotic
in gC-CO2 m2y-
1
(Holgerson and Raymond 2016)
2016
lentic
92.89
(Holgerson and Raymond 2016)
2016
lentic
104.56
(Holgerson and Raymond 2016)
2016
lentic
98.19
(Holgerson and Raymond 2016)
2016
lentic
91.54
(Holgerson and Raymond 2016)
2016
lentic
50.32
(Gerardo-Nieto et al. 2017)
2017
lentic
92.59
(Gerardo-Nieto et al. 2017)
2017
lentic
55.10
(Natchimuthu et al. 2017)
2017
lotic
7008
(Smith et al. 2017)
2017
lotic
4201.15
(Smith et al. 2017)
2017
lotic
49110.75
(Smith et al. 2017)
2017
lotic
3759.5
(Smith et al. 2017)
2017
lotic
930.75
(Jiang et al. 2017) in (Gu et al. 2021)
2017
lotic
1835.95
(Lee et al. 2017) in (Gu et al. 2021)
2017
lotic
343.1
(Peacock et al. 2019)
2019
lentic
74.85
(Peacock et al. 2019)
2019
lentic
-18 to 343
(Ni et al. 2019) in (Gu et al. 2021)
2019
lotic
1445.4
(Reiman and Xu 2019) in (Gu et al. 2021)
2019
lotic
47.45
(Li et al. 2020) in (Gu et al. 2022)
2020
lotic
2018.45
(Gu et al. 2022)
2021
lotic
1799.45
(Bargrizan et al. 2022)
2022
lotic
218
(Zhang et al. 2022)
2022
lentic
-106.40
Carbon dioxide emissions across an urban aquatic network
122
4. Figures
Figure S1 Relationship between CO2 fluxes determined with two different approaches,
instantaneous measurements on single days in the morning vs continuous measurements over a
week. Dashed line indicates 1:1 line. Lentic: lakes and ponds, lotic: rivers and streams.
Figure S2 Daily (A), day to day (B) (from the Continuous fluxes) and seasonal standard
deviation (SD) (C) (from the Instantaneous fluxes)
CHAPTER 5
123
5
Methane emissions from contrasting urban
freshwaters: Rates, drivers, and a whole
city footprint
This study was published as:
This is the postprint version of the article.
5.1 Abstract
Global urbanization trends impose major alterations on surface waters. This includes impacts
on ecosystem functioning that can involve feedbacks on climate through changes in rates of
greenhouse gas emissions. The combination of high nutrient supply and shallow depth typical
of urban freshwaters is particularly conducive to high rates of methane (CH4) production and
emission, suggesting a potentially important role in the global CH4 cycle. However, there is a
lack of comprehensive flux data from diverse urban water bodies, of information on the
underlying drivers, and of estimates for whole cities. Based on measurements over four seasons
in a total of 32 water bodies in the city of Berlin, Germany, we calculate the total CH4 emission
from various types of surface waters of a large city in temperate climate at 2.6 ± 1.7 Gg
CH4/year. The average total emission was 219 ± 490 mg CH4 m2 day1. Water chemical
variables were surprisingly poor predictors of total CH4 emissions, and proxies of productivity
and oxygen conditions had low explanatory power as well, suggesting a complex combination
of factors governing CH4 fluxes from urban surface waters. However, small water bodies (area
<1 ha) typically located in urban green spaces were identified as emission hotspots. These results
help constrain assessments of CH4 emissions from freshwaters in the world's growing cities,
facilitating extrapolation of urban emissions to large areas, including at the global scale.
Herrero Ortega, S., C. Romero González-Quijano, P. Casper, G. A. Singer, and M. O.
Gessner. 2019. Methane emissions from contrasting urban freshwaters: Rates, drivers, and a
whole-city footprint. Global Change Biology 25:4234-4243.
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
124
5.2 Introduction
More than half of the world's population currently lives in cities and this fraction is projected to
rise to twothirds by the year 2050 (UN 2016). This global urbanization trend leads to heavy
modifications of freshwaters worldwide, as encapsulated in the “urban stream syndrome” for
running waters (Walsh et al. 2005). Symptoms characterizing this syndrome include strong
nutrient and pollutant loading, even when effective sanitation is in place, and disruptive changes
in the hydromorphology of urban freshwaters resulting from altered connectivity, surface
sealing in the catchment, bank hardening, and channel modification by canalization and a
multitude of other engineering measures (Gessner et al. 2014; Grimm et al. 2008b; Roy et al.
2016). As a result, strong impacts on urban surface waters have been documented on biological
communities and ecosystem properties such as oxygen regimes and organic matter dynamics
(Birch and McCaskie 1999; Paul and Meyer 2001; Waajen et al. 2014). A particularly important
consequence of enhanced oxygen depletion and organic matter loading in freshwaters is the
stimulation of methanogenesis in sediments and, thus, increased emission of methane (CH4)
across the wateratmosphere interface (Grinham et al. 2018b). This suggests that urban
freshwaters could act as an important source of CH4 to the atmosphere (Gonzalez-Valencia et
al. 2014; Martinez-Cruz et al. 2017; Wang et al. 2018). Empirical data on CH4 emissions from
urban freshwaters are scarce, however, and have not been included in global emission
estimates(Bastviken et al. 2011; IPCC 2013), nor in systematic assessments of CH4 evasion from
all potential sources in cities. In fact, most studies on freshwaters assessing urban CH4 emissions
were limited to a single type of water body and a single season (López Bellido et al. 2011; Wang
et al. 2018; Zhang et al. 2014; Zhang et al. 2016) with only one recent investigation in a tropical
megacity considering multiple surface waters and temporal patterns (Martinez-Cruz et al. 2017).
Equivalent information is lacking from urban freshwaters in temperate climates, where
seasonality is more pronounced than in the tropics. Information available on individual urban
water bodies suggests that the drivers behind CH4 emissions are similar to those in rural, forest,
and other natural areas (Martinez-Cruz et al. 2017; Yu et al. 2017). All else being equal, shallow
waters, which are typical of urban areas (McEnroe et al. 2013), are likely to emit more CH4 per
surface area, because the travel times of CH4 bubbles generated by ebullition events and rising
from the sediment to the water surface are likely to be shorter, limiting CH4 oxidation by
methanotrophy in the oxic water column (Bastviken et al. 2004; Holgerson 2015). The small
size of most urban water bodies also suggests that land use in the surroundings and associated
inputs of organic matter, nutrients, and contaminants can strongly influence water quality and
ecosystem properties. Large supplies of labile organic matter, whether from the catchment or
through intense primary production boosted by nutrient availability, coupled with subsequent
oxygen depletion are both conducive to methanogenesis (Segers 1998). This points to a high
potential of urban freshwaters to produce and emit CH4 to the atmosphere, unless toxic
substances curb biological activity. In view of the importance and large gaps in information on
CHAPTER 5
125
rates and drivers of CH4 emissions from urban freshwaters, the aims of this study were to (a)
determine CH4 fluxes at different times of the year from a range of contrasting urban
freshwaters; (b) identify drivers of CH4 emissions from the different types of water bodies; and
(c) integrate this information to provide an initial flux estimate from a metropolitan area as a
potentially important component of global urban CH4 emissions from freshwaters. Based on the
limited information available to date, we predicted rates to be particularly high in small, shallow,
and nutrientrich standing waters with sediments rich in organic matter.
Figure 1 Map of the metropolitan area of Berlin, Germany, showing land use and freshwater sampling
locations in lakes (L17), ponds (P17), rivers (R17), streams (S17), and four additional running water
sites characterized by high nutrient concentrations (H14)
5.3 Materials and methods
5.3.1 Study sites
The study was conducted in the city of Berlin, Germany, an urban area with 3.5 million
inhabitants on 892 km2 (Heberer 2002), of which 54 km2 (6%) are freshwaters (Figure 1).
Freshwaters in Berlin include two midsized rivers feeding and draining several larger shallow
lakes (Knappe et al. 2005), about 60 smaller lakes (>1 ha), and more than 500 ponds (Heberer
2002). When canals for transportation and ditches for sewage and rainwater collection are
added, the surface river network reaches a total length of about 560 km (SenUVK, 2018). River
flow is slow because of the low terrain slope (0.01%; Knappe et al., 2005), locks, and weirs.
Multiple wastewater treatment plants (WWTP) within the city discharge treated effluents into
the urban freshwater network (Heberer 2002). Four categories of surface waters were
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
126
distinguished: lakes, ponds, rivers (including canals), and streams (including ditches). Lakes
were classified as water bodies ≥1 ha according to a lake inventory for Berlin (SenUVK, 2005).
Rivers and streams were differentiated by width (rivers >5 m). Seven locations were randomly
selected from each of the four categories. Four additional running water sites were also included
because of particularly high nutrient (NO3, NH4+, total phosphorus [TP]) and dissolved
organic carbon (DOC) concentrations recorded in a monitoring program over the five previous
years (SenUVK 20092014). However, CH4 emissions at these sites were found not to differ
significantly from those of the randomly selected sites and were thus treated as rivers (H12) or
streams (H34), depending on size. Thus, a total of 32 sites (Figure 1; Table S1) were each
sampled four times, in spring (AprilMay), summer (JulyAugust), and fall (September
October) 2016, and in winter (FebruaryMarch) 2017 just after ice out because of unusually cold
weather late in the season.
5.3.2 CH4 emissions
Floating chambers were deployed at one selected point in each water body to estimate rates of
total, diffusive, and ebullitive CH4 fluxes to the atmosphere. The chambers were anchored but
several meters of rope and tubing allowed for some free movement. The position in lakes was
randomly chosen along the contour line of average water depth to avoid potential bias caused
by taking measurements at the deepest point (Schilder et al. 2013). Since the bathymetry of
ponds was unknown, the central point (not necessarily the deepest) was used in those cases; this
was less critical than for lakes because water depth in ponds varied much less. In running waters,
chambers were deployed within 2 m from the shore (Grasset et al. 2016). Cylindrical floating
chambers (area: 0.071 m2; headspace volume 5.4 L) were used in lakes and ponds to determine
CH4 emission rates. Slightly wider and shorter but otherwise similar chambers (0.126 m2;
headspace volume 16.8 L) were used in streams and rivers. The chamber headspace was
connected in a closed loop to an ultraportable greenhouse gas analyzer (UGGA 24P and 30P;
Los Gatos Research) before deploying a single chamber three times at each location to measure
CH4 headspace concentrations every second for 15 min (Pirk et al. 2016). Chambers were opened
between series of measurements and equilibrated with the surrounding air. All fluxes were
measured between 8 and 12 a.m. to minimize any possible influence of systematic diel variations.
Atmospheric pressure and wind speed 1 m above the water surface were simultaneously
determined using a portable weather station (Kestrel 4000; NielsenKellerman). Total CH4 flux
(F) to the atmosphere was calculated as:
𝐹 = ∆𝐶
∆𝑡 ×𝑉×𝑃
𝐴×𝑅𝑇 ×10−6 ×8,640×103×16 (mg day1 m2)
where ΔC is the concentration change in the headspace of the static chamber (ppmv), Δt is the
chamber deployment time (s), V is the volume (m3) of the chamber headspace, A is the area of
the static chamber (m2), R is the universal gas constant (8.3143 m3 Pa mol1 K1), P is
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127
atmospheric pressure (Pa), and T is air temperature (K) during the measurement. All
concentration data were plotted to visually identify whether any sampling errors or ebullition
events occurred. When initial values deviated from the atmospheric concentration measured
before deploying a chamber, the first data points were removed and the fluxes calculated based
only on the time span where the concentration increased linearly. Total fluxes were calculated
as the difference between initial and final concentrations during the considered deployment time.
Diffusion fluxes were computed for the first period of linear concentration increases after the
deployments. This was usually during the first 30 s when ebullition was observed. If no
ebullition occurred, the period was extended to up to 15 min. When no ebullition event was
observed, we calculated diffusive fluxes based on the entire exposure period of 15 min (Gerardo-
Nieto et al. 2017). Ebullition events were recognized by sudden steep concentration increases,
which were occasionally followed by a decline. Only concentration increases with an r2 > .7
were taken into account to compute diffusive fluxes (Martinez-Cruz et al. 2017; Sepulveda-
Jauregui et al. 2018b). Ebullition flux was calculated as the difference between the total and
diffusive flux. To assess the reliability of the calculated fluxes from the chamber technique, other
commonly adopted methodologies were used in tandem with the flux measurements by the
chamber technique. Specifically, CH4 concentrations of surface waters were used to calculate
diffusive fluxes following the thin boundary layer (TBL) methodology (see Supporting
information), and inverted funnels deployed above the sediment for a week were used to calculate
ebullition fluxes (see Supporting information).
5.3.3 Extrapolation of CH4 emissions
Total CH4 fluxes measured with the chamber technique were first averaged for each type of
water body and season and then extrapolated to the duration of each season (mg CH4/m2)
(Panneer Selvam et al. 2014). Seasons were defined following the solar calendar: spring (March
20, 2016June 21, 2016), summer (June 21, 2016September 21, 2016), autumn (September 22,
2017December 21, 2017), and winter (December 22, 2017March 19, 2018). Fiftyfive days of
ice cover were excluded for the winter estimate, with the period of ice cover being established
based on regular visits of a reference lake in Berlin (L7). To standardize the icecover period
among the different water bodies, we defined the start as the date where the minimum daily
temperature dropped below 0°C for 3 days in a row and the end as the date when mean daily
temperature rose above the freezing point for at least 1 week. Total annual emissions from each
type of water body were estimated by multiplying the seasonal total emission from each type of
water body (mg CH4/m2) by the respective surface area of all water bodies in the city of Berlin
assigned to that water body type. The total CH4 emission footprint of Berlin's surface waters
was then calculated as the sum of the annual emissions by each of the four types of water bodies.
Estimates of variation (i.e., uncertainties) were obtained by applying error propagation rules at
each step.
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
128
5.3.4 Water chemistry
Dissolved oxygen (DO), pH, electrical conductivity, and temperature were measured at 0.5 m
depth with an in situ multiprobe (smarTROLL) or a WTW Multiprobe 3320 (pH320, OxiCal
SL, Cond340i). Integrative water samples were collected from the upper 0.5 m water layer.
Alkalinity was measured by titrating (888 Titrando, Metrohm) unfiltered water in the
laboratory. To determine particulate organic carbon (POC), known volumes (0.22 L) were
filtered through precombusted (5 hr, 450°C) and preweighed GF75 glass fiber filters (average
pore size 0.3 μm; Advantec). The filters were dried and weighed, and a weighed portion was
subsequently used for elemental analysis (Vario EL; Elementar Analysensysteme GmbH) to
determine POC. The filtrate was stored in acidwashed and precombusted glass vials with a
polytetrafluoroethylene lined screw cap for later measurements of DOC and dissolved
inorganic carbon (DIC) on a TOC analyzer (TOCV; Shimadzu). A second GF75 filter produced
in the same way was used for spectrophotometric analysis of chlorophyll a (chl a) after hot
ethanol extraction (Jespersen and Christoffersen 1987). Soluble reactive phosphorus, NO 3,
NO2, and NH4+ in the filtrate were analyzed spectrophotometrically on a flow injection
analyzer (FIA compact; MLE GmbH), and TP was determined in the same way after digesting
unfiltered water samples with K2S2O8 (30 min at 134°C). The concentrations of SO2 4 and Cl
were measured by ion chromatography (Dionex ICS 1000; Thermo Scientific). We further
characterized dissolved organic matter (DOM) by absorbance and fluorescence
spectrophotometry (Aqualog). Fluorescence spectra were recorded in a 1 cm quartz cuvette at
excitation wavelengths ranging from 250 to 600 nm at 5 nm increments and emission
wavelengths of 250650 nm measured at 1.77 nm increments. These optical measurements were
performed within 48 hr after sampling. The resulting data yielded the following indicators of
DOM quality (Table S2): humification index (HIX), fluorescence index (FIX), biological activity
index (β:α), specific UV absorbance (SUVA), spectral slope between 275 and 295 nm (S275295),
spectral slope between 350 and 400 (S350400), and the spectral slope ratio (SR).
5.3.5 Land use
The total area of each type of water body and of four categories of land use (forest and natural
areas, green space, agricultural land, paved areas) within a 50 m wide strip along the shores of
each site were calculated using Quantum GIS (Development Team), based on landuse data
freely available from the Senate Department for the Environment, Transport and Climate
Protection of Berlin. Historical reviews and personal communication with citizens and
authorities complemented the database to determine whether a given water body was natural or
manmade and whether it had any other distinct anthropogenic features.
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5.3.6 Data analysis
All statistical analyses were performed with R version 3.2.2 (R Development Core Team, 2010).
Linear mixed models were used on logtransformed data to test for differences in total CH4
emissions among seasons, types of water bodies, and the interaction of both, taking into account
the repeatedmeasures nature of the data. Tukey post hoc tests were used for pairwise
comparisons. Wilcoxon signed rank test was used to compare estimates of diffusive flux by the
TBL and chamber method, as well as to compare ebullitive flux assessed with the funnel traps
and the chamber method. To explore possible controls of total CH4 emissions, the large number
of variables recorded to characterize the water bodies was first condensed by a principal
component analysis (PCA). The analysis was based on water temperature, a range of water
chemical variables (conductivity, pH, alkalinity, DO, TP, NH4+, NO3-, Cl, DOC, DIC, chl a),
including DOM properties (SUVA, S275295, S350400, SR, β:α, FIX, and HIX), and land use (relative
coverage by forest, agriculture, paved areas, and green space). All variables were zstandardized
prior to the PCA. Subsequently, all principal components with eigenvalues >1 were used as
predictors in a multiple linear regression (MLR) model with total CH4 emission as the response
variable. MLR models were built stepwise in both directions and compared by means of Akaike's
information criterion to identify the most parsimonious model. Last, CH4 emission was
individually regressed against all variables contributing most to the PCA axes included as
responses in the final MLR.
5.4 Results
Total CH4 emissions determined with the chamber technique from surface waters in the city of
Berlin averaged 219 ± 490 (SD) mg CH4 m2 day1 across all 32 locations and seasons. These
fluxes averaged across all sites were higher in summer (p < .05) than in all other seasons,
coinciding with the highest water temperatures (Figure 2; Table S4). No significant differences
were found among the other seasons. Ponds showed the highest emission (503 ± 699 mg CH4
m2 day1) in all seasons (Figure 2), with fluxes significantly exceeding (p < .05) those from
rivers (123 ± 285 mg CH4 m2 day1) and streams (118 ± 348 mg CH4 m2 day1) but not from
lakes (159 ± 473 mg CH4 m2 day1). Within each of the four types of water bodies, seasonal
differences were only significant between summer and winter in lakes, ponds, and rivers (p <
.05), whereas streams never showed any significant difference among seasons.
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
130
Figure 2 Seasonal changes in (a) daily mean air temperature in Berlin Tempelhof recorded by the German
Meteorological Office, with the light gray area representing a period of ice cover on the larger lakes and
the dark gray areas representing the sampling periods, and (b) Total methane (CH4) emissions from four
types of urban water bodies. Box plots show the median (horizontal line), interquartile range (box limits),
highest and lowest values within 1.5 times the box size from the median (whiskers) and outliers (points)
Total CH4 emission derived from all chamber measurements indicated a higher contribution of
ebullition (80%). Although the relative contribution of ebullition varied among types of water
bodies (Table 1; Figure S2). Estimates of ebullition and diffusive fluxes derived from different
methodologies also showed some differences. Ebullition fluxes estimated by 1 week deployments
of funnels accounted for an average of 62% of the emissions at those sites where ebullition was
observed (N = 12), compared to 51% based on measurements at the same sites made with the
chamber technique (Table S3). Ebullition fluxes determined with the two techniques were
positive correlated (Spearman's ρ = 0.73; p < .01). There were no significant differences in
ebullition fluxes among individual water bodies within each type. In contrast, diffusive fluxes
estimated by the two methods were significantly different for lakes (p < .001), ponds (p = .024),
rivers (p < .01), and streams (p < .001). However, despite these differences, the values obtained
with the different methods were in a broadly similar range for most of the observations. Taking
into account the calculated areas of the different types of surface waters in the city of Berlin
(Table 1), the annual total CH4 emission estimated by the chamber method was 2.6 ± 1.7 Gg
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131
CH4. Lakes alone contributed almost twothirds to the total emissions, due to the large total
lake area, while streams contributed the least (Table 1).
The first four axes of the PCA to characterize the 32 investigated water bodies in terms of water
chemistry and land use accounted for 58% of the total variability. PC1 and PC2 clearly separated
the four types of water bodies (Figure 3a,c), with PC1 separating running from standing waters
mainly based on differences in land use (green space, paved, or agricultural) and the DOM
spectral ratio (SR), and PC2 separating larger from smaller water bodies based on conductivity
and solute concentrations (e.g., NH4+, Cl-), DOM descriptors (SUVA, β:α), and chla
concentration. PC3 captured smaller scale water chemical differences based on DOM descriptors
(e.g., S350400) and proxies of productivity (e.g., NH4+, chl a, and DO), and indicates a slight
tendency of lakes to differ from other water bodies (Figure 3b,d). Finally, PC4 tended to separate
autumn samples from all others, mainly based on high DOC concentrations.
Table 1 Annual methane (CH4) emission footprint of the metropolitan area of Berlin, Germany, separated
by type of water body (mean ± SD)
Type
of
water
body
Area
(km2)
Emission footprint
(mg CH4/year)
CH4 emission (mg CH4 m-2 day-1)
Ebullition
Diffusion
Lakes
29.7
1,712
±
1,498
100
±
342
39
±
55
Ponds
2.11
385
±
598
300
±
564
120
±
166
Rivers
21.4
461
±
552
109
±
275
20
±
35
Streams
0.79
37
±
218
66
±
317
39
±
74
Total
54
2,594
±
1,718
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
132
Figure 3 Principal component analysis of 32 water bodies sampled over four seasons, based on potential
explanatory variables for CH4 emissions. (a) Water body types differed mainly along the first two principal
components, (b) PC3 indicates a slight tendency of lakes to differ from all other water bodies, and PC4
tended to distinguish autumn from all other seasons. (c, d) Dominant variables creating the ordination
space relate to land use, water chemistry, and optical properties of dissolved organic matter. Black lines
are scaled structure coefficients (scaling factor of 8), that is, correlations with the principal components.
Gray lines show analogous correlations with particulate organic carbon, which were added a posteriori
because data from only three seasons were available. Only variables with a structure coefficient >0.15 in
(c) or (d) were plotted
Linear regression analyses using the PC scores showed that the most parsimonious model
explaining total CH4 emissions involved PC1 and PC3 (r2 = .30; p < .001). The most important
variables contributing to these two PCA axes were POC, chl a, S350440, and DO: Total CH4
emissions were related to elevated concentrations of POC and chl a, lower DOM molecule size,
and DO depletion. These patterns appear to be largely driven by differences among lakes (Figure
S1), which produced similar relationships with emission data when lakes were analyzed alone.
No such patterns emerged for the three other types of water bodies analyzed alone. Ponds were
the only exception in that low DO concentrations in surface water were weakly related to CH4
emission (r2 = .19; p = .04).
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5.5 Discussion
Global estimates of CH4 emissions from freshwaters and other sources are still plagued by large
uncertainties (Bastviken et al. 2011; Deemer et al. 2016; Stanley et al. 2016) with one of the big
unknowns being emissions from surface waters of urban areas. Our estimate of the freshwater
CH4 footprint of a large metropolitan area in a western industrialized region is an important
step toward reducing these uncertainties. The estimated annual emissions of Berlin's surface
waters (2.6 ± 1.7 Gg CH4, mean ± SD) are similar to the CH4 footprint of freshwaters in a
tropical megacity, Mexico City (3.7 ± 4.4 Gg CH4year-1; MartinezCruz et al., 2017), the only
other urban area where a range of surface waters was investigated to obtain an emission estimate
for an entire metropolitan area.
The similar annual values for the two cities mask an important difference, however, namely a
six times larger total surface area of Berlin's freshwaters compared to Mexico City, although the
total land area covered by Berlin is 40% smaller. As a result, the estimated annual CH4 footprint
expressed per surface area of Berlin's freshwaters is eight times lower than in Mexico City (49
vs. 411 Mg CH4 km2 year1); this number changes only marginally (i.e., by 2%) when potential
emissions during the nearly 2 month period of ice cover are added to the annual estimate for
Berlin. The discrepancy between the two cities points to several nonmutually exclusive factors
driving emissions from urban freshwaters.
Temperature could be one of those factors, as suggested by a trend of increasing emission fluxes
toward the tropics identified in a comparison of urban surface waters distributed across the globe
(Table 2). However, this relationship with latitude based on data from 17 cities is rather weak
(Spearman's ρ = 0.29) and not significant (p = .16). Furthermore, although the annual mean
temperatures in Berlin and Mexico City reflect the location of the two cities in distinct climates,
the difference of <10°C (9.0 and 15.9°C, respectively) cannot account for much more than a
twofold, or possibly threefold, difference in microbial metabolic rates (Davidson and Janssens
2006), even when Berlin's greater temperature variability is taken into account (Bernhardt et al.
2018). Ebullition fluxes can show stronger responses to small temperature changes than
diffusive fluxes (Aben et al. 2017) but are still unlikely to fully account for the observed
difference in CH4 emissions between Berlin and Mexico City. This suggests that additional
features of urban surface may have to be considered. Such features include resource availability
related to human population density (10 times higher in Mexico City than in Berlin), pollution
control policies (Grimm et al. 2008c), and stormwater and sanitary infrastructure (Smith et al.
2017). This conclusion is supported by the hypereutrophic conditions reported for all water
bodies analyzed by MartinezCruz et al. (2017). Our budget calculation is based on
measurements of total flux including both diffusion and ebullition made with floating chambers.
This enabled a first approximation of total annual emissions, for a large metropolitan area
encompassing a wide range of different water bodies. Expanding the coverage of these
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
134
measurements at different scales, both spatial (within and among water bodies) and temporal
(diel to interannual), would reduce the uncertainties associated with the estimates available at
present. In addition, a comparison with alternative methods can help constrain and validate
these estimates. Therefore, we also computed diffusive fluxes by the commonly employed TBL
approach and determined ebullitive fluxes at selected sites by deploying funnel traps for 1 week.
The TBL approach makes several assumptions, particularly on piston velocities (k) depending
on wind speed, which makes this method vulnerable to biases, especially in aerodynamically
rough and heterogeneous urban environments. This could be one reason for several
discrepancies observed between the two methods used to derive diffusive fluxes in our study
(Table S3). The use of anchored rather than freely drifting chambers could also have contributed
to the observed differences in running waters, mainly because unnatural water turbulence
created by the chambers could unnaturally increase fluxes (Lorke et al. 2015). However, the
typically slow flow of the lowland streams and ditches in Berlin makes it unlikely that this error
was large. Ebullition fluxes assessed with inverted funnels deployed for 1 week produced
remarkably similar results as our shortterm measurements of ebullition, despite the
documented high stochasticity and spatial heterogeneity of ebullition (Wik et al. 2013). This
suggests that the results of our shortterm chamber measurements were broadly realistic across
sites.
Although lower than in Mexico City, the calculated total annual emission per km2 from Berlin's
freshwaters (49 Mg CH4 km2 year1) is more than twice that of the global average (22 Mg CH4
km2 year1) reported by Bastviken et al. (2011) for 4.6 million km2 of global freshwater surfaces.
The fraction of urban areas contributing to freshwater surfaces globally is unknown, but our
rates for Berlin, like those for other urban freshwaters (Table 2), were higher than both the
average calculated for lakes and ponds at northern latitudes (Wik et al. 2016) and values for
streams and rivers globally (Stanley et al. 2016). This could suggest that urban areas in general
contribute disproportionally to CH4 emissions from freshwaters. Given that there are >500
urban centers worldwide with >1 million inhabitants each and that urbanization trends continue
(UN, 2016), emissions of CH4 from urban areas may be sufficiently considered in largescale
estimates. An extremely rough estimate assuming 3 Gg of CH4 emitted annually by each of the
500 most densely populated cities in the world results in a total annual emission of 1.5 Tg CH4,
but emissions from the total urbanized area globally are evidently much larger. A related
question is whether surface waters also contribute significantly to the total CH4 footprint of
metropolitan areas. Currently, the answer to this question is speculative, too, because other
sources of CH4 have not been quantified. However, a recent estimate of 20,000 Tg of CO2 emitted
by the city of Berlin in 2012 (Reusswig et al. 2014) suggests that even the high total CH4 fluxes
from Berlin's surface waters would contribute little to the total greenhouse gas emissions from
the city, equivalent to 0.004% in CO2 equivalents.
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135
Table 2 Methane (CH4) emission flues from urban freshwaters.
Elevation
(masl)
CH4 flux (mg CH4 m-2 day-1)
Reference
Climatic zone and location
Total
Diffusive
Boreal
Lake Vesijärvi in Enonselkä,
Finland
81
3.8
(López Bellido et al.
2011)
Pond in Linköping, Sweden
56
128
(Natchimuthu et al.
2014)
Temperate
Lakes in Berlin, Germany
30
159
35
This study
Lake Rotsee, Lucerne,
Switzerland
419
7
(Schubert et al. 2010)
Ponds in Berlin, Germany
30
503
117
This study
Open water in a wetland in
Florida, USA
31
123
(Morin et al. 2017)
Rivers in Berlin, Germany
30
123
20
This study
Streams in Berlin, Germany
30
118
41
This study
Small modified streams in
Baltimore, USA
6
11.5
(Smith et al. 2017)
Streams receiving WWTP
effluents, Germany
13.3
(Alshboul et al. 2016b)
Modified section of the Jian
River in Shunyi, Beijing,
China
33
374
(He et al. 2018)
Dammed section of the
Chaobai River in Shunyi,
Beijing, China
33
2,134
(He et al. 2018)
Ponds in Queensland,
Australia
276
129
(Grinham et al. 2018a)
Subtropical
Nambol Turel stream in
Nambol, State of Manipur,
India
777
134
(Khoiyangbam and
Basanta Kumar 2014)
Shanghai River network,
Shanghai, China
12
3.1-296
(Yu et al. 2017)
Pond in Yichang, Hubei
Province, Central China
60
595
(Xiao et al. 2014)
Yangtze River network in
Chongqing, South-west
China
259
22.4
(Wang et al. 2018)
Lake Donghu, Wuhan, China
10
23.3
(Xing et al. 2005)
Lakes in the urban areas of
States of Mexico and
Michoacán, Mexico
2,080-
2,840
277
(Gonzalez-Valencia et
al. 2014)
Lakes in Mexico City,
Mexico
2,230
500
(Martinez-Cruz et al.
2017)
Ponds in Mexico City,
Mexico
2,230
20
(Martinez-Cruz et al.
2017)
Rivers in Mexico City,
Mexico
2,230
2,400
(Martinez-Cruz et al.
2017)
Tropical
Lakes in the urban areas of
State of Veracruz, Mexico
464
2,819
(Gonzalez-Valencia et
al. 2014)
High variability of CH4 emissions rates in space and time is common (Deemer et al. 2016;
DelSontro et al. 2010) and also apparent in our dataset on surface waters in Berlin. Despite this
high variability both within and across water bodies, PCA could differentiate between standing
and flowing waters, and subsequent regression analyses identified water chemistry and the
predominant land use near each site as factors influencing CH4 emissions (Figure 3). Ponds, in
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
136
particular, were identified as hotspots of CH4 emissions in Berlin, with the annual average
emissions four times higher than from lakes, streams, and rivers (Table S3). This information is
important, not least because anthropogenic ponds are neglected water bodies in terms of CH4
emissions both in cities and other landscapes (Grinham et al. 2018a). For example, Berlin has a
detailed inventory of all lakes and their water quality is regularly assessed in monitoring
programs. In contrast, no systematic information is available on ponds, despite the fact that
these small water bodies are increasingly recognized as important urban habitats (Hassall
2014). Although emissions did not significantly differ when lakes and ponds were statistically
treated as categories, a significant negative relationship emerged between logtransformed CH4
emission flux and lake and pond surface area (r2 = .46; p = .01), corroborating a previously
observed pattern of increasing CH4 flux to the atmosphere with decreasing size of water bodies
(Bastviken et al. 2004; Grinham et al. 2018a; Holgerson and Raymond 2016; Wik et al. 2016).
Nevertheless, even though ponds had high emissions, their contribution to the overall emission
budget is low in comparison to lakes, which account for more than 50% of the total emission
from freshwaters in Berlin (Table 1), owing to the 14 times larger total water surface area of
lakes. In addition to differences in depth and shoreline development, land use adjacent to the
ponds and lakes (Figure 3d) could play a role in producing this relationship, since half of the
investigated lakes in Berlin are surrounded by forests. In contrast, urban ponds are mostly
associated with green spaces throughout the city where they are likely to receive anthropogenic
inputs resulting, for example, from feeding of waterfowl, fertilizer application, or pet waste
(Hobbie et al. 2017).
The particularly high variability in emissions rates that we observed from running waters was
not clearly related to riparian land cover or other characteristics. High emission rates
characterized some stream sites experiencing diffuse nutrient inputs from agriculture (S3 and
S6) or some highly engineered streams (paved riparian areas, channelization; S7, S2), but this
was not universally true for other water bodies showing similar characteristics (S1 and S4). This
inconsistency is not readily explained by toxic effects, because concentrations of a range of heavy
metals and synthetic chemicals that we analyzed were mostly below detection limits in both
water and sediments (S. Herrero Ortega, M.O. Gessner, G.A. Singer, and P. Casper, unpublished
data). Likewise, a strong influence of WWTP was not apparent. While emissions at some sites
receiving WWTP discharge (H1 and R7) were higher than at other sites, those at S5, which was
also influenced by WWTP effluents, were among the lowest. This variability differs from other
observations where a contribution of WWTP to CH4 concentrations was significant (Alshboul
(Alshboul et al. 2016a; Garnier et al. 2013), and may be due to the fact that our study sites were
not located directly downstream of WWTP outlets.
The relation between oxygen concentration and total CH4 emission was also weak (r2 .12),
although oxygen concentrations varied widely across sites (Table S4). When interpreting these
CHAPTER 5
137
data, it must be borne in mind, however, that our measurements in surface water are not
necessarily good proxies of conditions conducive to methanogenesis in sediments. Furthermore,
differences in chemical characteristics and land use had little explanatory power; only their
combination produced a clear relationship while substantial scatter still remained. Clearly, a
multitude of factors create complex environmental conditions in urban freshwaters that make it
a challenge to tease apart individual drivers of CH4 emissions from these systems. Overall,
however, the variables with the highest explanatory power in our study (i.e., POC, chl a, and
DO) all point to trophic state as a determinant of CH4 emissions from urban freshwaters. This
is in line with results of MartinezCruz et al. (2017) and DelSontro et al. (2018) and is also
reflected by the conspicuous peaks in DOC and chl a in autumn (Figure 3; Table S4) when the
emissions from ponds were highest. This result and our finding that ponds act as hotspots of
CH4 fluxes to the atmosphere are important contributions toward robust assessments of CH4
emissions from whole cities and extrapolation to large areas, including global estimates.
5.6 Ackowledgements
We are grateful to the many students and technicians for their invaluable assistance during
extensive fieldwork, especially to C.N. Stratmann, L. Meinhold, I. Ajamil, G. Idoate, L.T.
Bistarelli, A. Sultan, R. Schulte, E. Tupper, T. Fuß, A. Wieland, and M. Bethke. We also thank
M. Sachtleben for help and advice with material preparation and construction, A. Sepúlveda
Jauregui for advice on calculating gas fluxes, K. Pypkins for support with GIS, B. Kleinschmit
for advice in sampling strategy and data analyses, A. Köhler at the Senate Administration for
Environment, Transport and Climate Protection Berlin (SenUVK) for providing data on water
quality, and the numerous administrative bodies and private pond owners for granting sampling
permissions. This study was funded by the German Research Foundation (DFG) as part of the
Research Training Group on Urban Water Interfaces (GRK 2032).
Author contributions. All authors contributed to designing the study. CR and SH collected the
data. SH carried the statistical analysis, jointly with GS. SH led the manuscript writing. All
authors discussed results and edited the manuscript.
Methane emissions from contrasting urban freshwaters: rates, drivers and a whole-city footprint
138
Supplement of Chapter 5
Methane emissions from contrasting urban
freshwaters: rates, drivers and a whole-city
footprint
Sonia Herrero Ortega, Clara Romero González-Quijano, Peter Casper, Gabriel A.
Singer and Mark O. Gessner
Supplementary Material and Methods
CH4 concentration in water and diffusive flux
A 30-mL syringe fitted with a stop-cock was used to equilibrate 20 mL of water with 10
mL of air collected at the site by vigorous shaking for one minute (Bastviken et al. 2008;
Sobek et al. 2003). A subsample of the headspace (8-10 mL) was injected into a closed
20-mL vial (silicon-PTFE septum; Macherey-Nagel, Düren, Germany) filled with a
saturated salt solution (Daelman et al. 2012) with the injected gas replacing salt solution
escaping through a second needle. Three replicates were taken at each site. The vials
were kept upside-down at 4 °C pending analysis of the headspace gas composition on a
gas chromatograph (GC2014, Shimadzu, Kyoto, Japan). The chromatograph was
equipped with a Shimadzu autosampler (HS20; 1-mL injection loop), three columns
(each 1/8”; packed with Haysep N, 80/100 mesh, 1 m; Haysep D, 80/100 mesh, 4 m; and
Haysep N, 80/100 mesh, 1.5 m), a Shimadzu flame-ionization detector (FID; FID-2014)
for CH4 analysis, and two other detectors for CO2 and N2O analysis, data of which are
not reported here.
CH4 concentrations (mol m-3) in the water (Caq) were calculated as follows:
𝐶𝑎𝑞 =1
𝑉𝑤×(𝐶𝑤×𝑉𝑤+𝑝𝐶𝐻4×𝑉𝐻𝑆
𝑅×𝑇 1.8×10−6 ×𝑃𝑎𝑡𝑚 ×𝑉𝐻𝑠
𝑅×𝑇 )
where Cw is the concentration of CH4 in the water phase of the syringe (mol m-3); Vw is
the volume of water in the syringe (m-3); pCH4 is the partial pressure (Pa) of CH4 in the
head space at the sampling water temperature; VHS is the volume of gas in the syringe
(m-3); R is the gas constant (8.3143 m3 Pa mol-1 K-1); T is the water temperature during
CHAPTER 5. SUPPLEMENT
139
sampling (K); 1.8×10-6 is the molar fraction (dimensionless) of CH4 in the atmosphere
assuming a global average partial pressure of 1.8 ppm (IPCC, 2014), and Patm is the
atmospheric pressure at the sampling site (Pa).
The partial pressure of CH4 in the headspace at the sampling water temperature (Pa)
was calculated from CGC, the concentration of CH4 in the headspace reported by the gas
chromatograph (mol m-3), as follows:
𝑝𝐶𝐻4= 𝐶𝐺𝑐 ×𝑅×𝑇.
Cw (mol m-3) was calculated according to Henry´s law:
𝐶𝑤=𝑝𝐶𝐻4×𝐾𝐻,
where Henry’s solubility constant KH (mol m-3 Pa-1) was calculated from temperature
according to Weiss (1970) and Sander (2015) using:
𝐾𝐻=𝛽×1 (𝑅×𝑇𝑠𝑡𝑝)
and
lnβ = A1 + A2 × (100/T) + A3 × ln(
T
/100),
where β is the Bunsen solubility coefficient for CH4 (dimensionless); T is the water
temperature measured on the sampling day (K); A1 (-67.1962), A2 (99.1624) and A3
(27.9015) are constants given by Yamamoto et al. (1976); R is the gas constant (8.3143
m3 Pa mol-1 K-1); and Tstp is the freezing-point temperature (273.15 K).
Diffusive CH4 flux was calculated from measured concentrations in the water using the
thin boundary equation (MacIntyre et al. 1995):
F = (K600 × (Sc /600)-n)× (Caq - Ceq) × 24 × 1000 ×16,
where Sc is the dimensionless Schmidt number for CH4 at the ambient water
temperature (Wanninkhof 1992), n = 2/3 for wind speeds <3.7 m s1 and n = 1/2 for
wind speeds >3.7 m s1 for lakes, ponds and most of the streams (except S5, H3 and
H4). One river (R4) had no or very little flow and we assumed a smooth water surface.
At all other sites, fluxes were calculated based on the assumption that n = 1/2 (Guérin
et al. 2007). F is the diffusive flux (mg d-1 m-2), and Ceq was calculated as follows:
𝐶𝑒𝑞 =1.8×106×𝑃𝑎𝑡𝑚×𝐾𝐻,
Methane emissions from contrasting urban freshwaters: rates, drivers and a whole-city footprint
140
assuming a global atmospheric CH4 molar fraction of 1.8×10-6 given a global average
partial pressure of 1.8 ppm (IPCC, 2014), Caq is the concentration at the water surface
(mol m-3), K600 (m h-1) is the gas transfer velocity for a Schmidt number of 600, based
on a frictionless wind speed at 10 m above the ground in m s-1 (U10), calculated according
to Cole and Caraco (1998):
K600
= (2.07 + 0.215 × U101.7) × 0.01.
CH4 ebullition with inverted funnels
Ebullition traps were used to collect gas released from sediments: Limnos traps 0.34 m
in diameter (Limnos, Turku, Finland) and self-made inverted funnels (0.2 m diameter)
with a graduated flask screwed on top. Duplicate traps were deployed in each water body
0.3 m above the sediment surface (Casper et al. 2000) and left in place for a week. Upon
retrieval, the flasks were closed under water with a butyl stopper, the gas volume was
measured and a subsample of 1-2 mL was taken with a gas-tight syringe and injected
into crimped (silicone-PTFE septum; Macherey-Nagel, Düren, Germany) pre-
evacuated vials (20 mL) that had been flushed with N2. Gas analyses were conducted by
gas chromatography (GC 2014, Shimadzu, Kyoto, Japan) immediately upon return to
the laboratory. All lakes, six of the seven ponds and three rivers where water depth
exceeded 50 cm were suitable for these measurements.
CHAPTER 5. SUPPLEMENT
143
Table S2 Summary and description of DOM optical properties, modified from Catalán et al.(2013) and
Fasching et al. (2014).
Variable
Definition
Interpretation
References
SUVA (L mg-
1 m-1 )
Ratio of absorbance
coefficient at 254 nm and
DOC concentration (mg L-1
)
Informs on
aromaticity of DOM,
with values generally
between 1 and 6 L
mg-1 m-1
(Weishaar et al.
2003)
S350-400
Ratio of absorption at 350
and 400 nm
Inversely correlated
to molecular weight
(Helms et al. 2008)
S275-295
Ratio of absorption at 275
and 295 nm
Inversely correlated
to molecular weight
(Helms et al. 2008)
SR
Slope ratio of S275-295 to
S350-400
Inversely correlated
to molecular weight
(Helms et al. 2008)
Biological
activity index
(β/α)
Ratio of emission intensities
at 380 and the maximum
between 420 and 435 nm at
an excitation wavelength of
310 nm
Indicator of recent
biological activity or
recently produced
DOM
(Huguet et al. 2009b;
Wilson and
Xenopoulos 2009b)
Humification
index (HIX)
Area under the emission
spectrum between 435 and
480 nm divided by that
between 300 and 345 nm,
given an excitation at 254
nm
Indicator of
humification degree
(Fellman et al. 2010;
Huguet et al. 2009b;
Ohno 2002; Zsolnay
et al. 1999))
Fluorescence
index (FIX)
Ratio of the emission
intensities at 470 and 520
nm at an excitation
wavelength of 370 nm
Indicator of DOM
derived from
terrestrial plants
(low FI ×1.2) or
from microbes or
algae (high FI × 1.4)
(Cory and McKnight
2005; Fellman et al.
2010; Jaffé et al.
2008)
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
144
Table S3 Average annual CH4 emissions (total, diffusive and ebullition flux) to the atmosphere measured
in situ with a chamber connected to an ultraportable gas analyser; diffusive flux calculated from CH4, and
ebullition flux calculated from data collected with inverted funnels (IF) placed on the sediment surface.
n.a.: no data available
Water
body
Site
Total flux
Diffusive
flux
Ebullitive
flux
Diffusive
flux
(TBL)
Ebullitive
flux (IF)
(mg CH4
m-2 d-1)
(mg CH4
m-2 d-1)
(mg CH4
m-2 d-1)
(mg CH4
m-2 d-1)
(mg CH4
m-2 d-1)
Lake
L1
39 ± 27
29 ± 31
10 ± 13
12 ± 21
0 ± 0
L2
753 ± 1123
50 ± 91
459 ± 737
8 ± 8
781 ± 416
L3
128 ± 263
17 ± 15
112 ± 254
35 ± 55
376 ± 333
L4
37 ± 37
35 ± 39
2 ± 4
8 ± 10
12 ± 6
L5
37 ± 41
37 ± 41
0 ± 0
9 ± 12
n.a.
L6
32 ± 27
30 ± 29
2 ± 5
33 ± 44
15 ± 17
L7
31 ± 37
29 ± 38
1 ± 2
2 ± 1
0 ± 0
Pond
P1
99 ± 190
15 ± 26
84 ± 170
14 ± 26
512 ± 679
P2
1215 ±
1026
131 ± 131
1070 ±
1108
31 ± 48
1178 ±
903
P3
413 ± 449
187 ± 176
271 ± 333
172 ±
162
289 ± 249
P4
883 ± 1155
590 ± 837
178 ± 242
880 ±
1513
927 ± 747
P5
299 ± 297
157 ± 255
145 ± 103
49 ± 77
294 ± 211
P6
77 ± 75
51 ± 62
20 ± 29
12 ± 0
n.a.
P7
454 ± 753
30 ± 37
466 ± 772
8 ± 10
347 ± 373
River
R1
6 ± 7
6 ± 7
0 ± 0
12 ± 16
n.a.
R2
199 ± 381
52 ± 74
147 ± 354
62 ± 100
50 ± 40
R3
14 ± 6
14 ± 6
0 ± 1
57 ± 84
n.a.
R4
1 ± 1
1 ± 1
0 ± 0
7 ± 11
n.a.
R5
7 ± 5
7 ± 5
0 ± 0
19 ± 33
n.a.
R6
5 ± 3
5 ± 3
0 ± 0
32 ± 45
n.a.
R7
226 ± 442
20 ± 35
218 ± 439
17 ± 23
214 ± 85
H1
551 ± 943
45 ± 36
506 ± 943
106 ±
180
n.a.
H2
4 ± 3
4 ± 3
0 ± 0
8 ± 10
0
Stream
S1
9 ± 6
9 ± 6
0 ± 0
5 ± 5
n.a.
S2
138 ± 175
138 ± 175
0 ± 0
12 ± 11
n.a.
S3
3 ± 2
3 ± 2
0 ± 0
9 ± 11
n.a.
S4
1*
1*
0*
1 ± 0
n.a.
S5
44 ± 58
31 ± 30
13 46
5 ± 1
n.a.
S6
363 ± 624
3 ± 1
360 ± 624
28 ± 37
n.a.
S7
362 ± 710
61 ± 52
301 ± 669
116 ±
171
n.a.
H3
23 ± 24
23 ± 24
0 ± 0
10 ± 15
n.a.
H4
28 ± 40
28 ± 40
0 ± 0
6 ± 8
n.a.
CHAPTER 5. SUPPLEMENT
145
Figure S1. Methane emission rates in relation to selected explanatory variables measured in four seasons,
except for POC in spring, where data were unavailable.
Methane emissions from contrasting urban freshwaters: Rates, drivers, and a wholecity footprint
146
Figure S2. Seasonal changes in diffusive and ebullitive CH4 fluxes from four types of urban water bodies.
Box plots show the median (horizontal line), interquartile range (box limits), highest and lowest values
within 1.5 times the box size from the median (whiskers) and outliers (points). Isolated horizontal lines
are singular values.
CHAPTER 6
149
6
Synthesis
This thesis aimed to enhance our understanding of human impacts on carbon cycling in
freshwater ecosystems, particularly focusing on dissolved organic matter (DOM) composition,
ecosystem metabolism, and greenhouse gas (GHG) dynamics. I conducted a comprehensive
investigation including two distinct stages of human landscape development: transitioning from
a near-natural ecosystem impacted by cattle herding, the Mara River in the African savannah,
to a highly urbanized ecosystem, the aquatic network of one of Europe's largest cities, Berlin.
In the following chapter, I will outline the key contributions of this doctoral dissertation to the
current knowledge regarding the role of dissolved organic matter in mediating human impacts
on aquatic ecosystem functions with implications for the carbon cycle. I delved into the effects
of human activities on DOM composition in the Kenyan savannah (Chapter 2) and in the entire
urban aquatic network of Berlin, Germany (Chapter 3). Additionally, I examined the influence
of human activities on ecosystem metabolism (Chapter 2). Finally, I conducted an analysis of
GHG emissions and their drivers in highly impacted aquatic ecosystems (Chapters 4 and 5).
Only a limited number of studies have considered both urban lentic and lotic waters, whereas in
this dissertation, I investigated rivers, streams, ponds, and lakes within the aquatic network of
an entire city (Chapters 3, 4, and 5).
Synthesis
150
6.1 DOM characteristics as indicators of landscape change
Human development has important effects on DOM in aquatic ecosystems (Xenopoulos et al.
2021). The use of simple optical descriptors of DOM (absorbance and fluorescence) allowed me
to identify the effect of human-induced changes on DOM composition, independent of the origin
of the impact on the system. This has implications for future water management strategies. As
optical measurements are inexpensive and DOM may provide useful information on
anthropogenic impacts, water authorities could consider including DOM composition analyses
in their regular monitoring. I found that optical results were in accordance with more
sophisticated and expensive methodologies such as ultrahigh-resolution Fourier-transform ion
cyclotron mass spectrometry (FT-ICR-MS). For instance, as revealed by our mesocosm
experiments (Chapter 2), the replacement of hippo by cattle dung in the riparian area of the
Mara River results in an increase in humic fractions but also diversity of DOM: When cattle
dung was more abundant than hippo dung, the diversity of DOM increased significantly over
time. This shift progressed from an initial dominance of allochthonous DOM, transitioning to a
prevalence of microbially produced DOM, and eventually culminating in the dominance of
autochthonous DOM generated by primary production. In the mesocosms affected by cattle
dung, DOM had more humic-like components associated with microbial activity and a
significant proportion of a fulvic acid-like component originating from higher plant material.
The disparities in DOM composition between DOM deriving from hippo and cattle dung could
stem from variations in digestion efficiency between cattle and hippos, as noted by Fritz et al.
(2009), and also from differences related to gross primary production, where DOM became an
indicator of ecosystem functioning.
As Chapter 3 showed, DOM composition in an urban aquatic network also showed clear
differences among water body types exposed to strong human influences. DOM in streams was
characterized by higher aromaticity and lower amounts of recently produced DOM, similar to
previous studies in human-impacted inland waters (Graeber et al. 2012; Park 2009), whereas
DOM in lakes showed the opposite. Importantly, physical connections between aquatic and
terrestrial environments in urban systems are often paved surfaces and constructed drainage
systems, including sewage overflows. The “urban allochthonous signal”-gradient showed in
Chapter 3 is thus suggested to be affected by runoff events than seepage through soils and
subsequent delivery to lakes and rivers via groundwater. In contrast to (near-)natural
allochthony, which can normally be recognized by signatures showing high proportions of soil-
derived humic DOM (Hutchins et al. 2017), I found high levels of proteins to be characteristic
of “urban allochthony signal” which may specifically originate from WWTPs, as also implied by
the nature of some of the PARAFAC components. Furthermore, I found seasonal variation in
DOM characteristics to be prevalent in lakes, ponds, rivers and streams but independent from
variation in levels of allochthony across all water bodies. In summer and autumn, DOM
signatures suggested a higher proportion of more recent origin constituents than in winter and
CHAPTER 6
151
spring. Ponds and streams showed higher and less predictable seasonal turnover of DOM
constituents than lakes and rivers.
Figure 1 Variation in DOM composition along urban aquatic ecosystems as indicated by PARAFAC
components C2 and C1, SUVA254 as a proxy for DOM aromaticity (Weishaar et al. 2003), E2:E3 as the
ratio of absorbance at 250 and 365 nm, which serves as an (inverse) indicator of molecular size (Chen et
al. 1977; Peuravuori and Pihlaja 1997), and the Freshness index β/α (Wilson and Xenopoulos 2009b)
indicating the relative importance of recently produced DOM (Parlanti et al. 2000). Pictures by C. Romero
The analysis of DOM composition provides insight into the extent of human impact on
freshwater ecosystems across spatial scales, from individual river reaches to entire catchment
areas. In particular, the studies included in this dissertation suggest that DOM composition can
be useful as an indicator of land use changes, both in an African savannah and an urban
ecosystem. Moreover, DOM composition can serve as an indicator to assess human influences,
distinguishing between aquatic ecosystems ranging from near-natural to highly urbanized. This
highlights the potential to use DOM characteristics as indicators that could be integrated into
routine water-quality assessments and monitoring programs conducted at different spatial and
temporal scales. Assessments based on DOM optical indexes are cost-effective and provide
information that traditional methods, as the measure of the dissolved organic concentration,
often struggle to capture. However, to enhance the robustness of such DOM-based assessments,
continuous monitoring of DOM composition, rather than snapshots as in the present study, is
likely to be beneficial. This could strengthen water-quality assessments in line with the EU
Water Framework Directive and other legal frameworks.
Lakes- E2:E3 & β:α
fresh DOM
Higher autochthony signal
Streams C2, C1 & SUVA254
More recalcitrant DOM
Higher allochthony signal
Synthesis
152
6.2 Ecosystem functioning reveals impacts of land-use alteration
Aquatic ecosystem metabolism has also been suggested as an indicator of human impacts such
as land-use alteration (Bernot et al. 2010; Jankowski et al. 2021). The change of African savannah
to pasture, which is accompanied by the substitution of cattle for hippos, produces various
responses in aquatic ecosystem functioning. Foremost, cattle dung increases nutrient
concentrations and stimulates primary production in aquatic ecosystems. However, in the
experiment we carried out in Kenya, where cattle and hippo dung were added to mesocosms in
different proportions, ecosystem respiration was unaffected, suggesting that changes in
resources caused by supplying a different type of dung were too small to trigger an answer of
periphyton. The results presented in Chapter 2 improve knowledge on the consequences of land-
use change for aquatic ecosystem functioning in African savannah, but also point to a need for
more research on the ecological significance of replacing populations of large native herbivores
by livestock.
These effects of the changes of land use in the savannah on ecosystem functions could be
compared to the effects of urbanization on freshwater ecosystems studied in Chapter 3, 4 and 5.
In some parts of the world, waste water is directly discharged into receiving surface waters
without or with very little treatment. In other areas, like Berlin, waste water treatment is
effective, unless sewage overflow results in raw wastewater ending up in surface waters during
heavy rain events. I could identify WWTP inputs in the aquatic network in Berlin, where I
found some protein-like components indicative of wastewater inputs, associated with high CO2
fluxes. In other studies, WWTP effluents have also been found to promote respiration (Aristi et
al. 2015) and to decrease Gross Primary Production (GPP) (Rodríguez-Castillo et al. 2017). In
another study, photosynthetic rates immediately downstream of WWTPs did not increase
because nutrients were already high because of agricultural nutrient loading upstream of the
WWTP (Venkiteswaran et al. 2015).
CHAPTER 6
153
6.3 Improving global C budgets by considering spatio-temporal variability
of GHG emissions in urban aquatic ecosystems
At present, urban aquatic ecosystems are not specifically included in global estimates of carbon
dioxide and methane emissions from freshwaters, which have large uncertainties (Aufdenkampe
et al. 2011; Bastviken et al. 2011; Deemer et al. 2016; Stanley et al. 2016; Tranvik et al. 2009).
The data presented in Chapters 4 and 5 of this dissertation contribute towards reducing these
uncertainties. The estimated annual emissions of all of Berlin’s surface waters amount to 8.5±
1.3 Gg CO2 (Chapter 4) and 2.6 ± 1.7 Gg CH4 (72.8 ± 47.6 Gg CO2-equivalents, mean ± SD,
Chapter5). CO2 emissions from Berlin´s flowing waters (Chapter 4) were lower than rivers and
streams reported in the literature (Gu et al. 2022; Holgerson and Raymond 2016). This may be
partly due to the lowland character of the streams and rivers in Berlin, with low flow velocities,
and partly to the channelized nature of these water bodies, which translates to low gas transfer
velocities. CH4 emissions, in contrast, were higher than those from lentic and lotic natural water
bodies (Chapter 5), especially from ponds, where CH4 emissions were probably linked to high
productivity. As a result, urban ponds emerged in this dissertation as hotspots for CH4 emissions
(Chapter 5). This should be considered in urban water management, as ponds have been shown
to have positive environmental effects in urban areas, for instance as nutrient retention systems
or biodiversity hotspots (Hassall 2014), but they also contribute to greenhouse gas emissions
(Chapter 5). Nevertheless, further research is needed to better understand the mechanisms and
relationships between trophic state, nutrient levels, microbial activity, and CH4 and CO2
emissions in urban aquatic ecosystems to inform strategies towards emission reductions.
DOM composition was related to CO2 flux (Chapter 4) and influenced by urban factors, such as
trace organic compounds or paved surfaces, suggesting that understanding the sources and
composition of DOM in urban water bodies is crucial for assessing the environmental impact of
urban surface waters, including their contribution to CO2 fluxes across the water-air interface.
This may have implications for urban planning and environmental management of urban water
interfaces in the context of carbon cycling and climate change mitigation.
A major challenge in our effort to estimate Berlin-wide CO2 emissions from various water bodies
was choosing the right method to calculate the gas exchange velocity, k. Different methods have
been previously used to calculate k (Raymond and Cole 2001; Schelker et al. 2016), but there are
no comparative studies for urban aquatic ecosystems. Several factors potentially affecting gas
exchange are likely to differ in importance between flowing and standing urban waters: water
velocity might be crucial for rivers and streams, whereas wind speed might be more important
for lakes and ponds. More studies should focus on improving methodologies before continuing
attempts to improve global estimates. Additionally, diel variability of fluxes has not yet been
considered in global estimates. For CO2 (Chapter 4), I studied this variability from different
angles: variability associated with concentration changes, k, and seasonal and daily fluctuations.
Synthesis
154
Variability differed among urban lakes, ponds, rivers and streams, with higher daily variability
in ponds and lakes than in rivers and streams. Additionally, for flowing waters, concentration
changes were more important than gas exchange velocity in determining flux variability. It is
important to consider this variability when designing sampling strategies and upscaling from
local to larger scales, considering important differences in the characteristics of standing and
flowing waters.
6.4 Conclusions
Cattle dung increases GPP and diversifies dissolved organic matter DOM composition, while
hippo dung reduces primary production and delays GPP responses. These differences, driven by
variation in dung particle size could result in significant changes in aquatic ecosystem structure
and function when livestock replaces hippos in the African savannah. The findings underscore
the species-specific nature of ecological roles and suggest that introducing or rewilding species
as replacements for extinct ones may lead to unintended consequences.
DOM composition from the Berlin aquatic network differed significantly between water body
types, with lakes having more natural DOM and streams containing more DOM from external
sources. Seasonal variation was observed in all water bodies, potentially influenced by factors
such as urbanization, nutrient supplies, wastewater treatment plant effluents, and changes in
leaf litter inputs.
Key drivers of DOM composition included nutrient supply, the importance of green space, and
trace organic pollutants, which could be detected using simple optical measurements. This study
suggests that analyses of optical DOM properties can complement existing water-quality
assessments, providing a fast and cost-effective method. Continuous monitoring of DOM
composition could enhance water-quality assessments in line with the EU Water Framework
Directive.
Urban waters emit both CO2 and CH4. The estimated total annual emissions from all of Berlin’s
surface waters are 8.5 ± 1.3 Gg CO2 and 2.6 ± 1.7 Gg CH4 (mean ± SD).
Carbon dioxide emission rates from Berlin’s running waters were lower than reported in the
literature for urban streams and rivers. CO2 variability played an important role in our study.
Daily variability should be considered when carrying out global estimations, especially for ponds
and lakes.
Trophic state variables like particulate organic carbon (POC), chlorophyll a (chl a), and
dissolved oxygen (DO) concentration had the highest explanatory power for CH4, suggesting
that trophic state plays a crucial role in CH4 emissions from urban freshwaters. Ponds were
identified as CH4 emission hotspots. These findings contribute to a better understanding of CH4
emissions from urban areas, aiding in constraining city-level and global estimates.
CHAPTER 6
155
6.5 Outlook
Explore the effects of changes from hippos to cattle in the African savannah on GHG emissions.
In order to be able to capture GHG, developing cheaper sensors would be a first step.
Collaborate with stakeholders in the water sector to establish DOM analyses as an approach in
freshwater monitoring. Develop knowledge-transfer strategies to incorporate DOM optical
properties in global regular monitoring.
Implement new methodologies and develop guidelines for measurements and calculations of
GHG for urban aquatic ecosystems temporal variation of GHG from freshwaters at a global
scale.
Figure 2 Conceptual illustration of the four chapters and the suggested future studies (boxes in dash
lines)
Complementary contributions
156
7
Complementary contributions
(not included in this dissertation)
1. Attermeyer, K., J. P. Casas-Ruiz, T. Fuss, A. Pastor, S. Cauvy-Fraunié, D. Sheath, A. C. Nydahl,
A. Doretto, A. P. Portela, B. C. Doyle, N. Simov, C. Gutmann Roberts, G. H. Niedrist, X.
Timoner, V. Evtimova, L. Barral-Fraga, T. Bašić, J. Audet, A. Deininger, G. Busst, S. Fenoglio,
N. Catalán, E. de Eyto, F. Pilotto, J.-R. Mor, J. Monteiro, D. Fletcher, C. Noss, M. Colls, M.
Nagler, L. Liu, C. Romero González-Quijano, F. Romero, N. Pansch, J. L. J. Ledesma, J. Pegg,
M. Klaus, A. Freixa, S. Herrero Ortega, C. Mendoza-Lera, A. Bednařík, J. A. Fonvielle, P. J.
Gilbert, L. A. Kenderov, M. Rulík, and P. Bodmer. 2021. Carbon dioxide fluxes increase from
day to night across European streams. Communications Earth & Environment 2:118.
2. Bravo, A. G., D. N. Kothawala, K. Attermeyer, E. Tessier, P. Bodmer, J. L. J. Ledesma, J. Audet,
J. P. Casas-Ruiz, N. Catalán, S. Cauvy-Fraunié, M. Colls, A. Deininger, V. V. Evtimova, J. A.
Fonvielle, T. Fuß, P. Gilbert, S. Herrero Ortega, L. Liu, C. Mendoza-Lera, J. Monteiro, J.-R.
Mor, M. Nagler, G. H. Niedrist, A. C. Nydahl, A. Pastor, J. Pegg, C. Gutmann Roberts, F.
Pilotto, A. P. Portela, C. R. González-Quijano, F. Romero, M. Rulík, and D. Amouroux. 2018.
The interplay between total mercury, methylmercury and dissolved organic matter in fluvial
systems: A latitudinal study across Europe. Water Research 144:172-182.
3. Goldsmith, G. R., S. T. Allen, S. Braun, N. Engbersen, C. R. González-Quijano, J. W. Kirchner,
and R. T. W. Siegwolf. 2019. Spatial variation in throughfall, soil, and plant water isotopes in a
temperate forest. Ecohydrology 12:e2059.
List of Figures
157
List of Figures
Chapter 1 General Introduction
1
Figure 1 Growth rates of urban agglomerations by size class (UN, 2018)
3
Figure 2 Example of Dissolved organic matter (DOM) components identified by
PARAFAC in Chapter 3. Em=emission Ex= Excitation. Component C1: humic-like and
recalcitrant, C2: terrestrial humic-like in waste water treatment impacted water, C3:
humic-like, C4: terrestrial humic-like, suggested as photo-refractory, C5: anthropogenic,
microbial humic-like, C6; protein-like, linked to autochthonous production and C7:
protein-like, waste water treatment origin.
7
Figure 3 Conceptual graph that illustrates the drivers of stream ecosystem metabolism
across varying spatial scales. The regional template is anticipated to influence climate,
vegetation, and topography. Factors at the watershed scale play a crucial role in
determining nutrient availability and the hydrologic regime. Concurrently, local-scale
riparian canopy characteristics exert the strongest control over terrestrial organic matter
(OM) and light conditions. Seasonality is projected to impact all these factors, potentially
causing shifts in the interplay between watershed and local-scale controls on Gross
Primary Production (GPP) and Ecosystem Respiration (ER). The dashed line signifies
the expected influence of hydrology on the retention of terrestrial organic matter within
stream channels. The size of the arrows approximately reflects the magnitude of
influence. Large mammals replacement by cattle might be another local-scale control,
which might affect the OM composition. Modified from (Alberts et al. 2017).
9
Figure 4 Conceptual graph summarizing research included in this dissertation. Chapter
2 focuses on the influence of human activities on African savannah rivers by analyzing
the effects of replacing hippopotamus by livestock in the catchment. Chapters 3, 4 and 5
address the influence of urban development on carbon dynamics in contrasting aquatic
ecosystems of a large European city. DOM = Dissolved Organic Matter. Ch. = Chapter.
12
Chapter 2 Hippopotamus are distinct from domestic livestock in their resource
subsidies to and effects on aquatic ecosystems
13
Figure 1. Dynamics of GPP (a) and ER (e) over 44 days as fitted with a three-parameter
sigmoid Gompertz model. To test relationship with dung treatment, we plotted mean
and s.d. of upper asymptote K, maximum rate of increase and lag for Gompertz models
for GPP (b,c,d ) and ER ( f,g,h) as a function of dung treatment, respectively, and fitted a
smoothing model (grey line with shaded area represents smoother mean and s.e.;
smoother significance, R2 and GCV are supplied in the figures). Note that parameter
estimates for the smoothing models (n = 3 per treatment) were based on fits to data of
individual flumes. Note also log-scale for lag in (d ) owing to excessive lag in two flumes
with 0% cattle dung.
23
Figure 2. Weekly measures of flume-scale GPP (a), flume-scale ER (b), GPP : ER (c) and
NEP (d ). The dashed line indicates NEP = 0, and most of the mesocosms were net
heterotrophic until day 7 and then switched.
23
Figure 3 PCA based on descriptors of DOC. DOC composition changed over time
towards a common endpoint composition when plotting scores (mean ± s.d. per treatment
and time) (a). The PCA was based on PARAFAC components C1 to C7, high and low
molecular weight substances (HMWS, LMWS), ratio of HMWS : LMWS and C : N of
HWMS, humic-like substances (HS), aromaticity via specific ultraviolet absorption at 254
nm (SUVA), humification index (HIX), fluorescence index (FIX), freshness index β : α
(FreshIndex) and an absorbance-based indicator of molecular size (E2 : E3) (b). Stream-
24
List of Figures
158
specific changes of DOC composition were quantified as cumulative Euclidean distance
in PCA space considering all its dimensions and progress along a path of consecutive time
points; the graph shows average total path length per treatment (c). Note that the arrows
in (a) designate the time series from early to late in experiment for each treatment, and
‘total DOC dynamics’ in (c) describes the approximate ‘length’ of the temporal arrows in
(a).
Supplement of Chapter 2 Hippopotamus are distinct from domestic livestock in their
resource subsidies to and effects on aquatic ecosystems
28
Figure S1: Experimental set-up and dung used in mesocosms: (a) allocation of dung
treatments in three blocks driven independently by paddle wheels, (b and c) layout and
details of mesocosms, (d) hippo dung, and (e) cattle dung.
35
Figure S2. Influence of dung treatment on (a) soluble reactive phosphorus (SRP), (b)
nitrite, (c) ammonium, and (d) nitrate concentrations. Asterisks are displayed for
significant linear relationships across low-high proportions of cattle dung for each
sampling occasion (α 0.05). *P < 0.05, **P < 0.01, ***P < 0.001.
37
Figure S3. Influence of time on (a) soluble reactive phosphorus (SRP), (b) nitrite, (c)
ammonium, and (d) nitrate concentrations among dung treatments.
38
Figure S4. Influence of dung treatment on a) DOC, b) chlorophyll-a (Chl-a), c) ash-free
dry mass (AFDM), d) total suspended solids (TSS), and e) particulate organic matter
(POM) concentrations. Asterisks and model fits are displayed for significant linear
relationships (α 0.05). *P < 0.05, **P < 0.01, ***P < 0.001
39
Figure S5. Observed excitation and emission wavelengths for maximum fluorescence of
the 7 PARAFAC components identified in our dataset.
42
Figure S6. Emission and excitation loadings of the 7 PARAFAC components
42
Figure S7. Performance of different values of theta in modeling metabolism in our
experimental mesocosms. A higher value of theta (1.1085, upper panel) performed better
for most streams when compared with a common literature value of 1.045 (lower panel).
a and b are model fits for day 1, and c and d are model fits for day 10 in the hippo dung
treatment (100 % hippo dung). The black bold line is for measured dissolved oxygen
concentration (mg/L) while the red line is for the modeled dissolved oxygen
concentration. The red dotted line is measured temperature and the blue dotted line is
light intensity. The green dotted line is for oxygen saturation. Modeling for each day
was performed from mid-night (0 minutes, 24:00 hrs) to mid-night, 1440 minutes, 23:59
hrs).
47
Figure S8. Model outputs using a theta value of 1.1085. Weekly measures of flume-scale
gross primary production (GPP), (a) flume-scale ecosystem respiration (ER; b), GPP:ER
(c) and net ecosystem production (NEP; d) using a theta value of 1.1085. The dotted line
indicate NEP = 0, and most of the mesocosms were net heterotrophic on until day 7 and
then switched.
48
Figure S9. Model outputs using a theta value of 1.045. Weekly measures of flume-scale
gross primary production (GPP), (a) flume-scale ecosystem respiration (ER; b), GPP:ER
(c) and net ecosystem production (NEP; d) using a theta value of 1.045. The dotted line
indicate NEP = 0, and most of the mesocosms were net heterotrophic on until day 7 and
then switched.
49
Chapter 3 Dissolved organic matter signatures in urban surface waters: spatio-
temporal patterns
51
List of Figures
159
Figure 1 Map of 32 sampling sites in the city of Berlin, including 7 lakes (dark green), 7
ponds (light green), 9 streams (light blue), and 9 rivers (dark blue), including two heavily
polluted stream sites and two heavily polluted river sites. Wastewater Treatment Plants
(WWTP) are shown in orange, arrows point to locations where the effluents are
discharged (a). Scores of a Principal Component Analysis (PCA) of DOM characteristics
are shown as color gradients for all sites sampled in four seasons (b,c). The PCA is based
on DOC concentrations, all absorbance and fluorescence data, absolute component-
specific fluorescence intensities from PARAFAC, and data from size-exclusion
chromatography. Different colours indicate differences in DOM composition. Site codes
are given in Table S1. Sites marked by asterisks (*) were restricted to 3 seasons and hence
excluded from the PCA.
55
Figure 2 Ordination of sites (a) by PCA based on DOM characteristics (b): (i) indices
derived from measurements of absorbance (E2:E3 indicating molecular size, E4:E6
representing the humification ratio, the slope ratio SR, and SUVA254) and fluorescence
(freshness index β:α, fluorescence index FI, and humification index HIX), (ii) PARAFAC
components C1 to C7, and (iii) data from size exclusion chromatography (humic-like
substances HS, high-molecular weight non-humic substances HMWS, low-molecular
weight substances LMWS). (c) Potential drivers of DOM composition, that were used as
constraints in the RDA, were mapped onto the PCA ordination, with the significant
constraints marked by an asterisk (*). (d) FT-ICR-MS-derived indices and molecular
groups mapped onto the PCA ordination representing only groups correlated with PC1
or PC2 (r>0.2; oxygen richness O:C, saturation level indicated by H:C, double-bond
equivalents DBE, aromaticity index AI, molecular lability boundary MLB, molecular
groups g1 and g2 indicating black carbon without and with heteroatoms, g5 consisting
of unsaturated aliphatics, g7 representing saturated fatty acids, g8 and g9 denoting
carbohydrates without and with heteroatoms N, S or P, and g10 comprising peptides).
The molecular group measures are either average masses (marked by ‘_a’) or counts of
molecules (marked by ‘_c’).
62
Figure 3 (a) PCA biplot based on DOM absorbance and fluorescence indices, PARAFAC
components and size exclusion chromatography data from 4 contrasting types of urban
freshwater bodies, including lakes, ponds, rivers, and streams, in addition to two streams
and two rivers specifically selected as highly polluted sites. Each of the ellipses represents
one sampling site that was visited 4 times, once in each season. Site codes are given in
Table S1. (b) Visual comparison of site-specific seasonal variation based on the size, shape
and orientation of ellipses, plotted separately per site. (c) Seasonal variation across sites
illustrated by ranking the sampling dates at each site according to the PC2 scores, as
shown in the inset. The stacked histograms show frequencies of the seasons across the
four ranks. Summer samples tend to produce high scores at most sampling sites, whereas
winter samples tend to score low.
64
Supplement of Chapter 3 Dissolved organic matter signatures in urban surface waters:
spatio-temporal patterns
71
Figure S1 Emission and excitation wavelengths of PARAFAC components. Solid lines
represent emission spectra, dashed lines excitation spectra. Lines in different shades of
grey refer to models using different sample sub-sets of a split-half validation analysis.
79
Figure S2 Van Krevelen plots showing all molecules (sum formulas) identified by FT-
ICR-MS analysis of DOM samples collected at 32 urban sites over three seasons
(summer, autumn and winter). Colour indicates molecule-specific Spearman correlation
coefficients of the relative intensities of each compound with the first (a) and second (b)
axis of the PCA shown in Figures 2 and 3. The data points were plotted in random order
to avoid bias resulting from identical O:C and H:C ratios for many sum formulas.
80
List of Figures
160
Figure S3 Principal Component Analysis (PCA) of 32 urban sites in the city of Berlin
over four seasons (a) and Trace Organic Compounds (TrOCs) (b). Site S5 had extreme
PC1 and PC2 scores; the site was included in the analysis but is not presented in the
biplot to better visualize variability among the other sites. Abbreviations of the TrOCs
(B) are explained in Table S7.
83
Figure S4 Redundancy Analysis (RDA) of urban sampling sites (a) visited 4 times over
one year, the DOM characteristics included in the analysis (b) and the predictor variables
(c), the last marked by an asterisk (*) when significant. DOM characteristics include (i)
absorbance and fluorescence indexes (E2:E3, molecular size, E4:E6, indicator of
humification, SR, slope ratio, β:α, freshness index, SUVA254 and HIX, humification
index), (ii) PARAFAC components (C1 to C7), and (iii) fractions derived from size
exclusion chromatography (HS, humic-like substances; HMWS, high-molecular weight
non-humic substances; and LMWS, low-molecular weight substances).
84
Figure S5 Precipitation and flow at a site within the city of Berlin during the study
period, with the grey boxes indicating the four sampling periods.
85
Figure S6 Relationship between iron (Fe) and the absorbance at 420nm relative to
DOC (a420/DOC)
86
Chapter 4 Carbon dioxide emissions across an urban aquatic network
87
Figure 1 Map of Berlin, Germany, showing the city’s aquatic network, land use, and the
32 sampling sites selected in the present study.
90
Figure 2 Map of instantaneous CO2 fluxes (g C-CO2 m-2 d-1) at 32 sites distributed across
the city of Berlin, Germany, in four seasons.
98
Figure 3 Summary of instantaneous and continuous measurements of CO2 fluxes from
four different types of water bodies in the city of Berlin, Germany, determined in four
seasons.
99
Figure 4 Selected high-resolution time courses of water temperature and wind speed
(A,B), xCO2(AQ) and xCO2(HS) (C,D), and CO2 and k from an urban stream (S3) in spring
(A,C,E) and an urban pond (P5) in summer (B,D,F), illustrating variability at different
scales.
100
Figure 5 Instantaneously (A) continuously measured CO2 fluxes (B) from water bodies
in the city of Berlin, Germany, in comparison to fluxes reported in published studies (C).
102
Figure 6 Principal component analyses (PCA) summarizing potential drivers of CO2
fluxes from four types of urban water bodies: A) Analysis based on dissolved organic
matter (DOM) characteristics derived from absorbance/fluorescence measurements,
size-exclusion chromatography and PARAFAC (Table S1-S2 Supporting Information; B)
analysis based on water depth and temperature as well as land-cover and physico-
chemical variables such as NH4+, NO3-, NO2-, chl a, and TP (Table S3, Supporting
Information; and C) analysis based trace organic compounds as summarized in Table S5,
Supporting Information.
104
Figure 7 Partial plots of the main drivers identified in random forest models for
instantaneousCO2 fluxes, continuous fluxes, and daily variability of the continuous fluxes.
106
Supplement of Chapter 4 Carbon dioxide emissions across an urban network
111
Figure S1 Relationship between CO2 fluxes determined with two different approaches,
instantaneous measurements on single days in the morning vs continuous measurements
122
List of Figures
161
over a week. Dashed line indicates 1:1 line. Lentic: lakes and ponds, lotic: rivers and
streams.
Figure S2 Daily (A), day to day (B) (from the Continuous fluxes) and seasonal standard
deviation (SD) (C) (from the Instantaneous fluxes)
122
Chapter 5 Methane emissions from contrasting urban freshwaters: Rates, drivers,
and a wholecity footprint
123
Figure 1 Map of the metropolitan area of Berlin, Germany, showing land use and
freshwater sampling locations in lakes (L17), ponds (P17), rivers (R17), streams (S1
7), and four additional running water sites characterized by high nutrient concentrations
(H14)
125
Figure 2 Seasonal changes in (a) daily mean air temperature in Berlin Tempelhof
recorded by the German Meteorological Office, with the light gray area representing a
period of ice cover on the larger lakes and the dark gray areas representing the sampling
periods, and (b) Total methane (CH4) emissions from four types of urban water bodies.
Box plots show the median (horizontal line), interquartile range (box limits), highest and
lowest values within 1.5 times the box size from the median (whiskers) and outliers
(points)
130
Figure 3 Principal component analysis of 32 water bodies sampled over four seasons,
based on potential explanatory variables for CH4 emissions. (a) Water body types differed
mainly along the first two principal components, (b) PC3 indicates a slight tendency of
lakes to differ from all other water bodies, and PC4 tended to distinguish autumn from
all other seasons. (c, d) Dominant variables creating the ordination space relate to land
use, water chemistry, and optical properties of dissolved organic matter. Black lines are
scaled structure coefficients (scaling factor of 8), that is, correlations with the principal
components. Gray lines show analogous correlations with particulate organic carbon,
which were added a posteriori because data from only three seasons were available. Only
variables with a structure coefficient >0.15 in (c) or (d) were plotted
132
Supplement of Chapter 5 Methane emissions from contrasting urban freshwaters: Rates,
drivers, and a wholecity footprint
138
Figure S1. Methane emission rates in relation to selected explanatory variables measured
in four seasons, except for POC in spring, where data were unavailable
145
Figure S2. Seasonal changes in diffusive and ebullitive CH4 fluxes from four types of
urban water bodies. Box plots show the median (horizontal line), interquartile range (box
limits), highest and lowest values within 1.5 times the box size from the median
(whiskers) and outliers (points). Isolated horizontal lines are singular values
146
Chapter 6 Synthesis
149
Figure 1. Variation in DOM composition along urban aquatic ecosystems as indicated
by PARAFAC components C2 and C1, SUVA254 as a proxy for DOM aromaticity
(Weishaar et al. 2003), E2:E3 as the ratio of absorbance at 250 and 365 nm, which serves
as an (inverse) indicator of molecular size (Chen et al. 1977; Peuravuori and Pihlaja 1997),
and the Freshness index β/α (Wilson and Xenopoulos 2009b) indicating the relative
importance of recently produced DOM (Parlanti et al. 2000). Pictures by C. Romero
151
Figure 2 Conceptual illustration of the four chapters and the suggested future studies
(boxes in dash lines)
155
List of Tables
162
List of Tables
Chapter 1 General Introduction
1
Table 1 Estimates of aquatic carbon fluxes (Pg) from Drake 2018. Black values indicate
an independent estimate was provided by the given study. Gray values were not refined
by the given study but indicate where an estimate was applied from previous or future
study.
10
Chapter 2 Hippopotamus are distinct from domestic livestock in their resource
subsidies to and effects on aquatic ecosystems
13
Table 1. Results of mixed-effects models for loge(Χ)-transformed dissolved organic
carbon (DOC, mg l1), chlorophyll a (Chl-a, mg l1), ash-free dry mass (AFDM, mg
cm2), total suspended solids (TSS, mg l1), particulate organic matter (POM, mg l1),
soluble reactive phosphorus (SRP, μg l1), total phosphorus (TP, mg l1), ammonium
(mg l1), nitrite (mg l1) and nitrate (mg l1). The marginal R2 (GLMM(m); fixed
effects only) and the conditional R2 (GLMM(c); fixed and random effects) represent the
proportion of variance explained by each model; s.e. = standard error; s.d. = standard
deviation; *p < 0.05, **p < 0.01, ***p < 0.001
22
Supplement of Chapter 2 Hippopotamus are distinct from domestic livestock in their
resource subsidies to and effects on aquatic ecosystems
28
Table S1: Mean dung C, N, P concentrations and stoichiometry for some large
mammalian herbivores of the African savannah
29
Table S2. Estimated loading rates of organic matter (dung) by cattle and hippopotamus
in the Mara River, Kenya.
32
Table S3 Characteristics of hippo dung and cattle dung used in the mesocosms in this
study.
33
Table S4: Fluorescent components of DOM as identified by parallel factor analysis
(PARAFAC). Given are observed excitation and emission wavelengths for maximum
fluorescence, alignment with distinct fluorescence peaks and PARAFAC components
identified in previous studies, probable sources of DOC and a literature-based component
descriptiona.
43
Table S5: Summary of generalized additive mixed modeling (GAMM) analyses to
determine the effect of dung treatment on ecosystem metabolism - gross primary
production (GPP, mg O2 m-2 day-1), ecosystem respiration (ER, ER, mg O2 m-2 day-1),
GPP:ER and net ecosystem production (NEP, mg O2 m-2 day-1), which displayed
nonlinear responses to dung treatments.
50
Chapter 3: Dissolved organic matter signatures in urban surface waters: spatio-
temporal patterns
51
Supplement of Chapter 3 Dissolved organic matter signatures in urban surface waters:
spatio-temporal patterns
71
Table S1: Coordinates, land cover, origin and special features. Longitude is given in
decimal degrees East and latitude in decimal degrees North.
71
Table S2: Physico-chemical characteristics (mean ± SD and % variance explained) of
four contrasting types of water bodies in the city of Berlin. Means and standard deviations
were computed across all seasons and sites. The percentages of variance explained (%
73
List of Tables
163
Var) refer to the effect of season within each water body type, calculated by type-II
ANOVA (aka variance component analysis), with season treated as a random factor. F-
values refer to results of repeated-measures ANOVAs testing for differences among
water body types (*** p<0.001, * p<0.05, ns = not significant).
Table S3: Description of absorbance and fluorescence indices.
74
Table S4: Designation, excitation (Ex) and emission (Em) wavelengths of PARAFAC
components, and the number of studies with matching components reported in
OpenFluor (checked on the 28th March 2022) (Murphy et al., 2014).
75
Table S5: Variables of absorbance and fluorescence analyses (mean ± SD and % variance
explained) in contrasting types of urban surface waters. Means and standard deviations
were computed across all seasons and sites. The percentages of variance explained (%
Var) refer to the effect of season within each water body type, calculated by a type-II
ANOVA (aka variance component analysis), with season treated as a random factor. F-
values refer to results of repeated-measures ANOVA testing for differences among water
body types (***p<0.001, **p<0.01, *p<0.05, ns = not significant). Abbreviations
explained in Table B2.
76
Table S6: PARAFAC components (mean ± SD and % variance explained) in contrasting
types of urban surface waters. Means and standard deviations were computed across all
seasons and sites. The percentages of variance explained (% Var) refer to the effect of
season within each water body type, calculated by a type-II ANOVA (aka variance
component analysis), with season treated as a random factor. F-values refer to results of
repeated-measures ANOVA testing for differences among water body types (***p<0.001,
**p<0.01, *p<0.05, ns = not significant).
77
Table S7: Results of size exclusion chromatography (mean ± SD and % variance
explained) of samples from contrasting types of urban surface waters. Means and
standard deviations were computed across all seasons and sites. The percentages of
variance explained (% Var) refer to the effect of season within each water body type,
calculated by a type-II ANOVA (aka variance component analysis), with season treated
as a random factor. F-values refer to results of repeated-measures ANOVA testing for
differences among water body types (***p<0.001, **p<0.01, *p<0.05, ns = not
significant). HS, humic-like substances; HMWS, high-molecular weight non-humic
substances; and LMWS, low-molecular weight substances.
78
Table S8: Trace organic compounds (TrOCs) analyzed in samples collected in urban
surface waters. LLoQ = Limit of Quantification. Frequency refers to the number of
occasions where concentrations exceeded the LLoQ.
81
Table S9: Mean concentrations and standard deviations of Trace Organic Compound
(TrOC) per water body type. See Table S8 for full names. BZF, SMX and VLX were
always below the limit of quantification (LLoQ) and are hence omitted from the table.
82
Chapter 4 Carbon dioxide emissions across an urban aquatic network
87
Table 1 Comparison of CO2 flux measurement methodologies using two types of floating
chambers deployed at 32 sites in the city of Berlin.
91
Table 2 Mean and SD of CO2 fluxes from surface waters in the city of Berlin, Germany,
made by instantaneous and continuous measurements. Seasonal SD, day-to-day SD and
diel SD. The percentages of variance explained (% Var) refer to the effect of season, day
to day and time of the day within each water body type, calculated by type-II ANOVA
(variance component analysis), with season, day and time of the day treated as random
101
List of Tables
164
factors. The percentage of variability explained by k and ΔCO2. NA* Data insufficient
for calculations
Table 3 Estimates of annual CO2 emissions (± 95% CL) from four types of water bodies
in the city of Berlin based on fluxes measured at four occasions either during 15-min
deployments of flux chambers (instantaneous measurements) or during continuous one-
week measurements with equilibration chambers.
103
Table 4 Description and interpretation of PCA axes identified in the final random forest
(RF) models as potential drivers of CO2 fluxes. DOM: dissolved organic matter, CHEM:
physico-chemical variables
105
Supplement of Chapter 4 Carbon dioxide emissions across an urban aquatic network
111
Table S1 Designation, excitation (Ex) and emission (Em) wavelengths of PARAFAC
components, and the number of studies with matching components reported in
OpenFluor (checked on the 28th March 2022) (Murphy et al. 2014). From Romero
González-Quijano 2022
112
Table S2 Description of absorbance and fluorescence indices (from Romero González-
Quijano 2022)
112
Table S3 Physico-chemical variables across water body types.
113
Table S4 Sites coordinates and land uses. Longitude is given in decimal degrees East
and latitude in decimal degrees North. Land cover was calculated with QGIS- layer, for
a 50 m buffer around water bodies using the software QGIS (QGIS Development Team,
2017) and data provided by the Senate Administration for Environment, Transport and
Climate Protection of Berlin.
114
Table S5 List of trace organic compounds analyzed
115
Table S6 Summary of all the k600 calculated for this study.
116
Table S7 Random Forest (RF) models. Variables used as predictors were PC axes with
Eigenvalues >1 from three separate PCAs based on DOM characteristics; water depth,
land cover and physico-chemical variables (CHEM); and Trace Organic Compounds.
Only variables with a relative influence in the RF >10% are shown.
117
Table S8 Literature values of CO2 fluxes for the comparison with our fluxes
118
Chapter 5 Methane emissions from contrasting urban freshwaters: Rates, drivers,
and a wholecity footprint
123
Table 1 Annual methane (CH4) emission footprint of the metropolitan area of Berlin,
Germany, separated by type of water body (mean ± SD)
131
Table 2 Methane (CH4) emission flues from urban freshwaters.
135
Supplement of Chapter 5 Methane emissions from contrasting urban freshwaters: Rates,
drivers, and a wholecity footprint
138
Table S1. Characteristics of 32 freshwater sites studied in the metropolitan area of
Berlin, Germany. Land use refers to a strip extending 50 m away from the shore. n.a.: no
data available. *Areas for rivers and streams calculated for arbitrary stretches 1 km long
to enable intuitive comparisons of relative size with lakes and ponds. †Mean value of four
sampling campaigns. WWTP = wastewater treatment plant
141
List of Tables
165
Table S2. Summary and description of DOM optical properties, modified from Catalán
et al.(2013) and Fasching et al. (2014).
143
Table S3. Average annual CH4 emissions (total, diffusive and ebullition flux) to the
atmosphere measured in situ with a chamber connected to an ultraportable gas analyser;
diffusive flux calculated from CH4, and ebullition flux calculated from data collected with
inverted funnels (IF) placed on the sediment surface. n.a.: no data available
144
Table S4. Physical and chemical surface water variables of 32 freshwater bodies in the
city of Berlin, Germany, averaged per water body type and season. Values represent
means ± standard deviations. DO = dissolved oxygen, TP = total phosphorus, DOC =
dissolved organic carbon
147
References
166
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