Appl. Phys. Lett. 95, 242114 (2009); https://doi.org/10.1063/1.3275758 95, 242114
© 2009 American Institute of Physics.
Hole-based memory operation in an InAs/
GaAs quantum dot heterostructure
Cite as: Appl. Phys. Lett. 95, 242114 (2009); https://doi.org/10.1063/1.3275758
Submitted: 20 October 2009 • Accepted: 26 November 2009 • Published Online: 18 December 2009
A. Marent, T. Nowozin, J. Gelze, et al.
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Hole-based memory operation in an InAs/GaAs quantum dot heterostructure
A. Marent,a兲T. Nowozin, J. Gelze, F. Luckert, and D. Bimberg
Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany
共Received 20 October 2009; accepted 26 November 2009; published online 18 December 2009兲
We present an InAs/GaAs quantum dot 共QD兲memory structure with all-electrical data access which
uses holes as charge carriers. Charging and discharging of the QDs are clearly controlled by a gate
voltage. The stored information is read-out by a two-dimensional hole gas underneath the QD-layer.
Time resolved drain-current-measurements demonstrate the memory operation. Present write times
are 80 ns. © 2009 American Institute of Physics.关doi:10.1063/1.3275758兴
Distinct types of memories will combine the advantages
of nonvolatility of the Flash-memory1and the performance
and endurance of the dynamic random access memory
共DRAM兲.2A large variety of such memory concepts has been
proposed using different approaches, like FeRAM, MRAM,
PCRAM, etc.3One of the most promising options for charge-
based memories is based on self-organized quantum dots
共QDs兲as memory units. Memory operation for III-V QD
structures has been demonstrated, either based on
optically4–6or electrically controlled charge storage.7–9All
these memory structures were based on electron storage. A
two-dimensional 共2D兲electron gas was used to detect the
state of the memory. We have recently proposed an alterna-
tive all-electrical memory concept based on III-V QDs
共QD-Flash兲10,11 which allows the storage of holes.
Hole storage offers significant advantages with respect to
scalability and storage time. The energy levels of confined
holes in a QD are much more closely spaced than those of
electrons due to their larger effective mass.12,13 Thus, at least
one order of magnitude more holes can be stored in a given
volume than electrons. In addition, hole-confining type-II
systems 共e.g., GaSb/AlGaAs QDs兲provide huge hole local-
ization energies leading to storage times of more than ten
years at room temperature,14 a basic prerequisite for a non-
volatile memory.
In this letter, we present the prototype of an InAs/GaAs
QD memory structure which uses holes as charge carriers
instead of electrons. For monitoring, the commonly used
electron channel is replaced by a 2D hole gas 共2DHG兲em-
bedded underneath the QD layer. Static and time-resolved
measurements of storage, write, and erase times demonstrate
the feasibility of the hole-based QD-Flash concept.
The prototype consists of a quantum-well modulation-
doped field-effect transistor with a single InAs/GaAs QD
layer in close vicinity to the 2DHG. A schematic cross sec-
tion of the layer structure grown by metalorganic chemical
vapor deposition is shown in Fig. 1共a兲.A1
m thick un-
doped GaAs buffer layer was grown first on an undoped
GaAs substrate. The 2DHG was formed with 40 nm p-doped
共p=2⫻1018 cm−3兲GaAs,a7nmthick undoped GaAs
spacer layer, and an 8 nm thick In0.25Ga0.75As quantum well.
Subsequently, 20 nm undoped GaAs was deposited, followed
by a single InAs QD layer 共nominally ⬃1.8 ML兲. Finally,
the structure was completed by a 180 nm undoped GaAs cap.
The heterostructure was processed into Hall bars with an
active area of 310⫻460
m2using chemical wet etching
关see Fig. 1共b兲兴. The source and drain areas were metallized
using a Ni/Zn/Au alloy which was annealed at 400 °C for 3
min to form ohmic contacts down to the 2DHG. The gate
was formed by Ni/Au. Hall measurements yielded a charge
carrier density and a mobility of the 2DHG at 77 K of
8⫻1011 cm−2 and 4350 cm2/Vs, respectively.
Figure 2schematically shows the valence band of the
structure for the three memory operations: storage, writing,
and erasing. At the storage position 关Fig. 2共a兲兴, the binding
potential of holes in the QDs represents the emission barrier,
needed to store a logic “1.” To store a logic “0” 共defined as
empty QDs兲a capture barrier is necessary, which is formed
by the band-bending of the Schottky contact. The storage
time for both logic states is limited by the emission and
capture processes of the QDs.15,16 In our structure, thermally
assisted tunneling across the emission and capture barriers
initiates the discharging and charging processes.17,18 The
emission and capture rates depend on the barrier height 共i.e.,
localization energy and capture barrier height兲, the tempera-
ture, and the electric field. To write a logic “1” 关Fig. 2共b兲兴a
negative bias is applied to the gate. This completely elimi-
nates the capture barrier formed by the band-bending and
fast write times down to nanoseconds can be realized.11
Thus, the QD-Flash concept solves the drawbacks of Flash’s
SiO2barriers by using a large barrier height which can, how-
ever, almost be decreased to zero during write operation.
Write times similar to those of DRAMs or even shorter are
possible. To erase the information 关Fig. 2共c兲兴the electric field
at the position of the QDs is increased by applying a positive
bias such that tunnel emission occurs. The read-out of the
stored information is done via the 2DHG below the QD
layer. Carriers stored in the QDs reduce the charge density
and the mobility in the 2DHG resulting in a lower conduc-
tance of the 2DHG when the QDs are occupied.
a兲Electronic mail: [email protected].
In Ga As
0.25 0.75
i-GaAs
Hall-
contacts
7nm
8nm
i-GaAs
Gate
S
ource Drain
substrate
InAs QDs
i-GaAs
Gate
Source
Drain
(a) (b)
1µm i-GaAs
40nm p-GaAs
180nm
20nm
FIG. 1. 共Color online兲共a兲Schematic cross section of the layer structure. 共b兲
Sketch of the QD-Flash prototype. Hall-contacts are used for transport mea-
surements of the 2DHG.
APPLIED PHYSICS LETTERS 95, 242114 共2009兲
0003-6951/2009/95共24兲/242114/3/$25.00 © 2009 American Institute of Physics95, 242114-1
To investigate the influence of holes stored in the QDs
on the conductance of the 2DHG, the drain current IDversus
gate voltage VGwas measured in the dark with a fixed drain-
source voltage of 100 mV. Figure 3共a兲shows the measured
hysteresis at a temperature of 50 K. The measurement cycle
starts with a 10 ms long charging pulse 共VG=−1 V兲, which
shifts the QD states below the Fermi level, charging them
with holes from the 2DHG 关see Fig. 2共b兲兴. When the gate
voltage is now swept to 1.5 V, the drain current decreases
until the 2DHG is pinched off at about 1.1 V. During the
down sweep the QDs remain occupied, if the sweep time is
shorter than the hole storage time in the QDs. At VG
=1.5 V the QD states are far above the Fermi level 关see Fig.
2共c兲兴and tunnel emission discharges the QDs. When the gate
voltage is swept back to ⫺1 V a larger current is observed
leading to a distinct hysteresis opening. The hysteresis origi-
nates from the influence of holes stored in the QDs on the
conductance of the 2DHG during the down sweep. The
charged QDs act as Coulomb scattering centers, reducing the
mobility of the 2DHG.19,20 In addition, using Gauss’ law it
was predicted that the transfer of holes in QDs lead to a
reduction in the carrier density in the 2DHG.21–23 Both, the
lowered charge carrier density and the decreased mobility
reduce the conductance during the down sweep, resulting in
a lower current trace compared to the up sweep.
The maximum hysteresis opening 共with respect to the up
sweep兲is shown in Fig. 3共b兲as a function of temperature for
two different sweep times. Using a sweep time of 1 ms, the
hysteresis opening drops from 32% at 20 K to almost zero at
85 K. The descent has its origin in the reduced charge carrier
storage time of QDs with increasing temperature, i.e., at
higher temperatures more holes are emitted during the down
sweep. Balocco et al.7have previously reported a high-
temperature memory effect due to deep levels for a similar
InAs QD-structure. Here, the absence of such high-
temperature memory effects proves that not deep levels but
in fact the QDs act as memory units. This conclusion is
confirmed by previous investigations of hole emission
from similar InAs/GaAs QDs by deep level transient
spectroscopy,15 which resulted in a thermal emission time
constant of 5 ms at 90 K for the QD hole ground state, in
agreement with the disappearance of the hysteresis at 85 K
for a sweep time of 1 ms. A sweep time of 100 ms further
reduces the hysteresis opening as compared to 1 ms, since
more holes, stored in the QDs, are emitted during the slower
down sweep. An increased maximum hysteresis opening
is expected using larger QD densities and/or multiple QD
layers.
The memory operation of the QD-Flash prototype is
studied by time-resolved measurements of the drain current
at different storage voltages VSt, with either initially occu-
pied or empty QDs. The QDs are charged or discharged by
applying a gate voltage of ⫺0.8 or 2 V, respectively. After
this initialization of the “1” or “0,” the gate voltage was
abruptly changed to the storage voltage and the drain current
was measured as a function of time. Figure 4shows the
transients at 50 K for three different storage voltages 共0, 0.4,
and 0.7 V兲. The upper transients represent hole capture into
initially empty QDs, leading to a decrease in the conductance
of the 2DHG and, hence, to a decrease in the drain current.
The lower transients represent hole emission out of fully oc-
cupied QDs and, thus, the drain current increases to the equi-
librium state. A change of the storage voltage from 0 to 0.4 V
and further to 0.7 V causes multiple effects 关Figs. 4共a兲–4共c兲兴;
the time constants of both transients increase, the amplitude
of the capture transient is reduced, and the amplitude of the
emission transient is increased. These effects can be ex-
plained by the changes of the capture and emission processes
when applying a positive storage voltage to the structure. On
the right hand side of Figs. 4共a兲–4共c兲the valence band pro-
files for the three storage voltages are shown. The amplitudes
of the transients represent the amount of transferred holes
and are correlated with the number of levels which are below
the Fermi level 共for capture兲and above the Fermi level 共for
emission兲. A larger positive storage voltage shifts the Fermi
level toward the QD ground state and, hence, more holes are
emitted, less holes are captured, and thus the amplitudes
vary. The prolongation of the time constants is also related to
the Fermi level shift as it leads to an increased capture and
emission barrier height 共Ebar in Fig. 4兲.
Finally, we measured the write and erase times of the
memory structure. To determine write and erase times, we
used a method which allowed to study emission from or
capture into QDs across an enlarged span of time constants
共described in detail in Ref. 24兲. The hysteresis opening at a
storage position of 0.4 V was measured after applying write/
erase pulses with successively reduced pulse widths down to
10 ns. When the pulse width was too short for any charging/
(
a
)
Stora
g
e
(
c
)
Erasin
g
(
b
)
Writin
g
Hole Energy
QD
Gate
2DHG
p-doping
Capture
Bias Tunnel
emission
Bias
Emission
barrier Capture
barrier
EF
EFE
F
FIG. 2. 共Color online兲Schematic illustration of the storage 共a兲, write 共b兲,
and erase 共c兲operations in the QD-Flash prototype.
-0.5
0.0
0.5 1.0 1.5
V (V)
G
0
10
20
I (µA)
D
50 K
Temperature (K)
20 40 60 80
(a) (b)
Sweep time:
1ms
100ms
Hysteresis
opening
Relative Hys. opening (%
)
0
10
20
30
Sweep time 1 ms
FIG. 3. 共Color online兲共a兲Hysteresis at 50 K. 共b兲Temperature dependence
of the hysteresis opening for a sweep time of 1 and 100 ms, respectively.
0 50 100 150 200
Time
(
ms
)
I (µA)
D
After erasing
After writing
50 K (a)
20
19
18
17
9
8.5
8
7.5
14
13
12
11
(b)
(c)
V = 0.0 V
St
V = 0.4 V
St
V = 0.7 V
St
QD
EF
Ebar
Ebar
Ebar
FIG. 4. 共Color online兲Drain current transients at 50 K at a storage voltage
of 0 V 共a兲, 0.4 V 共b兲, and 0.7 V 共c兲. Insets show the valence band profiles at
the given voltages.
242114-2 Marent et al. Appl. Phys. Lett. 95, 242114 共2009兲
discharging of the QDs, the hysteresis opening vanished. We
defined the write/erase time as the pulse width, at which the
hysteresis opening drops to 50% of the maximum value. Fig-
ure 5共a兲shows the write time in dependence on the write
pulse voltage at 20 and 50 K. A more negative write pulse
leads to a reduction in the capture barrier during writing and,
hence, the write time decreases exponentially. For write
pulses larger than 兩0.5兩V the write time starts to saturate and
reaches a minimum at 80 ns for a write pulse of ⫺1.75 V.
This saturation has presently its origin in a parasitic cutoff
frequency of about 2 MHz of the RC low pass of our present
devices. Much faster write times are expected for smaller
devices having larger parasitic cut-off frequencies. The erase
times are shown in Fig. 5共b兲. A minimum erase time of 350
ns at 50 K was obtained for an erase pulse of 2.5 V. The
temperature dependence of the write and erase times reflects
again the increased thermal capture and emission rates at
higher temperatures.
In conclusion, we presented the prototype of a hole-
based memory device using InAs/GaAs QDs for charge car-
rier storage. Charging and discharging of the QDs are clearly
controlled by a gate voltage. We demonstrated read-out of
the stored information using a 2DHG, with a relative hyster-
esis opening up to 32%. Write and erase times were studied.
Write times down to 80 ns only a factor of 8 larger than for
a typical DRAM25 and erase times of 350 ns four orders
faster than for a typical Flash1were demonstrated. The re-
sults support our assumption that the QDs act as memory
units and confirm the feasibility of our hole-based memory
concept.
The work was partly funded by the DFG in the frame-
work of the NanoSci-E+ project QD2D of the European
Commission and project BI 284/29-1. The authors thank M.
Geller for valuable discussions.
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(a) (b)
20 K
50 K
Write pulse voltage (V)
0.0 -0.5 -1.0 -1.5 -2.0
50% write time limit (s)
10-
3
10-4
10-5
10-6
10-7
10-5
10-6
50% erase time limit (s)
1.5 2.0 2.5
Erase pulse voltage (V)
20 K
50 K
FIG. 5. 共Color online兲Write times 共a兲and erase times 共b兲in dependence on
the pulse voltage.
242114-3 Marent et al. Appl. Phys. Lett. 95, 242114 共2009兲