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Johann Köppel, Juliane Biehl, Volker Wachendörfer, Alexander
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A Pioneer in Transition: Horizon Scanning of
Emerging Issues in Germany’s Sustainable Wind
Energy Development
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Köppel, J., Biehl, J., Wachendörfer, V., & Bittner, A. (2019). A Pioneer in Transition: Horizon Scanning of
Emerging Issues in Germany’s Sustainable Wind Energy Development. In Wind Energy and Wildlife Impacts
(pp. 67–91). Springer International Publishing. https://doi.org/10.1007/978-3-030-05520-2_5.
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A Pioneer in Transition: Horizon Scanning of Emerging
Issues in Germanys Sustainable Wind Energy
Development
Abbreviated running title: Wind Energys Emerging Issues in Germany
Johann ppel1 [0000-0002-9372-773X], Juliane Biehl1 [0000-0002-3613-0670],
Volker Wachendörfer2 [0000-0002-9590-332X], Alexander Bittner2 [0000-0003-2765-6627]
1 Technische Universität Berlin, Straße des 17. Juni 145, 10623 Berlin
johann.koeppel@tu-berlin.de
juliane.biehl@tu-berlin.de
2 Deutsche Bundesstiftung Umwelt, An der Bornau 2, 49090 Osnabck
Abstract. With both the Framework Convention to Combat Climate Change
(UNFCCC) and the Convention on Biological Diversity (CBD) adopted at the
Rio Summit in 1992, certainly no-one anticipated the challenging trade-offs be-
tween renewable energy development and conservation of biological diversity.
Densely populated Germany ranks third in worldwide installed wind energy ca-
pacity, only outpaced by China and the U.S. so far. However, power and inter-
est shifts via well-organized civil and political opposition indicate that efforts to
reconcile climate protection and wildlife conservation cannot be taken for
granted.
Funded by the German Federal Environmental Foundation (DBU), the hori-
zon scan aimed at identifying the emerging need for collaborative action, based
on the viewpoints of various stakeholders and the state of research in wildlife
conservation and wind energy development. We applied a multi-faceted, inclu-
sive, and peer-reviewed research process, building on ca. 50 explorative expert
interviews, previous research, and a literature review. Interviewees ranged
across academia, agencies, wind developers, consultants, associations, and envi-
ronmental groups. The process yielded 18 emerging issues at the nexus of wind
and wildlife, planning and technologies, and social aspects to cope with the
challenges ahead. We present a majority of the issues in this chapter and con-
clude with guiding follow-up principles.
Keywords: Horizon scanning approach, Transformation, Sustainable Devel-
opment Goals, Cumulative effects, Landscape-scale conservation, Knowledge
management, Planning approaches, Adaptive management.
2
1 Introduction
1.1 Framing and Motivation
With the 1992 Rio Earth Summit both the Biodiversity Convention [1] and the Cli-
mate Change Convention [2] two paramount agreements were initiated. Certainly, the
effort it would take to achieve both aspirations could not have been foreseen 25 years
ago and are still pending in the 21st century. The contemporary 17 United Nations
Sustainable Development Goals (SDGs) set tangible global goals and targets, includ-
ing affordable and clean energy (SDG 7) and climate action (SDG 13) [3]. All
parties to the resolution need to increase substantially the share of renewable energy
in the global energy mix by 2030 (goal 7.2 Agenda 2030) and to integrate climate
change measures into national policies, strategies and planning (goal 13.2 Agenda
2030).
In analogy to the SGDs, Rockström et al.s planetary boundaries [4, 5] focus on
sustainability challenges, for instance, biosphere integrity (i.e. biodiversity and func-
tionality of ecosystems), climate and land use change. The concept identifies tipping
points (e.g. melting of the Greenland Ice Sheet or the decay of coral reefs), whose
trespassing could shift the entire earth system into instability.
Staying in a safe operative space (i.e. within the planetary boundaries) offers the
opportunity for development in a sustainable way while maintaining the biosphere
integrity as an essential precondition [4, 5]. Folke et al. [6] stated that the SDGs life
on land (SDG 15), life below water (SDG 14), clean water and sanitation (SDG 6)
and climate action (SDG 13) are providing a basis for biosphere integrity and for all
the other 13 SDGs, which belong to the societal and economic sectors (Fig. 1).
3
Fig. 1. Combination of the SDGs with the Planetary-Boundaries-Concept resulting in the so-
called Wedding Cake with biosphere integrity and the adjacent SDGs as base for sustainabil-
ity and resilience (Copyright: Azote Images for Stockholm Resilience Centre).
The German Energiewende contributes significantly to extending renewable energy
and to staying within a safe operative space. However, designing the transformation
of the energy sector as a complex system proved not to be an easy assignment, since
many of the agents participating in these processes are used to thinking and acting in
rather sectoral ways. In contrast, it is necessary to refer to regional landscapes and the
relations between agents and sub-agents in socio-ecological systems (SES).
Referring to the planetary boundaries and to the SDGs, the German Environmental
Foundation (DBU) updated their guidelines in 2016, including new concepts and
environmentally sound solutions for renewable energy. Against this background, the
DBU decided to launch a horizon scan, conducted by Berlin Institute of Technologys
(TU Berlins) co-authors of this chapter. At the nexus of wildlife conservation, plan-
ning and technologies, and social issues (e.g. fair allocation processes), the horizon
scan involved stakeholders from academia, agencies, the wind energy sector, consult-
ants, and nongovernmental organizations (NGOs). Previously, horizon scans were
elaborated for a variety of issues, such as nature conservation and biological diversity,
with the latter annually undertaken by Sutherland et al. [712].
1.2 The Challenged Pioneer in Transition
In 2016, renewable energies contributed 29.5% to the German electric power produc-
tion (of which land-based wind energy amounted to 10.3% and offshore 2%) [13].
With respect to cumulative installed wind energy capacity, Germany ranks third after
the People's Republic of China (168 GW) and the United States (U.S.) of America (82
GW), totalling 50 GW in 2016 [14].
Yet, considering the installed capacity per land area, the relative density in Germa-
ny (or the CWW 2017 host Portugal) outpaces the ones in the U.S. or China (Fig. 2).
The challenges at hand even increase when considering the actual suitability of land
for siting wind energy facilities (e.g. due to wind conditions, distance to settlements,
wildlife, amongst other relevant planning concerns).
4
Fig. 2. Installed wind capacity and density in selected countries, as of 2016
(Data sources: Cumulative installed capacity Global Wind Energy Council 2016, p. 12;
Land area Statistisches Bundesamt, Destatis1)
Whilst the German pioneering-phase started as early as in the mid-1970s, the provi-
sion of subsidies under the Electricity Feed-in-Act 1991 paved the way for wind ener-
gy operators to enter the market in the early 1990s [15]. With the Renewable Energies
Act (EEG) in 2000 and its amendments in 2004 and 2009, feed-in-tariffs for land-
based wind turbines were reduced but renewable electricity was given feed-in priority
into the transmission grid over conventional sources. The loss of public acceptance
for nuclear energy and the subsequent decision to phase-out nuclear power entirely by
2022 is another driver for the German energy transition [16]. Yet, Germany as one of
the Energiewende pioneers is undergoing substantial transitions, since the latest EEG
amendment 2017 introduced a market-oriented auctioning-system for renewable en-
ergy projects. At the same time, the EEG 2017 set trajectories, which targeted the
installation of land-based wind energy in 20172019 at annually 2,800 MW and in
2020 at 2,900 MW. Offshore trajectories were set to 6,500 MW by 2020 and 15,000
MW by 2030 [17].
Yet, the SDGs equally comprise conservation goals of terrestrial and marine eco-
systemslife below water (SDG 14) and life on land (SGD 15) [3]. Achieving
both, biodiversity and climate protection goals, highlights the necessity to engage in
balancing so-called green vs. green dilemmas [cf. 18] and to overcome unintended
1 https://www.destatis.de/EN/FactsFigures/CountriesRegions/InternationalStatistics/Country/Country.html.
5
trade-offs between SDGs. While Germany has installed more than 28,000 wind tur-
bines [19], it has become increasingly difficult to further make the Energiewende a
success. Inter alia, concerns address assumed decreases in property values [2022] or
fuel equity debates on sharing revenues from wind energy projects. Opposition groups
engage in planning processes at various governance tiers and campaign against further
wind energy development. Yet, whilst local opposition addresses, for example, land-
scape scenery impacts [23], opponents tend not always to reveal such latent motives
[24] but pinpoint legally stronger enforced wildlife concerns [25].
Emerging issues in the German wind energy and wildlife arena apply as well on an
international scale, since eventually other countries will face similar challenges when
developing wind energy. Thus, the horizon scan aimed at identifying emerging issues
for a sustainable wind energy development and applied a multi-faceted, inclusive, and
peer-reviewed research process.
2 Methods
2.1 Horizon Scanning
Horizon scanning isaccording to the European Commissiona technique for detect-
ing early signs of potentially important developments [26]. We pursued a manual-
combined approach [27] to horizon scans by using expert interviews, surveys (using
SurveyMonkey), expert workshops and a final symposium, as well as a targeted lit-
erature review and by attending conferences and seminars (inter alia NWCC 2016,
CWW 2017) (Fig. 3). Thus, we adopted an issue-centred scanning approach [27],
starting from a wider range of predefined emerging issues to either verify these issues,
identify modifications, or reveal new topics [27].
6
Fig. 3. Workflow and process steps of horizon scanning for emerging issues in sustainable
wind energy development
Our research initiated from seven preliminary meta-topics (population modelling
and impact assessment, deterrence, repowering and planning, cumulative impacts,
adaptive management, social impact assessment, and sustainability appraisal) based
on prior research at TU Berlins Environmental Assessment and Planning Research
Group [e.g. 15, 18, 2833] and relevant funding experience of the DBU
(https://www.dbu.de/2535.html).
Over the course of 18 months, the research team conducted 51 semi-structured,
narrative expert interviews with key stakeholders from academia, agencies, wind
energy sector, consultants, and the civil society (Fig. 4). Experts were selected by
snowball-samplinga convenience sampling technique allowing researchers to ask
participants for additional peers [34, 35]. Jointly, the horizon scan assisted in identify-
ing 18 nascent issues at the nexus of wind and wildlife, planning and technologies,
and social aspects.
7
Fig. 4. Number of expert interviews by stakeholder groups (n=51)
Several involved experts (n=24) convened in a workshop in April 2017 to discuss
preliminary results and identified emerging issues. A supplementary online survey
(1928 April 2017) contributed in prioritising the issues. Subsequently, the research
team clustered the identified emerging issues into three categories: fact-checking,
model approaches, and proof of concept. These clusters indicate overarching tenden-
cies in the need for action. A final symposium took place in September 2017, offering
a forum for discussions and for drawing conclusions collaboratively with involved
stakeholders. Participants and further peers were invited to comment on the publicly
available draft version of the final research report (in German), thus safeguarding an
inclusive and peer-reviewed process.
2.2 Study Limitations
The horizon scan was not necessarily a representative study, yet based on viewpoints
of multiple stakeholders and the state of research. It cannot claim to be exhaustive and
exclusive. Interviews with experts in the financial and banking sector were beyond the
scope and might require further investigations. Specific judicial aspects were not con-
sidered either, since such limitations should not affect the genesis of visionary ideas
in this horizon scanning process. Nevertheless, our research design offered various
opportunities to comment and engage, to attract additional experts or stakeholder
groups, and to add further emerging issues to the agenda.
8
The horizon scan predominantly focused on land-based wind energy, as this ap-
proach initially strived at a decentralised Energiewende. Additionally, various re-
search programmes have been conducted in recent years in the offshore realm. For the
time being, an integral view of the three dimensions (wildlife conservation, planning
and technologies, as well as societal aspects and participation) seemed most profitable
and achievable for land-based wind energy in a German context.
A larger and more far reaching horizon scan could be achieved by including novel
scanning technologies, e.g. blogging and micro-blogging (Twitter and other social
media) [27]. Searching through these social media platforms might facilitate obtaining
new information faster and in real time [27]. In using both micro-blogging and Del-
phi-like scoring approaches, an international team identified 15 nascent issues in na-
ture conservation in 2017, for example, covering new developments in energy storage
and the offshore wind energy sector (floating wind turbines) [9].
3 Results and Discussion
Both the expert interviews and the literature review yielded a meta-structure of 18
emerging issues, spanning the three dimensions of wildlife conservation, planning and
technologies, as well as societal aspects and participation (Fig. 5). Each emerging
issue addresses various options, constituting a catalogue that might contribute either
per se or favourably within integrated programmes.
Consequently, the research team clustered the nascent issues into three categories:
fact-checking, model approaches, and proof of concept. These clusters indicate over-
arching tendencies in the need for action:
The cluster fact-checking comprises topics that require evidence-based scrutiny
and empirical corroboration of commonly held assumptions.
The cluster model approaches addresses issues that require innovative and model
approaches and often demand collaborative action of multiple stakeholders. Reality
laboratories and other innovative solutions would come handy to address the is-
sues.
With the cluster proof of concept, we aggregated all issues that require prototyp-
ing and pilot studies to eventually test and verify hypotheseslast but not least in a
German context.
9
Fig. 5. The horizon scan yielded 18 emerging issues in sustainable wind energy development
spanning the three dimensions of wildlife conservation, planning and technologies, as well as
societal aspects and participation (as of December 2017).
In the following, eleven emerging issues address a wind and wildlife community and
offer insights of relevance for an international audience. The remaining seven issues
were not introduced here as they focus explicitly on the German context and revolve
primarily around socio-economic aspects of wind energy. The complete report (in
German) is available online at https://www.dbu.de/projekt_33315/01_db_2409.html.
3.1 Fact-Checking
Meta-analyses and Cumulative Impacts. The possibility to provide added value in
aggregating data and conducting meta-analyses was highlighted [36, 37]notably for
assisting cumulative impact analyses. For calculating the net footprint of wind energy
development on wildlife for instance, a holistic overview and at best nationwide data
would be required. Still questions remain whether data were gathered standardised in
pre- and post-construction assessments, and whether further data (weather, land cover,
etc.) are available [38], e.g. to derive cumulative, indirect, and multi-variate impacts.
Our findings are in line with the prior discourse on aggregating pre- and post-
construction data (e.g. from ornithological assessments) and monitoring results [39,
40]. The German Ornithological Stations have been collecting information on bird
and bat collision at wind farms [41]; yet, working with a data-set comprised of both
10
random sampling and standardised fatality searches. Further experts voiced concerns
over the feasibility of these meta-analyses for land-based wind energy impacts due to
the heterogeneity of available datasets, notwithstanding relevant guidance documents.
In contrast, a more standardised approach was adopted offshore: Developers are
obliged to conduct standardised monitoring during the construction of all offshore
wind turbines, whilst monitoring during the operational phase can be an additional
requirement from the permitting authority(e.g. via substantiating permit requirements)
[42, 43]. The transboundary analysis of data could prove beneficialespecially with
respect to cumulative impacts pertaining to relevant offshore wind farm clusters. Ex-
perts addressed the lack of harmonised approaches in conducting such analyses across
borders.
Planning and Jurisdiction Interfaces. The establishment of exchange interfaces
between planners and jurisdiction has been identified as another notable remit. Litiga-
tion in Germany has risen substantially over the years, with new and often abstract or
even vague legal terms arising from settled case-law, e.g. the so-called soft no-go
areas for wind energy [44] or an approach to a significant increase in collision risk
for wildlife [45]. Critique has been voiced that jurisdictions were not always consider-
ing planning feasibility [46], often leaving practitioners and (regional) planners in the
dark to find appropriate indicators in operationalising new rulings. With the goal of
uncovering efficient interfaces, a planning and jurisdiction platform was proposed to
regularly engage and sensitise judges for a planners expertise.
Unbiased Knowledge Management. Interviewees revealed to struggle with suspect
of partiality and mistrust among stakeholders, e.g. with respect to the contracting of
consultants. Often, neither wildlife agencies nor environmental NGOs felt comforta-
ble with consultants appointed by wind developers, presuming vested interests. In
turn, wind developers were not feeling content either once they encountered agency
officials, who were members of opposing environmental NGOs at the same time.
Collaborative boardsi.e. a jointly established group of people both from the wind
energy sector and wildlife conservation arenamight serve in appointing the experts
and consultants together. Closer cooperationearly-on in the wind energy project
design and planning phasemight increase transparency and reveal hidden resent-
ments [cf. 47]. Additionally, such collaborative boards might also assist in reviewing
interim and major findingsat least in disputed or sensitive cases, as e.g. Canadian
law offers for the application of Review Panels in certain environmental assessment
processes on federal and provincial levels [48].
With respect to the management and dissemination of knowledge, various interest
groups engage in diffusing study insights, by disseminating spread- and fact-sheets,
for instance. However, such third-party communication raises some scepticism
when diffusing meta-information derived from original scientific findings, particular-
ly with respect to limitations of scientific findings and the transferability of results.
Findings by Wolters et al. [47] confirm that the scientist's ability to communicate
effectively with people both within and outside of the scientific field is important.
11
The researchers themselves are most qualified to reach out and communicate their
insights, case-specific limitations, and transferability of their findings. Consequently,
relevant outreach work packages need to be embedded within research and develop-
ment projects, e.g. in supporting communication and disseminationif necessary with
plain language summaries and writing toolboxes [49].
Integrating Wind Energy into Landscapes.
Landscape Narratives. The question arose if and when wind turbines will ever be
perceived as constituting elements of our cultural landscapes [cf. 50]. This is closely
linked to various questions: How do residents perceive landscapes before and after the
construction of wind turbines? Which societal framings (familiarisation patterns, aspi-
rations, experience, and recollection) can be identified, for both residents and visitors?
Do the actual nuisances for residents prove to be as strong as previously envisaged in
the permitting phase? These issues might matter substantially for the repowering of
wind farms.
Albeit studies with relevant mid- or long-term perspectives are missing yet, repre-
sentative, annual, and recurring opinion polls [e.g. 5153] give first insights and may
detect trends. Nonetheless, a study project from a TU Berlin Masters course [54]
offered a methodological approximation to the topic. Based on a baseline survey from
2005, students conducted a follow-up survey in 2016: The working hypothesisthat
the residents acceptance decreases with increasing numbers of wind farms in their
neighbourhoodwas rejected. The study further indicated that younger respondents
seemed more accustomed to wind farms and showed higher acceptance levels than
senior generations [54].
Further research might address this in more depth, aiming to identify relevant tip-
ping points (i.e. a moment of pivotal change) of residents perceptions. These in-
sights might assist in understanding whether wind turbines might eventually consti-
tute an integral part of our cultural landscapes.
Citizens Opposition against Wind Energy Development. Another emerging issue
pertains to the question of citizens initiatives and wind energy opponents. Local citi-
zens groups in Germany are usually well organised in regional, supra-regional, na-
tional [55], and even European [56] umbrella organisations. The latter provide leaf-
lets, scripted arguments against wind energy, and a professionalised network of ex-
perts from various disciplines (medical doctors, ornithologists, engineers, lawyers,
politicians, etc.). Recent studies of citizens initiatives against the transmission grid
expansion reflect the broad political and social spectrum of such groups [57]. Such
findings question the not in my backyard (NIMBY)-concept [5861] and whether
opposition against wind energy still can be considered a local phenomenon. Nonethe-
less, climate change- and Energiewende-sceptics can be identified behind the leading
and resourceful umbrella organisations [cf. 62]. It became apparent that local level
approaches are not sufficient in resolving conflicts over wind energy development.
For instance, overarching mechanisms (e.g. the Renewable Energy Act, EEG or the
12
privilege for wind development in peripheral areas according to the Federal Building
Code, BauGB) became subject to protest from a German umbrella initiative against
wind energy [63], thus calling into question the energy systems transformation (En-
ergiewende) [64]. Hence, a genuine and all-encompassing societal discourse on cli-
mate change and the energy transition would still be required [65], calling for a decent
arena besides the wind-wildlife discourse.
3.2 Model Approaches
Best Available Science and Adaptive Management.
Best Available Science (BAS) Mandate. A set of regulations governing environmental
conservation and management in the U.S. stipulate that Best Available Science (BAS)
be used as the basis for policy- and decision-making [66]. This BAS mandate aims at
achieving high-quality scientific results, defined by Sullivan et al. [66] in e.g. apply-
ing standardised methods for gathering data and clearly documenting the research
process, safeguarding statistical rigor and concise logic, and enabling peer review of
scientific insights. Consequently, a studys limitations and the transferability of re-
sults should be clearly stated [47]. The mandate requires also to differentiate to which
degree results and conclusions are based on expert judgement on the one hand, or
empirical evidence on the other hand. A similar BAS-mandate, as it is applied e.g. in
the context of the Endangered Species Act (ESA) in the U.S. [67], has not been estab-
lished in Germany.
For example, it is of major interest to which degree species-specific buffer zones
around breeding and resting sites to wind energy facilities [68] are based on empirical
research results. Expert judgement is neither an inferior approach per se nor are expert
opinions and prerogatives disregarded by the courts. German settled case-law ruling
allows thus far for expert prerogatives in cases, where neither methods nor scientific
evidence have been established [69]). Yet, a sound BAS-mandate also in Germany
would presumably serve well to inform the decision-making processes better.
Adaptive Management (AM) in a German Context. Adaptive Management [70] con-
tributes as well to the BAS-mandate, in pinpointing the uncertainties in, inter alia
collision risk estimation, displacement risk assessments, and the success of mitigation
measures [71].
Uncertainties pertaining to both the actual impacts of wind energy on wildlife and
to mitigation measures remain [72]. For instance, natural dynamics (e.g. fluctuating
populations or alternating roosting sites of birds of prey) have received little attention
in prior planning and approval procedures [72]. In contrast, the current legal frame-
work seems to challenge experts with respect to the question whether additional mor-
tality would significantly influence the (local) populations well-being [40, 73, 74]. In
building on ongoing learning and adaptation processes, AM provides means to recog-
nise and overcome uncertainties [70, 75, 76]. Yet, permitting authorities would re-
quire supplementary capacities to supervise and effectively test AM. The major ques-
tion revolves around judicial aspects and the degree of permits flexibility. To con-
13
trive a dynamic (i.e. conditional but valid) permit does not allow for simply trial-and-
error approaches [72].
Model projects might be of assistance in exploring AM in practice. Ideally, all rel-
evant stakeholders should engage in collaborative action, trying to create mutual trust
and at best win-win situations for all parties concerned [72]. Sound AM approaches
should not generate burdens for one party only (e.g. intensified curtailment regimens),
but also consider scenarios with benefits for wind farm operators (in case of alleviat-
ing monitoring results) [71].
Landscape-Scale Conservation Approaches. Recent research indicated a possible
risk for a significant population decline for Red kite (Milvus milvus) [40, 77] or even
Common buzzard (Buteo buteo) [38, 77], raising the question whether further wind
energy development needs to be restricted. To achieve both biodiversity and climate
protection targets, supplementary approaches might assist so far established mitiga-
tion measures at wind farm/turbine/project level. Establishing conservation approach-
es at larger scales, e.g. at a landscape level, was identified as a relevant topic over the
horizon scan discourses. Exploring concepts to stabilise populations at a supra-local
scale might prove of value in case the local mitigation sequence and site-specific
measures cannot provide remedy alone. In addition, cumulative impacts might be
addressed at the supra-local level by means of landscape-scale approaches. This has
been conducted for the Indiana bat (Myotis sodalis) and the Bald Eagle (Haliaeetus
leucocephalus) in the U.S.-Midwestern wind energy multi-species Habitat Conserva-
tion Plan (HCP) [78]. In another effort, the NWCC Sage-grouse Collaborative was
established [79]funded from agencies, the wind industry, and NGOs.
These examples illustrate that a change in perspective is required, centring ap-
proaches on the target species in question and working collectively with all land-
users, who possibly influence the target species well-being. Such model projects
require an un-biased broker, working collaboratively with contributing land-users
(e.g. agricultural sector, forestry, transmission grid operators, renewable energy in-
dustry, etc.). One feasible model to sustain efforts financially could be a common
fund pooling financial resources from all developers in the region (andat bestfurther
funds from third parties).
Another issue in this context highlighted the need to address (regionally orin
some casesstate-wide) increasing populations of endangered species. Such species,
e.g. the Eurasian eagle-owl (Bubo bubo) in Germany [80], hold the same (strict) legal
protection status as species with seriously declining populations. In the U.S., popula-
tion trajectories and a Potential Biological Removal (PBR) model [8183] were ap-
plied for the bald eagle (Haliaeetus leucocephalus). In estimating the number of
individuals that could be killed before a population will fall below a size considered
sustainable [cf. 83], PBR is a reference point approach to assessing and setting
limits on human-induced mortality to species [84]. At the same time, OBrien et al.
[85] raise critique on PBR models as they rely on a number of implicit assumptions,
particularly around density dependence and population trajectory that limit its ap-
plicability in many situations.
14
Planning Approaches. Germany has an ambitious planning and zoning system that
serves in governing the spatial development of wind energy. It follows a decentralised
approach with several planning levels [86]. The states can set renewable development
trajectories [87], and regional planning entities contribute a vital link between the
states objectives and local perspectives. Planning regions designate priority areas for
wind development [86], whilst the municipalities can further zone the actual sites
(concentration zones) [88]. Hot spots of protected wildlife, recreational areas, distanc-
es to settlements, heritage sites among others are considered early in the planning
processes [89].
As an outcome, concentration zones have been identified, to counteract an all-too-
scattered wind energy development [88, 89]. However, in some regions this led to
critical concentrations and stigmatic energy landscapes, i.e. visually dominant ener-
gy facilities, raising relevant public concerns [90]. Thus, planners seemed no longer
convinced that the concentration paradigm for wind energy constitutes a one-and-only
approach. Alternative models need to be explored and/or prototyped in scenario anal-
yses. The puzzling question of a least impact wind farm siting concept was high-
lighted as an emerging issue, rethinking the established planning domain with explor-
ing legal ramifications of other approaches, too.
Ecosystem Services & Sustainability Appraisals. Sustainability appraisals might
provide a means to balance the net footprint of wind energy development and ac-
count for debits and credits at the same time [91, 92]. However, German permitting
processes so far consider primarily adverse impacts pertaining to wind farms. Down-
sides are debited, whilst beneficial ecosystem services are not credited yet. Manufac-
turers, developers, and operators therefore voiced an interest in addressing this blind-
spot of permitting processes and crediting the benefits of wind energy (e.g. decarbon-
isation) as well. Scholarly work emphasises an integrated ecosystem services (ESS)
approach [9193], identifying debits and credits for wind farms. Yet, these approach-
es bear certain risks of over-simplification and still require a more in-depth assess-
ment of ESS. Nevertheless, sustainability appraisals assist in transparently communi-
cating not only the inherent trade-offs but also co-benefits of renewable energy (e.g.
job and regional added value creation) [94, 95]. This emerging issue still needs to be
discussed thoroughly and further grounded. It could serve as well to explore cross-
sectoral sustainability appraisals, for example via interlinking the German Ener-
giewende and the proclaimed Verkehrswende (transport and mobility transition).
3.3 Proof of Concept
Efficacy of Mitigation Measures
Efficacy of Measures to Avoid, Minimise, and Reduce Impacts. In Germany, there is
an ongoing controversy whether only careful planning and siting measures constitute
proper mitigation approaches (i.e. avoiding according to May [96], for example, by
establishing buffer zones around breeding sites) or to which degree more detailed
15
measures matter as well (e.g. land use management to luring birds away to more at-
tractive foraging sites near-by). Much is governed in Germany by mostly state-wide
guidance [97], which sets up standards for baseline surveys and relevant methods but
also recommends sequential mitigation measures (avoid, minimise, reduce, cf. May
[96]). Nevertheless, no proof of concept, i.e. the mitigation measures actual efficacy,
has been widely established yet [31, 32, 96]. In turn, interviewed wind energy devel-
opers and operators stated that they must be able to rely on the feasibility of recom-
mended mitigation approaches in relevant guidance. At the end of the day, proof for
efficacy of mitigation measures has been strongly longed for in the horizon scan from
different stakeholder groups, from both conservation and industry sides. In turn, com-
pensatory mitigation has been given a second-rate treatment in contemporary German
practice in the wind energy context. This would require an incidental take permit. To
date, such permits are not regularly practiced, since proponents have to justify the
non-existence of reasonable alternatives (mostly other locations). In contrast, impacts
on landscape scenery are considered unavoidable per se and require in-lieu-fees for
any compensatory measures [98].
Cost-Effectiveness. This emerging issue pinpoints the question of maximum operating
restrictions, which might still be tolerable for operators. Therefore, the cost-
effectiveness of mitigation measures might be of relevance as well. In Germany, cur-
tailment is required not only for bat species but also for specific bird events, for ex-
ample, during and after mowing to minimise collisions of raptors. Additional limits
for human health protection set standards e.g. on the maximum exposure to the peri-
odical shadowing effect of wind turbines (annually max. 30 hrs, daily max. 30 min
[99]). The cost-effectiveness of various curtailment measures (bat algorithms, emis-
sion control standards, etc.) would be of interest beyond their wildlife and health ben-
efits. The Water Framework Directive respectively requires Member States to make
judgements about the most cost-effective combination of measures [100] in an eco-
nomic analysis; possibly a similar approach might be explored for wind energy as
well.
Another emerging issue addressed retrofit mitigation measures for approved and
operating wind farms. For instance, the re-location of less ideally-sited turbines (e.g.
high fatality rates on-site) might matter in specific cases and be supported by using
abound in-lieu fee money. In Germany in-lieu fees often need to be paid by develop-
ers for the lack of effective landscape scenery compensation [98].
Deterrence. Albeit recent studies on the efficacy of deterrence measures are underway
(e.g. DTBird in Norway [101], Switzerland [102], Sweden [103], and the U.S. [104,
105]; Frontier Wind [106]; RNRG deterrent [107]; IdentiFlight [104]), a proof of
concept for Germany is pending. One of the studies on the efficacy of deterrence
measures (Department of Energy, DoE-funded) aims at comparing the reduction lev-
els of an ultrasonic acoustic (RNRG) deterrent with operational minimisation (i.e.
curtailment by feathering blades to 5.0 m/s, or 2.0 m/s above the pre-set operating
conditions) [107]. This approach addresses the combination of both mitigation
measures to test whether there is an additive effect, furthering the reduction in bat
16
fatalities [107]. Another DoE-funded project evaluates a camera-based eagle detec-
tion system (IdentiFlight deterrent). It aims at determining how this technology com-
pares to biological observers in identifying and in reducing collision risks for eagles
[104]. Yet, research results and deterrent technologies might not easily be transferable
to other settings, e.g. due to the on average higher wind turbines in Germany and
settings in various land covers and rugged terrains (e.g. forests, forested Midlands).
Contemporary settled case-law rulings refer to a missing proof of concept and have
denied relevant permits so far [108]. Yet, an automated bird detection system will be
tested in Southern Germany as part of a recent wind energy research cluster [109].
Population Models. In the U.S., population models have been widely applied by
wildlife agencies (US FWS), e.g. for conceptualising eagle management [82]. Lately,
matrix models were set up in Germany for some raptor species [77]. This recent Ger-
man matrix modelling approach [cf. 38] stressed the need for further elaboration of
population models in conservation, i.e. to support the modelling approaches feasibil-
ity, accountability, and limits. To inform modelling, the relevant data base needs to be
improved substantially and sound Before-After-Control-Impact (BACI) studies would
be required, whilst focusing on the actual comparability of pre- and post-construction
studies as well [110]. This emerging issue is also linked to the cost-efficiency topic,
since advanced and contemporary telemetry technologies [e.g. 111] might prove less
resource-intensive compared to customary methods. Interviewees mentioned that a
comparative study could collate wind concentration zones with reference zones with
fewer installed turbines. Without advancements in population modelling, the still
challenging issue of identifying significant mortality thresholds in permitting proce-
dures might hardly become better elaborated.
Efficacy of Participatory Approaches. The horizon scan revealed interest in meas-
uring the efficacy of mitigation measures not only in wildlife conservation. Inclusive
and good-practice participatory approaches were addressed as well. Developers have
a legitimate interest in learning whether extensive participation in the planning pro-
cess or financial participation models can actually foster local wind farm acceptance.
Furthermore, radar-based on-demand turbine lighting technologies for approaching
aircrafts can avoid permanent night-time lighting near settlements. Since they are
rather costly, their actual efficacy in increasing residents well-being was of interest in
the horizon scan as well.
4 Conclusions
To sum up, the window of opportunity is very narrow to cap the global CO2 emissions
and we need to decide now about the transformation of the energy sector, notwith-
standing challenging dilemmas such as climate protection vs. biodiversity conserva-
tion, or green vs. green. Consequently, the planetary boundaries and the SDGs need
to be addressed in co-operation and at best collaboration with all relevant agents,
17
building regional stewardships [6, 112, 113]. At the end of the day, local and regional
actions should result in significant climate mitigation effects even on a higher scale
(national, global). Our horizon scan indicates that only inter- and transdisciplinary
approaches will have the potential to facilitate a sustainable energy transition within
this window of opportunity. From our point of view, common, sector-bridging con-
cepts from the following criteria (Table 1) can lead to overcoming the recent dilem-
mas associated with the transformation of our still-too-fossil-driven energy systems.
Moreover, as far as the supportive CWW series is concerned, opening up to involved
societal topics might help to further paving the road towards a sustainable wind ener-
gy development worldwide.
Table 1. Criteria for co-operative research and development projects, derived from the horizon
scan
Criteria for co-operative research and development projects
Collaborative action
Collaborative action of wildlife conservationists and
climate actors (e.g. the renewable energy sector)
requires creating trust and win-win situations for all
stakeholders involved. This allows experts from
various disciplines (both from research and prac-
tice) to better integrate knowledge from different
disciplines [114] and engage on a regular basis. An
un-biased discussion forum should be established
by collaborative approaches, assisting in generating
and diffusing comprehensible and credible results
[115]. Advantages include the opportunity to lever-
age funds (e.g. contribution of non-monetary re-
sources, technology and co-payments) [116], access
to (interim) research results, and fostering transpar-
ency [47, 117].
Perception of Sustainable
Development Goals and
Planetary Boundaries
To address the different dimensions (wildlife con-
servation, planning and technologies, and societal
issues), research and development projects should
address the SDGs and planetary boundaries candid-
ly. Conflicting goals should be well considered and
reflected, for example, in case wind energy was to
be precluded from forest habitats, which other re-
newable energy could be developed in the same
region?
Early on solution-
orientation
Albeit a project might intend to explore basic em-
pirical findings or set up ambitious modelling ef-
forts, for example, conceivable solutions should be
envisaged from the very beginning. To sum up,
research foci should be solution-oriented, early on,
and can become further adjusted over the research
and development process.
18
Cost-benefit effectiveness
Taking into account cost-benefit considerations for
mitigation measures mightalbeit their benefits for
wildlife or health protectionprove relevant, as well.
The Water Framework Directive, for example, re-
quires Member States to make judgements about
the most cost-effective combination of measures
[100].
Best Available Science
(BAS) mandate
To increase credibility and safeguard quality in
research and development as well as good practice,
a thorough application of the BAS mandate is par-
amount. Proponents, responsible agencies, and ex-
perts involved must commit to reproducibility and
data availability, include peer-review processes, and
indicate exactly whether specific findings are evi-
dence-based or primarily reflect expert judgement.
Communication
Recent experiences with false assertions (so called
alternative facts) in a post-truth era illustrates that
the fine line between false assertion and facts is
often hard to illustrate [cf. 118, 119]. The altered
use of media often assists in circulating commonly
held assertions [116]. This demonstrates the need
for clearly communicated limitations and transfera-
bility of studies and results [64]. Often, this can
only be adequately done by the authors of the study
themselves, pinpointing the potential of integrated
communication modules in research projects.
Acknowledgements
The horizon scan was supported by the German Federal En-
vironmental Foundation (Deutsche Bundesstiftung Umwelt,
DBU). We particularly thank our interview partners, panel-
lists, and renowned experts for their contributions and valua-
ble comments on earlier versions of the horizon scan study. We want to express our
gratitude towards our two reviewers, whom we are highly indebted to for their valua-
ble feedback.
19
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